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| IPO Filings by Underwriter |
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| UBS | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Boetzelen Real Estate AG | -0.0M | $5.50 - $7.50 | TBA | TBA | Filed | ||
| JSC Uralkali | 88.54M | $10.25 - $12.25 | TBA | TBA | Filed | ||
| UBS AG | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| PR Finance | 56.1M | 31-Mar-2007 | TBA | Filed | |||
| UBS Australia Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Allianz Global Investors | -0.0M | TBA | TBA | Filed | |||
| UBS Australia Ltd Goldman Sachs JBWere Pty Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Tech Pacific Holdings Ltd | -0.0M | 14-Aug-2004 | TBA | Filed | |||
| UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 3SBio Inc | SSRX | -0.0M | $16.00 | 31-Jan-2007 | 6-Feb-2007 | Priced | News, Profile, Research |
| ASM Acquisition Co Ltd | ARY | 15.0M | $10.00 | TBA | TBA | Filed | Profile |
| Adeza Biomedical Corp | ADZA | 3.75M | $16.00 | 6-Dec-2004 | 10-Dec-2004 | Priced | Profile |
| Atlas Energy Resources LLC | ATN | 6.33M | $21.00 | 5-Dec-2006 | 12-Dec-2006 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| BioNumerik Pharmaceuticals Inc | BNPI | $14.00 - $16.00 | TBA | 9-Jun-2006 | Withdrawn | Profile | |
| BlackRock Global Opportunities | BOE | 17.0M | $25.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile, Research, Insider |
| BlackRock Municipal 2020 Term | BKK | 3.95M | $15.00 | 22-Aug-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| Blackrock Glbl Flt Rt IT | BGT | 27.0M | $20.00 | 25-Aug-2004 | 25-Aug-2004 | Priced | Chart, News, Profile, Insider |
| China Medical Technologies Inc | CMED | 5.0M | $15.00 | 4-Aug-2005 | 9-Aug-2005 | Priced | News, Msgs, Profile, Research |
| Cohen & Steers WW Realty Inc F | RWF | 20.0M | $20.00 | TBA | 28-Mar-2005 | Priced | Chart, News, Profile, Research, Insider |
| Crit Homecare Sol Hldgs Inc | CHCS | TBA | 14-Feb-2008 | Withdrawn | Profile | ||
| Eaton Vance Credit | EOE | 10.0M | $20.00 | 24-May-2006 | 26-May-2007 | Priced | News, Profile, Insider |
| Eaton Vance Enhanced Eq Inc Fd | EOI | 0.05M | $20.00 | 12-Aug-2004 | 26-Oct-2004 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Enhanced Eq Inc II | EOS | 50.0M | $20.00 | 24-Jan-2005 | 26-Jan-2005 | Priced | Chart, News, Profile, Insider |
| Eaton Vance Floating Rate | EFR | 33.0M | $20.00 | 20-Nov-2003 | 24-Nov-2003 | Priced | Chart, News, Profile, Insider |
| FinTech Acquisition Corp | 10.0M | $10.00 | TBA | TBA | Filed | ||
| FreightCar America Inc | TBA | 17-Mar-2005 | Withdrawn | ||||
| GB Holiday Parks Ltd | -0.0M | 30-Apr-2004 | TBA | Filed | |||
| HBM BioVentures AG | 1.35M | TBA | TBA | Filed | |||
| Harry & David Holdings Inc | $13.00 - $15.00 | TBA | 7-May-2008 | Withdrawn | |||
| Helicos BioSciences Corp | HLCS | 5.4M | $9.00 | 23-May-2007 | 23-May-2007 | Priced | News, Profile, Research, Insider |
| ICF International Inc | ICFI | 4.67M | $12.00 | 12-Sep-2006 | 27-Sep-2006 | Priced | News, Profile, Research, Insider |
| Immunicon Corp | IMMC | 6.0M | $8.00 | 15-Apr-2004 | 16-Apr-2004 | Priced | Chart, Msgs, Profile |
| Insys Therapeutics Inc | INRX | TBA | 8-Sep-2008 | Withdrawn | Profile | ||
| Iomai Corp | IOMI | 5.0M | $7.00 | 30-Jan-2006 | 1-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Ituran Location & Control Ltd | ITRN | 4.8M | $13.00 | 23-Sep-2005 | 27-Sep-2005 | Priced | News, Msgs, Profile, Research |
| Kanbay International Inc | KBAY | 7.15M | $13.00 | 21-Jul-2004 | 22-Jul-2004 | Priced | Profile |
| Knology Inc | KNOL | 6.0M | $9.00 | 2-Dec-2003 | 18-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| KongZhong Corp | KONG | 10.0M | $10.00 | 7-Jul-2004 | 8-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research |
| LECG Corp | XPRT | 6.67M | $17.00 | 13-Nov-2003 | 13-Nov-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| MannKind Corp | MNKD | 5.5M | $14.00 | 27-Jul-2004 | 28-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Mechel Steel Group OAO | MTL | 13.88M | $21.00 | 4-Oct-2004 | 28-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research |
| Memory Pharmaceuticals Corp | MEMY | 5.0M | $7.00 | 17-Mar-2004 | 5-Apr-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Neurochem Inc | NRMX | 4.2M | $10.87 | 17-Sep-2003 | 17-Sep-2003 | Priced | Chart, News, Msgs, Profile |
| Nicholas-Applegate Global Eq | NGZ | 8.0M | $25.00 | 24-Sep-2007 | 25-Sep-2007 | Priced | News, Profile, Insider |
| Nicholas-Applegate Int'l Strat | NAI | 9.5M | $25.00 | 26-Apr-2005 | 26-Apr-2005 | Priced | News, Profile, Insider |
| Nuveen Core Equity Alpha Fund | JCE | 19.0M | $20.00 | 26-Mar-2007 | 27-Mar-2007 | Priced | News, Profile, Insider |
| ORBCOMM Inc | ORBC | 11.15M | $11.00 | 19-Oct-2006 | 2-Nov-2006 | Priced | News, Profile, Research, Insider |
| Omrix Biopharmaceuticals Inc | OMRI | 3.44M | $10.00 | 7-Apr-2006 | 20-Apr-2006 | Priced | News, Msgs, Profile, Research, Insider |
| PIMCO New York Municipal 3 | PYN | 5.0M | $15.00 | 30-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| Pioneer Diversified High | HNW | 28.0M | $25.00 | 20-Apr-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Pioneer Muni High Inc Trust | MHI | 20.5M | $15.00 | 17-Jul-2003 | 17-Jul-2003 | Priced | Chart, News, Profile |
| Predix Pharmaceuticals Inc | PRDX | $10.00 - $12.00 | TBA | 26-Oct-2005 | Withdrawn | Profile | |
| Qiao Xing Mobile Commun Co Ltd | QXM | 16.67M | $12.00 | 25-Apr-2007 | 2-May-2007 | Priced | News, Profile |
| Republic Engineered Products | TBA | 13-Oct-2005 | Withdrawn | ||||
| Rubicon Technology Inc | RBCN | 6.7M | $14.00 | 1-Nov-2007 | 15-Nov-2007 | Priced | News, Profile, Research, Insider |
| SCOPE METALS GROUP LTD | SCPE | 3.77M | $25.00 - $28.00 | TBA | TBA | Filed | Profile |
| Saga Group Ltd | -0.0M | 15-Sep-2004 | TBA | Filed | |||
| Scudder RREEF REIT Fund II Inc | SRO | 0.04M | $15.00 | 26-Aug-2003 | 26-Aug-2003 | Priced | Chart, News, Profile, Insider |
| Secunda International LTD | -0.0M | TBA | TBA | Filed | |||
| Seven Networks Inc | SEVN | TBA | 22-Nov-2004 | Withdrawn | Profile | ||
| Sonics Inc | SNCS | TBA | 23-Jun-2008 | Withdrawn | Profile | ||
| StreetTRACKS Gold Trust | GLD | 2.3M | $44.21 | 13-May-2003 | 17-Nov-2004 | Priced | News, Profile |
| Systems Xcellence Inc | SXC | 3.2M | $12.08 | 22-Jun-2006 | 22-Jun-2006 | Priced | News, Msgs, Profile |
| Technology Investment Capital | TICC | 8.33M | $15.00 | 19-Nov-2003 | 20-Nov-2003 | Priced | Chart, News, Profile, Research, Insider |
| Transmontaigne Partners LP | TLP | 3.35M | $21.40 | 13-May-2005 | 24-May-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Wood Resources LLC | WRC | 4.25M | $11.74 | 14-Nov-2005 | 13-Feb-2006 | Withdrawn | Profile |
| WorldSpace Corp | WRSP | 11.87M | $21.00 | 3-Aug-2005 | 3-Aug-2005 | Priced | Profile |
| UBS Investment Bank ABG Sundal Collier | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Thule Holding AB | -0.0M | 29-Oct-2004 | TBA | Filed | |||
| UBS Investment Bank Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Aviv REIT Inc | AVI | 14.7M | TBA | TBA | Filed | Profile | |
| Valera Pharmaceuticals Inc | VLRX | 3.75M | $9.00 | 30-Jan-2006 | 1-Feb-2006 | Priced | Profile |
| UBS Investment Bank Banc of America Securities LLC Bear Stearns & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ocean Power Technologies Inc | OPTT | 5.0M | $20.00 | 23-Apr-2007 | 24-Apr-2007 | Priced | News, Profile, Research, Insider |
| UBS Investment Bank Bear Stearns & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| American Railcar Industries | TBA | 1-Dec-2005 | Withdrawn | ||||
| CPI International Inc | CPII | 7.06M | $18.00 | 11-Apr-2006 | 27-Apr-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Panther Expedited Services Inc | -0.0M | TBA | TBA | Filed | |||
| Ultrapetrol(Bahamas)Ltd | ULTR | 12.5M | $11.00 | 26-Sep-2006 | 12-Oct-2006 | Priced | News, Profile, Research |
| UBS Investment Bank Bear Stearns & Co Inc Citigroup | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eagle Bulk Shipping Inc | EGLE | 14.4M | $14.00 | 22-Jun-2005 | 22-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| UBS Investment Bank China International Capital Co Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| China Pacific Ins(Grp)Co Ltd | 601601 | -0.0M | TBA | TBA | Filed | Profile | |
| UBS Investment Bank Citi | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Ship Lease Inc | 18.88M | $19.00 - $21.00 | TBA | TBA | Postponed | ||
| UBS Investment Bank Citi Credit Suisse Morgan Stanley | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Western Gas Partners LP | WES | 18.75M | $16.50 | 25-Apr-2008 | 8-May-2008 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| UBS Investment Bank Citigroup JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Apollo Investment Corp | AINV | 50.0M | $15.00 | 1-Apr-2001 | 5-Apr-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| UBS Investment Bank Citigroup Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eaton Vance Tax Advantaged Div | EVT | 75.0M | $20.00 | 25-Sep-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| Etn Vance Tax Adv. Gl. DivFun | ETG | 75.0M | $20.00 | 26-Jan-2004 | 27-Jan-2004 | Priced | Chart, News, Profile, Insider |
| Nich-Apple Conv & Inc Fd II | NCZ | $15.00 | 9-Jun-2003 | 28-Jul-2003 | Priced | Chart, News, Profile, Insider | |
| PAFM Nicholas Applegate Con Fd | NCZ | 70.0M | $15.00 | TBA | TBA | Filed | Profile |
| UBS Investment Bank Citigroup Merrill Lynch Wachovia Capital Markets AG Edwards & Sons Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| EV Tax-Mnged Global Buy-Write | ETW | 110.0M | $20.00 | 26-Sep-2005 | 27-Sep-2005 | Priced | News, Profile, Research, Insider |
| UBS Investment Bank Citigroup Merrill Lynch Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eaton Vance Fltng-Rt Inc Trst | EFT | 39.0M | $20.00 | 23-Jun-2004 | 24-Jun-2004 | Priced | Chart, News, Profile, Research, Insider |
| UBS Investment Bank Credit Suisse First Boston | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Maidenform Brands Inc | MFB | 12.79M | $17.00 | 21-Jul-2005 | 22-Jul-2005 | Priced | News, Msgs, Profile, Research, Insider |
| UBS Investment Bank Deutsche Bank Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Builders FirstSource Inc | BLDR | 12.25M | $16.00 | 22-Jun-2005 | 22-Jun-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Huron Consulting Group Inc | HURN | 5.0M | $15.50 | 5-Oct-2004 | 12-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Prestwick Pharmaceuticals Inc | -0.0M | 22-Apr-2005 | 20-Dec-2005 | Withdrawn | |||
| ZipRealty Inc | ZIPR | 4.55M | $13.00 | 8-Nov-2004 | 9-Nov-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| UBS Investment Bank Deutsche Bank Securities Corp Morgan Stanley | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| MFResidential Investments Inc | MFR | 16.67M | $15.00 | TBA | TBA | Postponed | Profile |
| UBS Investment Bank Friedman Billings Ramsey & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| New Century Financial Corp | NEW | 13.5M | $58.00 | 22-Apr-2004 | 30-Sep-2004 | Priced | Profile |
| UBS Investment Bank Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Quicksilver Gas Services LP | KGS | 5.0M | $21.00 | 25-Jul-2007 | 6-Aug-2007 | Priced | News, Profile, Research |
| UBS Investment Bank Handelsbanken AS | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Bisnode AB | 71.2M | $31.00 - $37.00 | 17-Aug-2007 | TBA | Filed | ||
| UBS Investment Bank JMP Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| MediaTech Investment Corp | MDTC | 10.0M | $14.00 - $16.00 | TBA | TBA | Filed | Profile |
| UBS Investment Bank Jefferies & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Arlington Tankers Ltd | ATB | 11.45M | $20.00 | 21-Oct-2004 | 5-Nov-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| UBS Investment Bank Jefferies & Co Inc Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cumberland Pharmaceuticals Inc | CPIX | 6.25M | $14.00 - $16.00 | TBA | TBA | Filed | Profile |
| UBS Investment Bank Keefe Bruyette & Woods Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Safe Auto Group Inc | SAIC | -0.0M | 5-Nov-2004 | 9-Jan-2006 | Withdrawn | Profile | |
| UBS Investment Bank Ladenburg Thalmann & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SP Acquisition Holdings Inc | DSP | 40.0M | $10.00 | 5-Oct-2007 | 10-Oct-2007 | Priced | Chart, News, Profile, Insider |
| Wattles Acquisition Corp | 20.0M | $10.00 | TBA | TBA | Filed | ||
| UBS Investment Bank Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ASAlliances Biofuels LLC | TBA | 12-Oct-2007 | Withdrawn | ||||
| Encore Energy Partners LP | ENP | 9.0M | $21.00 | 28-Aug-2007 | 11-Sep-2007 | Priced | News, Profile, Research, Insider |
| Oge Enogex Partners LP | OGP | $16.00 - $18.00 | TBA | 23-Sep-2008 | Withdrawn | Profile | |
| Regency Energy Partners LP | RGNC | 12.5M | $20.00 | 20-Jan-2006 | 30-Jan-2006 | Priced | News, Msgs, Profile, Research, Insider |
| UBS Investment Bank Lehman Brothers Goldman Sachs & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eagle Rock Energy Partners LP | EROC | 12.5M | $19.00 | 13-Oct-2006 | 24-Oct-2006 | Priced | News, Profile, Research, Insider |
| UBS Investment Bank Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ADESA Inc | KAR | 6.25M | $24.00 | 14-Jun-2004 | 16-Jun-2004 | Priced | Profile |
| BlackRock Florida Mun 2020 | BFO | 3.95M | $15.00 | 22-Aug-2003 | 25-Sep-2003 | Priced | Chart, News, Profile |
| Double Hull Tankers Inc | DHT | 16.0M | $12.00 | 12-Oct-2005 | 13-Oct-2005 | Priced | News, Msgs, Profile, Research |
| Extra Space Storage Inc | EXR | 20.2M | $12.50 | 11-Aug-2004 | 11-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Gjensidige Forsikring AS | -0.0M | 20-Aug-2007 | TBA | Filed | |||
| John Hancock Tax-Adv Div Inc F | HTD | 34.0M | $20.00 | 23-Jan-2004 | 24-Feb-2004 | Priced | Chart, News, Profile, Insider |
| John Hancock Tax-Advantaged | HTY | 9.0M | $20.00 | TBA | TBA | Filed | Profile |
| MortgageIT Holdings Inc | MHL | 14.6M | $12.00 | 27-Jul-2004 | 29-Jul-2004 | Priced | Profile |
| UBS Investment Bank Merrill Lynch Wachovia Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eaton Vance Tax Adv Global Div | ETO | 20.0M | $20.00 | 23-Apr-2004 | 27-Apr-2004 | Priced | Chart, News, Profile, Insider |
| UBS Investment Bank Merrill Lynch Wachovia Securities Inc Royal Bank of Canada | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Pioneer Municipal Advt Trust | MAV | 25.0M | $15.00 | 24-Oct-2003 | 15-Oct-2003 | Priced | Chart, News, Profile, Insider |
| UBS Investment Bank Morgan Joseph & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Lambert's Cove Acq Corp | LCA | 10.0M | $10.00 | TBA | TBA | Filed | Profile |
| UBS Investment Bank Morgan Stanley | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Paragon Shipping Inc | PRGN | 10.3M | $16.00 | 7-Aug-2007 | 9-Aug-2007 | Priced | News, Profile, Research |
| Van Kampen Dynamic Credit | VTA | 80.5M | $20.00 | 26-Jun-2007 | 26-Jun-2007 | Priced | Chart, News, SEC, Msgs, Profile, Insider |
| UBS Investment Bank Morgan Stanley Pactual Capital Corporation | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Telemar Participacoes SA | TBA | 17-Aug-2006 | Withdrawn | ||||
| UBS Investment Bank Piper Jaffray Cos | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AtriCure Inc | ATRC | 4.0M | $12.00 | 19-Jul-2005 | 5-Aug-2005 | Priced | News, Msgs, Profile, Research, Insider |
| US BioEnergy Corp | USBE | 9.38M | $14.00 | 29-Nov-2006 | 14-Dec-2006 | Priced | Profile |
| UBS Investment Bank Wachovia Securities Inc Credit Suisse | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Energy Transfer Equity LP | ETE | 17.5M | $21.00 | 23-Jan-2006 | 3-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| UBS Pactual | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Banestes | -0.0M | 11-Dec-2007 | TBA | Filed | |||
| UBS Securities Inc SBC Warburg Dillon Read Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Conecel | $12.50 - $13.50 | TBA | 7-Apr-1998 | Withdrawn | |||
| UBS Securities Inc SBC Warburg Dillon Read {OLD} | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Conecel | -0.0M | TBA | TBA | Filed | |||
| UBS Warburg | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Aderis Pharmaceuticals Inc | ADPX | $12.00 - $14.00 | TBA | 8-Aug-2002 | Withdrawn | Profile | |
| Adesso Healthcare Technology | ADSO | -0.0M | 20-Jul-2000 | 22-Sep-2000 | Withdrawn | Profile | |
| Alliance Medical Corp | $14.00 - $16.00 | TBA | 12-Mar-2002 | Withdrawn | |||
| Altus Medical Inc | ALTU | TBA | 14-Jun-2002 | Withdrawn | Profile | ||
| Argonaut Technologies Inc | AGNT | 4.0M | $15.00 | 18-Jul-2000 | 19-Jul-2000 | Priced | Profile |
| Athena Diagnostics Inc | ATHN | $30.00 | TBA | 7-Oct-2004 | Withdrawn | Profile | |
| Biomedicines Inc | BIOS | TBA | 2-Apr-2001 | Withdrawn | Profile | ||
| BlackRock Strategic Bond Trust | BHD | 9.0M | $15.00 | 26-Feb-2002 | 27-Feb-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Core Bond Trust | BHK | 30.0M | $25.00 | 27-Nov-2001 | 27-Nov-2001 | Priced | Chart, News, Profile, Insider |
| Bruker AXS Inc | BAXS | 9.0M | $6.50 | 7-Dec-2001 | 14-Dec-2001 | Priced | Profile |
| Bruker Daltonics Inc | BDAL | 8.0M | $13.00 | 3-Aug-2000 | 4-Aug-2000 | Priced | Profile |
| Cepheid Inc | CPHD | 5.0M | $6.00 | 21-Jun-2000 | 21-Jun-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Curon Medical Inc | CURN | 5.0M | $11.00 | 30-Aug-2000 | 21-Sep-2000 | Priced | Profile |
| Digirad Corp | TBA | 9-Nov-2001 | Withdrawn | ||||
| DrugAbuse Sciences Inc | $8.00 - $9.00 | TBA | 13-Oct-2000 | Withdrawn | |||
| Dynacare Inc | DNCR | 7.0M | $10.00 | 11-Oct-2000 | 17-Nov-2000 | Priced | Profile |
| Eaton Vance Ins CA Mun Fnd I | EIA | 4.6M | $15.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Ins Mun Bd Fd II | EIV | 10.5M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile, Research |
| Eaton Vance Ins NY Muni I | NYH | 3.67M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Arizona | EVZ | 0.07M | $15.00 | TBA | TBA | Filed | Profile |
| Eaton Vance Insured Florida | EIF | 3.52M | $15.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Mass Muni | MAB | 2.1M | $15.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Michigan | MIW | 2.1M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Minnesota | 0.07M | $15.00 | 9-Oct-2002 | TBA | Filed | ||
| Eaton Vance Insured New Jersey | EMJ | 2.95M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Insured Ohio | EIO | 3.52M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| Eaton Vance Muni Inc Trst II | EVR | 0.07M | $25.65 | TBA | TBA | Filed | Profile |
| Genomic Solutions Inc | GNSL | 5.0M | $8.00 | 11-Feb-2000 | 5-May-2000 | Priced | Profile |
| Gladstone Capital Corp | GLAD | 7.7M | $15.00 | 23-Aug-2001 | 23-Aug-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| HPL Technologies Inc | HPLA | 6.0M | $11.00 | 30-Jul-2001 | 30-Jul-2001 | Priced | Profile |
| Hemosol Inc | HMSL | 7.0M | $8.78 | 31-Jan-2001 | 1-Mar-2001 | Priced | Profile |
| Infonet Services Corp | IN | -0.0M | $18.88 | 1-Nov-2002 | 3-Jan-2003 | Withdrawn | Profile |
| Information Business Systems | -0.0M | 1-Feb-2001 | TBA | Filed | |||
| InterVideo Inc | $12.00 - $14.00 | TBA | 30-Jan-2003 | Withdrawn | |||
| LogicVision Inc | LGVN | 4.5M | $9.00 | 30-Oct-2001 | 30-Oct-2001 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| MEVC Delta LifeSciences Fund I | HVC | 4.35M | $20.00 | TBA | TBA | Filed | Profile |
| MediChem Life Sciences Inc | MCLS | 6.4M | $7.00 | 25-Oct-2000 | 26-Oct-2000 | Priced | Profile |
| Nicholas-Applegate Cvt Inc Fd | NCV | 73.5M | $15.00 | 26-Mar-2003 | 26-Mar-2003 | Priced | Chart, News, Profile, Research, Insider |
| OCPI | OCPI | 10.5M | $11.00 | 1-Nov-2000 | 3-Nov-2000 | Priced | Profile |
| PIMCO California Municipal III | PZC | 25.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Research, Insider |
| PIMCO California Municipal Inc | PCK | $15.00 | 29-May-2002 | 26-Jun-2002 | Priced | Chart, News, Profile, Insider | |
| PIMCO Municipal Income Fund II | PML | $15.00 | 29-May-2002 | 26-Jun-2002 | Priced | Chart, News, Profile, Insider | |
| PIMCO New York Municipal | PNI | $15.00 | 15-Apr-2002 | 26-Jun-2002 | Priced | Chart, News, Profile, Insider | |
| Pimco CA Mun Inc Fund | PCQ | 16.67M | $15.00 | 26-Jun-2001 | 26-Jun-2001 | Priced | Chart, News, Profile, Research, Insider |
| Pimco Municipal Income Fund | PMF | 23.33M | $15.00 | 26-Jun-2001 | 26-Jun-2001 | Priced | Chart, News, Profile, Research, Insider |
| Pimco Municipal Income III | PMX | 38.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Research, Insider |
| Pimco NY Mun Inc Fund | PNF | 8.33M | $15.00 | 26-Jun-2001 | 26-Jun-2001 | Priced | Chart, News, Profile |
| Printcafe Software Inc | PCAF | 3.75M | $10.00 | 14-Jun-2002 | 18-Jun-2002 | Priced | Profile |
| Protarga Inc | PRTG | TBA | 3-Oct-2002 | Withdrawn | Profile | ||
| Ribapharm Inc | RNA | 26.0M | $10.00 | 11-Apr-2002 | 12-Apr-2002 | Priced | Profile |
| Royalty Pharma AG | 4.1M | $40.00 - $45.00 | 25-May-2002 | TBA | Filed | ||
| Sabesp | SBS | -0.0M | $11.22 | 8-Apr-2002 | 9-May-2002 | Priced | Chart, News, Msgs, Profile, Research |
| Scudder RREEF Real Estate Fund | SRQ | 18.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| Stockpoint Inc | $8.00 - $10.00 | TBA | 4-Apr-2001 | Withdrawn | |||
| Torch Offshore Inc | TORC | 5.0M | $16.00 | 4-Jun-2001 | 7-Jun-2001 | Priced | Profile |
| Universal Hospital Services | $14.00 - $15.00 | TBA | 3-Dec-2001 | Withdrawn | |||
| ViaCell Inc | TBA | 31-Dec-2003 | Withdrawn | ||||
| WCI Communities Inc | WCI | 6.9M | $19.00 | 4-Mar-2002 | 11-Mar-2002 | Priced | Profile |
| Xenogen Corp | $9.00 - $11.00 | TBA | 9-Apr-2001 | Withdrawn | |||
| UBS Warburg & Associates (SG) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Singmall Property Trust | 530.0M | 12-Oct-2001 | TBA | Filed | |||
| UBS Warburg (UK) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Andritz AG | -0.0M | 16-Sep-2000 | TBA | Filed | |||
| Camelot International Services | -0.0M | 1-Aug-2000 | TBA | Filed | |||
| Leica Microsystems AG | -0.0M | 6-Jan-2001 | TBA | Filed | |||
| Microsiga Software SA | -0.0M | 24-Feb-2001 | TBA | Filed | |||
| Obtree Technologies Inc | 0.64M | 28-Oct-2000 | TBA | Filed | |||
| Streamserve AB | 13.7M | $44.00 - $56.00 | 5-Jun-2000 | TBA | Filed | ||
| UBS Warburg (UK) JP Morgan Securities Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Khanti Mansyisk Oil | -0.0M | $14.00 - $16.00 | 1-May-2001 | TBA | Filed | ||
| UBS Warburg Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Amerigroup Corp | AMGP | 4.4M | $17.00 | 2-Nov-2001 | 5-Nov-2001 | Priced | Profile |
| UBS Warburg Citigroup Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eaton Vance Limited Duration | EVV | 95.0M | $20.00 | 23-May-2003 | 27-May-2003 | Priced | Chart, News, Msgs, Profile, Insider |
| UBS Warburg Credit Suisse First Boston | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| HealtheTech Inc | HETC | 5.0M | $7.50 | 18-Jun-2002 | 12-Jul-2002 | Priced | Profile |
| UBS Warburg JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Khanty Mansiysk Oil Corp | $14.00 - $16.00 | TBA | 12-Nov-2002 | Withdrawn | |||
| UBS Warburg LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| APS Healthcare Inc | TBA | 3-Oct-2002 | Withdrawn | ||||
| Westcon Group Inc | -0.0M | 12-Jan-2001 | 16-Jan-2004 | Withdrawn | |||
| UBS Warburg Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Eaton Vance Insured PA Muni | EIP | 3.72M | $15.00 | 21-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile |
| John Hancock Pref Inc Fund II | HPF | 22.0M | $25.00 | 22-Nov-2002 | 25-Nov-2002 | Priced | Chart, News, Profile, Insider |
| John Hancock Pref Inc Fund III | HPS | -0.0M | $25.00 | 23-May-2003 | 16-Jun-2003 | Priced | Chart, News, Profile, Insider |
| John Hancock Preferred Income | HPI | 22.5M | $25.00 | 22-Aug-2002 | 22-Aug-2002 | Priced | Chart, News, Profile, Insider |
| UBS Warburg Merrill Lynch International | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Converium Holding AG | CHRN | 70.0M | $24.59 | 19-Nov-2001 | 10-Dec-2001 | Priced | News, Profile, Insider |
| UBS Warburg SG Cowen Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Candescent Technologies | -0.0M | 8-Feb-2001 | 2-May-2001 | Withdrawn | |||
| UFJ Tsubasa Securities Co Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| DIP Corp | $600000.00 - $800000.00 | 13-Nov-2003 | TBA | Filed | |||
| UNKNOWN | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Card Protection Plan Ltd | -0.0M | 7-Oct-2000 | TBA | Filed | |||
| Global Switch SARL | -0.0M | 2-Oct-2000 | TBA | Filed | |||
| MirCorp | -0.0M | 16-Oct-2000 | TBA | Filed | |||
| Stocznia Gdynia | -0.0M | 10-Oct-2000 | TBA | Filed | |||
| UOB Asia Ltd UOB Kay Hian Private Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| EC Asia International Ltd | 27.5M | 21-May-2003 | TBA | Filed | |||
| US Bancorp Piper Jaffray | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| American Med Sys Holdings Inc | AMMD | 6.25M | $11.00 | 4-Aug-2000 | 10-Aug-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Antigenics Inc | AGEN | 3.0M | $18.00 | 3-Feb-2000 | 3-Feb-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| BioMarin Pharmaceutical Inc | BMRN | 4.5M | $13.00 | 22-Jul-1999 | 22-Jul-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Buca Inc | BUCA | 2.78M | $12.00 | 16-Apr-1999 | 21-Apr-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| CommTouch Software Ltd | CTCH | 3.0M | $16.00 | 12-Jul-1999 | 13-Jul-1999 | Priced | News, Msgs, Profile |
| Continuus Software Corp | CNSW | 3.1M | $8.00 | 28-Jul-1999 | 29-Jul-1999 | Priced | Profile |
| Eloquent Inc | ELOQ | 4.5M | $16.00 | 15-Feb-2000 | 16-Feb-2000 | Priced | Profile |
| Firstier Corp | FTCO | -0.0M | 21-Dec-1999 | 24-May-2000 | Withdrawn | Profile | |
| Homeservices Com Inc | HMSV | 3.75M | $15.00 | 7-Oct-1999 | 7-Oct-1999 | Priced | Profile |
| Internet.com Corp | INTM | 3.4M | $14.00 | 23-Jun-1999 | 24-Jun-1999 | Priced | Profile |
| Interspeed Inc | ISPD | 3.5M | $12.00 | 23-Aug-1999 | 24-Sep-1999 | Priced | Profile |
| Jillians Entertainment Hldg | -0.0M | 3-Sep-1999 | 7-Oct-1999 | Withdrawn | |||
| Kyphon Inc | KYPH | 6.0M | $15.00 | 13-May-2002 | 17-May-2002 | Priced | Profile |
| Linkage Solutions, Inc. | LNKG | $10.00 - $12.00 | TBA | 21-Feb-2002 | Withdrawn | Profile | |
| Marlin Business Services Inc | MRLN | 4.4M | $14.00 | 7-Nov-2003 | 11-Nov-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Omnicell Inc | OMCL | 6.0M | $7.00 | 3-Aug-2001 | 7-Aug-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Pozen Inc | POZN | 5.0M | $15.00 | 10-Oct-2000 | 10-Oct-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Repeater Technologies Inc | RPTR | 4.75M | $9.00 | 4-Aug-2000 | 8-Aug-2000 | Priced | Profile |
| TheraSense Inc | THER | 6.0M | $19.00 | 10-Oct-2001 | 11-Oct-2001 | Priced | Profile |
| Travelscape.com | RSVN | $10.00 - $12.00 | TBA | 2-Aug-1999 | Withdrawn | Profile | |
| VNUS Medical Technologies Inc | $11.00 - $13.00 | TBA | 20-Apr-2001 | Withdrawn | |||
| Xcyte Therapies Inc | XCYT | 4.0M | $8.00 | 9-Mar-2004 | 16-Mar-2004 | Priced | Profile |
| Youcentric Inc | $11.00 - $13.00 | TBA | 25-Oct-2000 | Withdrawn | |||
| US Bancorp Piper Jaffray CIBC World Markets Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Corcept Therapeutics Inc | $14.00 - $16.00 | TBA | 3-Oct-2002 | Withdrawn | |||
| US Bancorp Piper Jaffray JP Morgan | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Novacept | -0.0M | 12-Jan-2004 | 25-Mar-2004 | Withdrawn | |||
| US Bancorp Piper Jaffray RBC Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| First Amer MN Muni Fund II | MXN | 1.35M | $15.00 | 31-Oct-2002 | 30-Oct-2002 | Priced | Chart, News, Profile, Insider |
| US Euro Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Noninvasive Medical Tech | 3.0M | 13-Feb-2007 | 4-Jun-2008 | Withdrawn | |||
| Underwriter(s) Unspecified | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Adams Childrenswear Ltd | -0.0M | 1-Jan-2003 | TBA | Filed | |||
| Alltours-Group | -0.0M | 17-Sep-1999 | TBA | Filed | |||
| Altia Corp | -0.0M | 22-Jan-2000 | TBA | Filed | |||
| Amadee AG | -0.0M | 23-Jul-1999 | TBA | Filed | |||
| Apcon AG | -0.0M | 16-Sep-1999 | TBA | Filed | |||
| BEXcom Pte Ltd | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| BTS Skytrain | -0.0M | 1-Feb-2000 | TBA | Filed | |||
| Bai Jia eMail | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Banco Portugues de Negocios SA | -0.0M | 1-Sep-2000 | TBA | Filed | |||
| Bank Shinta PT | -0.0M | 19-Jan-2000 | TBA | Filed | |||
| Bigsave.com | -0.0M | 18-Sep-1999 | TBA | Filed | |||
| BlackStar.co.uk | -0.0M | 1-Jul-2000 | TBA | Filed | |||
| CRR Logistics Systems AG | -0.0M | 19-Oct-1999 | TBA | Filed | |||
| Canal Numedia(VivendiNet) | -0.0M | 1-Dec-1999 | TBA | Filed | |||
| Comcity Online Services AG | -0.0M | 7-Sep-1999 | TBA | Filed | |||
| Concert PLC | -0.0M | 1-Jul-2000 | TBA | Filed | |||
| CyberCash Japan KK | -0.0M | 29-Jan-2000 | TBA | Filed | |||
| DaimlerChrysler Aerospace AG | -0.0M | 31-Jul-1999 | TBA | Filed | |||
| Datakom Asia PT | -0.0M | 2-May-1998 | TBA | Filed | |||
| Degriftour | -0.0M | 15-Nov-1999 | TBA | Filed | |||
| E*Netcard Co Ltd | -0.0M | 29-Jan-2000 | TBA | Filed | |||
| E-Loan Japan KK | -0.0M | 29-Jan-2000 | TBA | Filed | |||
| EO | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| EPO.Com Online Investment Bank | -0.0M | 1-Apr-2000 | TBA | Filed | |||
| EVA Airways Corp Ltd | 2618 | 10.0M | 1-Aug-1999 | TBA | Filed | Profile | |
| Forexbank KK | -0.0M | 29-Jan-2000 | TBA | Filed | |||
| Gehe AG-Mail Order Division | -0.0M | 26-May-1999 | TBA | Filed | |||
| Glasauer Wagniskapital KGaA | 7.0M | 15-Jul-1999 | TBA | Filed | |||
| Groupe Marne et Champagne SA | -0.0M | 19-May-1999 | TBA | Filed | |||
| IPC Magazines Ltd | -0.0M | 18-Dec-1999 | TBA | Filed | |||
| Icon Business Consulting GmbH | -0.0M | 20-Sep-1999 | TBA | Filed | |||
| Indonesian Online | -0.0M | 1-Apr-2000 | TBA | Filed | |||
| Insweb(Softbank Corp) | -0.0M | 29-Jan-2000 | TBA | Filed | |||
| InvestNet International SA | -0.0M | 1-Feb-2000 | TBA | Filed | |||
| Joint Fashion Service | -0.0M | 22-Jan-2000 | TBA | Filed | |||
| Kooperativa Forbundet{KF} | -0.0M | 5-Jun-1999 | TBA | Filed | |||
| Nihon McDonald | -0.0M | 11-Dec-1999 | TBA | Filed | |||
| Novartis AG | NOVZN | -0.0M | 19-Feb-2000 | TBA | Filed | Profile | |
| Oni SGPS SA | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Origin(Philips Electronics NV) | -0.0M | 19-Feb-2000 | TBA | Filed | |||
| Pacfusion Group Hldgs Pte Ltd | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Phonet Telecom | -0.0M | 19-Jun-1998 | TBA | Filed | |||
| Pieters Visbedrijf NV | -0.0M | 1-Aug-1999 | TBA | Filed | |||
| Pipeline Integrity Intl | 0.73M | $27.60 - $34.50 | 12-Oct-1999 | TBA | Filed | ||
| Procisa(Lugarce) | -0.0M | 28-May-1999 | TBA | Filed | |||
| SIP Societe Internet Promotion | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Salcon Engineering Sdn Bhd | -0.0M | 1-Oct-1999 | TBA | Filed | |||
| SanPaolo IMI SpA | SPI | -0.0M | 1-Jan-2000 | TBA | Filed | Profile | |
| Sephora SA | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Silk-Route Holdings | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Sonera SmartTrust Ltd | -0.0M | 29-Jan-2000 | TBA | Filed | |||
| Sri Lanka Telecom Ltd | STE | -0.0M | 1-Nov-1998 | TBA | Filed | Profile | |
| Standard Life Assurance Co PLC | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Stow International NV | -0.0M | 10-Sep-1999 | TBA | Filed | |||
| Takefuji Corp | 8564 | -0.0M | 25-Sep-1999 | TBA | Filed | Profile | |
| Tradeware | -0.0M | 1-Aug-1999 | TBA | Filed | |||
| United Television Ltd | -0.0M | 1-Feb-2000 | TBA | Filed | |||
| Wijsmuller Groep Holding | -0.0M | 22-Jan-2000 | TBA | Filed | |||
| Wizard Home Loans | -0.0M | 27-Apr-2004 | TBA | Filed | |||
| XLinux.com | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Yam Digital Technology Co | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Zed | -0.0M | 22-Jan-2000 | TBA | Filed | |||
| Zhaodaola Internet | -0.0M | 1-Mar-2000 | TBA | Filed | |||
| Undisclosed Advisor | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| HEX Oyj | -0.0M | 1-Jan-2001 | TBA | Filed | |||
| Linguaphone | -0.0M | 1-Jan-2001 | TBA | Filed | |||
| Oxagen Ltd | -0.0M | 20-Sep-2000 | TBA | Filed | |||
| Russky Aluminy | -0.0M | 8-Sep-2000 | TBA | Filed | |||
| Sanko Marketing Import Export | -0.0M | $15000.00 - $17000.00 | 1-Sep-2000 | TBA | Filed | ||
| UK TV(BBC,Flextech Plc) | -0.0M | 1-Aug-2000 | TBA | Filed | |||
| UniCredit Group | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SiC Processing | 6.5M | $6.50 - $8.50 | TBA | TBA | Filed | ||
| Unicredit | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| KNAPP Logistik Automation GmbH | 1.0M | $29.00 - $37.00 | TBA | TBA | Filed | ||
| Unicredit Aton Morgan Stanley & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| OAO Acron | AKRN | 4.77M | $120.00 - $150.00 | TBA | TBA | Filed | Profile |
| Unicredit Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| OAO RAV Agro-Pro | -0.0M | 3-Jul-2008 | TBA | Filed | |||
| Unicredito Italiano | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Logos | -0.0M | 1-Jun-2001 | TBA | Filed | |||
| Unicredito Italiano WestLB Panmure Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Digital Multimedia | -0.0M | 7-Jun-2001 | TBA | Filed | |||
| Union Bank of Switzerland Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Duff&Phelps Glbl Utlty Inc Fnd | DUF | 0.05M | $20.20 | TBA | TBA | Filed | Profile |
| United Overseas Bank Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| VST Technology | 56.8M | 9-Oct-2000 | TBA | Filed | |||
| Wittis Investment | 27.0M | 5-Oct-2000 | TBA | Filed | |||
| Unspecified Manager | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gamesa Aeronautica SA | -0.0M | 1-Jan-2004 | TBA | Filed | |||
| Hispasat SA | -0.0M | 1-Jan-2004 | TBA | Filed | |||
| Standard Liege | -0.0M | 30-Dec-2003 | TBA | Filed | |||
| Utendahl Capital Partners | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Go2pharmacy.com Inc | GORX | 1.0M | $7.88 | 20-Oct-2000 | 9-Nov-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
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