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| IPO Filings by Underwriter |
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| K/L/M Equity AG Wertpapierhand | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ILAS AG | 0.7M | $15.50 - $18.00 | 15-Nov-2000 | TBA | Filed | ||
| KBC Peel Hunt Ltd Dexia SA | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Thenergo NV/SA | ALTHE | 6.0M | $8.00 - $9.50 | TBA | TBA | Filed | Profile |
| KBC Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Lascom Group | -0.0M | 1-Dec-2000 | TBA | Filed | |||
| KBC Securities (France) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Microids | 1.1M | $15.50 - $17.82 | 1-Oct-2000 | TBA | Filed | ||
| N@rt | 1.29M | $7.62 - $8.94 | 23-Jun-2000 | TBA | Filed | ||
| KBC Securities Erste Bank Der Oesterreichisch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| KDG Mediatech | 2.37M | $26.00 - $31.00 | 3-Jun-1999 | TBA | Filed | ||
| KOREA INVESTMENT & SECURITIES | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Vieworks Co Ltd | 100120 | 1.25M | 4-Sep-2008 | TBA | Filed | Profile | |
| Karvy Investor Services Ltd Centrum Capital Ltd | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| SVEC Constructions Limited | 4.0M | $80.00 - | TBA | TBA | Filed | ||
| Kashner Davidson Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Able Energy Inc | ABLE | 1.0M | $7.00 | 27-May-1999 | 22-Jun-1999 | Priced | Profile |
| BioDelivery Sciences Intl Inc | BDSI | 2.0M | $5.25 | 18-Jun-2002 | 24-Jun-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| ESafetyWorld Inc | SFTY | 1.0M | $7.00 | 8-Feb-2000 | 18-Feb-2000 | Priced | Profile |
| FirstLink Communications Inc | FLCI | 1.4M | $5.50 | 7-Jul-1998 | 27-Jul-1998 | Priced | Profile |
| Outlook Sports Technology Inc | TGRA | 0.4M | $5.80 | 11-Feb-1999 | 18-Mar-1999 | Priced | Profile |
| Training Devices Internl Inc | $6.00 - $8.00 | TBA | 7-Aug-2000 | Withdrawn | |||
| Truevision International Inc | TRUE | 0.5M | $11.00 | TBA | TBA | Postponed | Profile |
| United States Financial Gr Inc | USFG | $15.00 | TBA | 21-Oct-1999 | Withdrawn | Profile | |
| Urban Cool Network Inc | UBN | 1.3M | $8.00 - $10.00 | TBA | TBA | Postponed | Profile |
| Vaso Active Pharma Inc | VAPH | 1.3M | $5.00 | 9-Dec-2003 | 9-Dec-2003 | Priced | News, Msgs, Profile |
| Keating Investments LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| AeroGrow International Inc | AERO | 1.67M | $5.00 - $7.00 | 4-Nov-2005 | 4-Jan-2006 | Withdrawn | Profile |
| Keefe Bruyette & Woods Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Community Bancorp NV | CBON | 2.2M | $23.00 | 24-Nov-2004 | 9-Dec-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Direct General Corp | DRCT | 6.93M | $21.00 | 8-Aug-2003 | 11-Aug-2003 | Priced | Profile |
| Empire Financial Holding Co | EFH | 1.0M | $6.00 | 19-Mar-2002 | 9-Apr-2002 | Priced | Chart, News, Msgs, Profile, Insider |
| Encore Bancshares,Houston,TX | EBTX | 1.98M | $21.00 | 3-Jul-2007 | 17-Jul-2007 | Priced | News, Profile, Research, Insider |
| Eurobancshares Inc | EUBK | 3.89M | $14.00 | 19-Jul-2004 | 11-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| First Security Group Inc | FSGI | 4.5M | $10.00 | 10-Jun-2005 | 9-Aug-2005 | Priced | News, Msgs, Profile, Research, Insider |
| James River Group Inc | JRVR | 4.44M | $18.00 | 4-Aug-2005 | 8-Aug-2005 | Priced | Profile |
| Petrie Parkman & Co Inc | -0.0M | 13-Sep-2006 | 24-Oct-2006 | Withdrawn | |||
| Pointe Financial Corp,FL | PNTE | 0.87M | $15.38 | 10-Jun-1998 | 11-Jun-1998 | Priced | Chart, SEC, Msgs, Profile |
| Prosperity Bancshares Inc,TX | PRSP | 1.72M | $12.00 | 9-Nov-1998 | 11-Nov-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Republic Banking Corp,Miami,FL | RBCF | 2.0M | $15.00 | 11-Feb-1998 | 12-Feb-1998 | Priced | News, Profile, Insider |
| Riverway Holdings Inc | 1.43M | $14.00 - $16.00 | 11-Aug-1998 | 19-Nov-1999 | Withdrawn | ||
| SNB Bancshares Inc,TX | SNBT | 4.73M | $10.50 | 4-Aug-2004 | 17-Aug-2004 | Priced | Profile |
| State Natl Bancshares Inc,TX | SNBI | 1.6M | $26.00 | 21-Sep-2005 | 29-Sep-2005 | Priced | Profile |
| Taylor Capital Group Inc | TAYC | 2.77M | $16.50 | 10-Oct-2002 | 15-Oct-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Keefe Bruyette & Woods Inc Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Hatteras Financial Corp | HTS | 8.0M | $24.00 | 22-Apr-2008 | 24-Apr-2008 | Priced | News, Profile, Insider |
| Keefe Bruyette & Woods Inc DA Davidson & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Venture Financial Inc-Branches | VNBK | 1.8M | $21.00 - $23.00 | TBA | TBA | Postponed | Profile |
| Keefe Bruyette & Woods Inc Merrill Lynch | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| KBW Inc | KBW | 6.8M | $21.00 | 8-Nov-2006 | 8-Nov-2006 | Priced | News, Profile, Research, Insider |
| Key Banc Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Rex Energy Corp | REXX | 14.67M | $11.00 | 20-Jul-2007 | 24-Jul-2007 | Priced | News, Profile, Research, Insider |
| Superior Well Services Inc | SWSI | 5.0M | $13.00 | 15-Jul-2005 | 28-Jul-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Tully's Coffee Corp | $10.00 - $12.00 | TBA | 7-Feb-2008 | Withdrawn | |||
| KeyCorp/McDonald Investments | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Warren Resources Inc | WRES | 6.0M | $7.50 | 25-Aug-2004 | 16-Dec-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Kirke Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Carrick Gold Ltd | CRK | 20.0M | 30-Aug-2002 | TBA | Filed | Profile | |
| Kirlin Securities Inc. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Fusion Telecommun Intl Inc | FSN | 3.6M | $6.45 | 11-Feb-2005 | 11-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Montana Mills Bread Co Inc | MMX | 2.0M | $5.00 | 7-Jun-2002 | 28-Jun-2002 | Priced | Profile |
| Kling Jelko Dr. Dehmel Wert | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Suedwest Finanzholding AG | 1.61M | 1-Oct-1998 | TBA | Filed | |||
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