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K/L/M Equity AG Wertpapierhand
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ILAS AG
0.7M$15.50 - $18.00
15-Nov-2000TBAFiled
KBC Peel Hunt Ltd Dexia SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Thenergo NV/SAALTHE6.0M$8.00 - $9.50
TBATBAFiledProfile
KBC Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Lascom Group
-0.0M

1-Dec-2000TBAFiled
KBC Securities (France)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Microids
1.1M$15.50 - $17.82
1-Oct-2000TBAFiled
N@rt
1.29M$7.62 - $8.94
23-Jun-2000TBAFiled
KBC Securities Erste Bank Der Oesterreichisch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
KDG Mediatech
2.37M$26.00 - $31.00
3-Jun-1999TBAFiled
KOREA INVESTMENT & SECURITIES
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Vieworks Co Ltd1001201.25M

4-Sep-2008TBAFiledProfile
Karvy Investor Services Ltd Centrum Capital Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SVEC Constructions Limited
4.0M$80.00 -
TBATBAFiled
Kashner Davidson Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Able Energy IncABLE1.0M$7.00
27-May-199922-Jun-1999PricedProfile
BioDelivery Sciences Intl IncBDSI2.0M$5.25
18-Jun-200224-Jun-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
ESafetyWorld IncSFTY1.0M$7.00
8-Feb-200018-Feb-2000PricedProfile
FirstLink Communications IncFLCI1.4M$5.50
7-Jul-199827-Jul-1998PricedProfile
Outlook Sports Technology IncTGRA0.4M$5.80
11-Feb-199918-Mar-1999PricedProfile
Training Devices Internl Inc

$6.00 - $8.00
TBA7-Aug-2000Withdrawn
Truevision International IncTRUE0.5M$11.00
TBATBAPostponedProfile
United States Financial Gr IncUSFG
$15.00
TBA21-Oct-1999WithdrawnProfile
Urban Cool Network IncUBN1.3M$8.00 - $10.00
TBATBAPostponedProfile
Vaso Active Pharma IncVAPH1.3M$5.00
9-Dec-20039-Dec-2003PricedNews, Msgs, Profile
Keating Investments LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AeroGrow International IncAERO1.67M$5.00 - $7.00
4-Nov-20054-Jan-2006WithdrawnProfile
Keefe Bruyette & Woods Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Community Bancorp NVCBON2.2M$23.00
24-Nov-20049-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Direct General CorpDRCT6.93M$21.00
8-Aug-200311-Aug-2003PricedProfile
Empire Financial Holding CoEFH1.0M$6.00
19-Mar-20029-Apr-2002PricedChart, News, Msgs, Profile, Insider
Encore Bancshares,Houston,TXEBTX1.98M$21.00
3-Jul-200717-Jul-2007PricedNews, Profile, Research, Insider
Eurobancshares IncEUBK3.89M$14.00
19-Jul-200411-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
First Security Group IncFSGI4.5M$10.00
10-Jun-20059-Aug-2005PricedNews, Msgs, Profile, Research, Insider
James River Group IncJRVR4.44M$18.00
4-Aug-20058-Aug-2005PricedProfile
Petrie Parkman & Co Inc
-0.0M

13-Sep-200624-Oct-2006Withdrawn
Pointe Financial Corp,FLPNTE0.87M$15.38
10-Jun-199811-Jun-1998PricedChart, SEC, Msgs, Profile
Prosperity Bancshares Inc,TXPRSP1.72M$12.00
9-Nov-199811-Nov-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Republic Banking Corp,Miami,FLRBCF2.0M$15.00
11-Feb-199812-Feb-1998PricedNews, Profile, Insider
Riverway Holdings Inc
1.43M$14.00 - $16.00
11-Aug-199819-Nov-1999Withdrawn
SNB Bancshares Inc,TXSNBT4.73M$10.50
4-Aug-200417-Aug-2004PricedProfile
State Natl Bancshares Inc,TXSNBI1.6M$26.00
21-Sep-200529-Sep-2005PricedProfile
Taylor Capital Group IncTAYC2.77M$16.50
10-Oct-200215-Oct-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Keefe Bruyette & Woods Inc Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hatteras Financial CorpHTS8.0M$24.00
22-Apr-200824-Apr-2008PricedNews, Profile, Insider
Keefe Bruyette & Woods Inc DA Davidson & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Venture Financial Inc-BranchesVNBK1.8M$21.00 - $23.00
TBATBAPostponedProfile
Keefe Bruyette & Woods Inc Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
KBW IncKBW6.8M$21.00
8-Nov-20068-Nov-2006PricedNews, Profile, Research, Insider
Key Banc Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Rex Energy CorpREXX14.67M$11.00
20-Jul-200724-Jul-2007PricedNews, Profile, Research, Insider
Superior Well Services IncSWSI5.0M$13.00
15-Jul-200528-Jul-2005PricedNews, Msgs, Profile, Research, Insider
Tully's Coffee Corp

$10.00 - $12.00
TBA7-Feb-2008Withdrawn
KeyCorp/McDonald Investments
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Warren Resources IncWRES6.0M$7.50
25-Aug-200416-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Kirke Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Carrick Gold LtdCRK20.0M

30-Aug-2002TBAFiledProfile
Kirlin Securities Inc.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fusion Telecommun Intl IncFSN3.6M$6.45
11-Feb-200511-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
Montana Mills Bread Co IncMMX2.0M$5.00
7-Jun-200228-Jun-2002PricedProfile
Kling Jelko Dr. Dehmel Wert
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Suedwest Finanzholding AG
1.61M

1-Oct-1998TBAFiled

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