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| IPO Filings by Underwriter |
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| FOX DAVIES CAPITAL | |||||||
|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cadogan Petroleum Ltd | -0.0M | 20-Jun-2006 | TBA | Filed | |||
| FSB International Bank PLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Standard Alliance Insurance Co | 300.0M | $1.10 | 3-Mar-2003 | TBA | Filed | ||
| FTN MIDWEST RESEARCH SECURITIE | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Healthcare Acquisition Partner | 16.67M | $6.00 | TBA | TBA | Filed | ||
| Navitas International Corp | 15.0M | $6.00 | TBA | TBA | Filed | ||
| Platform Acquisition Corp Int | 16.67M | $6.00 | TBA | TBA | Filed | ||
| Tennessee Commerce Bancorp Inc | TNCC | 1.0M | $18.00 | 22-Jun-2006 | 27-Jun-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Fahnestock & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Web Street Inc | WEBS | 3.5M | $11.00 | 15-Nov-1999 | 17-Nov-1999 | Priced | Profile |
| Fairchild Financial Group, Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Sportstrac Systems Inc | 0.58M | $4.00 - $6.00 | 15-Jul-1999 | 1-Nov-1999 | Withdrawn | ||
| Feltl & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Global Traffic Network Inc | GNET | 3.8M | $5.00 | 17-Mar-2006 | 23-Mar-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Mathstar Inc | MATH | 4.0M | $6.00 | 7-Oct-2005 | 26-Oct-2005 | Priced | Profile |
| Peoples Educational Holdings | PEDH | 0.5M | $7.00 | TBA | TBA | Filed | Profile |
| PokerTek Inc | PTEK | 2.0M | $11.00 | 12-Oct-2005 | 13-Oct-2005 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Prourocare Medical Inc | PUMD | 4.05M | $1.50 | TBA | TBA | Filed | Profile |
| WPT Enterprises Inc | WPTE | 4.0M | $8.00 | 9-Aug-2004 | 9-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Wireless Ronin Technologies | RNIN | 4.5M | $4.00 | 22-Nov-2006 | 28-Nov-2006 | Priced | News, Profile, Research, Insider |
| Ferris Baker Watts | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Calvert St Capital Partners | 4.33M | $14.00 - $16.00 | TBA | TBA | Filed | ||
| China Energy Partners Inc | 20.0M | $10.00 | TBA | TBA | Filed | ||
| China Healthcare Acquisition | CHM | 8.5M | $6.00 | 18-Apr-2007 | 19-Apr-2007 | Priced | News, Profile, Insider |
| Compass Diversified Trust | CODI | 14.0M | $15.00 | 13-Apr-2006 | 10-May-2006 | Priced | News, Msgs, Profile, Research, Insider |
| CrediTrust Corp | CRDT | 2.5M | $15.50 | 27-Jul-1998 | 29-Jul-1998 | Priced | Profile |
| Crossfire Capital Corp | 10.0M | $6.00 | TBA | TBA | Filed | ||
| Education Media Inc | EMA | $10.00 | TBA | 10-Jul-2008 | Withdrawn | Profile | |
| Energy Services Acquisition | 10.0M | $6.00 | 11-Aug-2006 | 30-Aug-2006 | Priced | ||
| First Potomac Realty Trust | FPO | 6.0M | $15.00 | 21-Oct-2003 | 23-Oct-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Gladstone Commercial Corp | GOOD | 5.5M | $15.00 | 11-Aug-2003 | 12-Aug-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Harbor Acquisition Corp | HAC | 12.0M | $6.00 | 27-Apr-2006 | TBA | Filed | Profile |
| India Globalization Cap Inc | IGC | 9.83M | $6.00 | TBA | TBA | Filed | Profile |
| JK Acquisition Corp | JKA | 9.67M | $6.00 | TBA | TBA | Filed | Profile |
| Medi-Cen Management Inc | MCEN | 2.0M | $8.00 - $10.00 | 16-Mar-1998 | 26-May-1998 | Withdrawn | Profile |
| Musicmaker.com Inc | HITS | 8.4M | $14.00 | 2-Jul-1999 | 7-Jul-1999 | Priced | Profile |
| Portec Rail Products Inc | PRPX | 2.0M | $10.00 | 6-Jan-2004 | 23-Jan-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Powerize.com Inc | POWZ | $10.00 - $12.00 | TBA | 13-Dec-1999 | Withdrawn | Profile | |
| Prospect Street Energy Corp | PSEC | 12.0M | $15.00 | 23-Jul-2004 | 27-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| QC Holdings Inc | QCCO | 5.0M | $14.00 | 24-Jun-2004 | 15-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Windrose Med Ppty Trust | WRS | 6.7M | $12.00 | 15-Aug-2002 | 15-Aug-2002 | Priced | Chart, Msgs, Profile, Insider |
| Ferris Baker Watts JMP Securities LLC Oppenheimer & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Atlas Industries Holdings LLC | 13.33M | $14.00 - $16.00 | TBA | TBA | Filed | ||
| Ferris Baker Watts Jefferies & Co Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Gladstone Investment Corp | GAIN | 12.0M | $15.00 | 26-May-2005 | 22-Jun-2005 | Priced | News, Profile, Research, Insider |
| Fifth Third/Ohio Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Michigan Cmnty Bancorp Ltd,MI | MCBP | 0.67M | $15.00 | 1-Dec-1998 | 1-Dec-1998 | Priced | Profile |
| Findlay & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Adventure Learning Channel | -0.0M | 5-May-2008 | 12-Sep-2008 | Withdrawn | |||
| Beta Pharmaceutical Limited | 10.0M | $0.25 | 5-Aug-2008 | TBA | Filed | ||
| Crocodile Corp Ltd | 48.5M | 12-Jul-2002 | TBA | Filed | |||
| Emergent Resources Ltd | 20.0M | 21-Nov-2007 | TBA | Filed | |||
| First Albany | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Spectra Systems Corp | TBA | 2-Jan-2003 | Withdrawn | ||||
| First Albany Capital Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Catalyst Pharmaceutical | CPRX | 3.35M | $6.00 | 7-Nov-2006 | 7-Nov-2006 | Priced | News, Profile, Research, Insider |
| Endoceutics Inc | ENCX | $7.00 - $9.00 | TBA | 26-Jun-2007 | Withdrawn | Profile | |
| First Asset Management, Inc. | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Noga Electro Mechanical | NOGAQ | 1.56M | $5.00 | 28-Jan-1998 | 28-Jan-1998 | Priced | Profile |
| First Colonial Securities Grp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Admiralty Bancorp Inc,FL | AAAB | 1.1M | $10.50 | 24-Sep-1998 | 25-Sep-1998 | Priced | Profile |
| First Dominion Capital | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cornerstone Prog Return Fund | CFP | 9.33M | $15.00 | TBA | TBA | Filed | Profile |
| First Dunbar Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Cardiovascular Biotherapeutics | CVBT | 2.0M | $10.00 | 31-Jan-2005 | 11-Feb-2005 | Priced | Chart, News, Profile, Research, Insider |
| First Financial Equity Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Webstation Com Inc | WBIS | 3.0M | $10.00 - $12.00 | 18-Nov-1999 | TBA | Filed | Profile |
| First London Securities Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 800 Travel Systems Inc | IFLYQ | 1.35M | $5.00 | 17-Dec-1997 | 15-Jan-1998 | Priced | Profile |
| Commerce Casualty Group Inc | 2.0M | $5.19 | 12-Aug-1998 | TBA | Filed | ||
| Oasis Car Wash Inc | 2.0M | $5.00 | 11-Feb-1998 | 21-Sep-1998 | Withdrawn | ||
| PawnMart Inc | PMRT | 1.2M | $5.00 | 11-Mar-1998 | 17-Mar-1998 | Priced | Profile |
| Performance Printing Corp | INKS | $5.12 | TBA | 1-Jan-1999 | Withdrawn | Profile | |
| US Remodelers Inc | $5.12 | TBA | 1-Apr-1999 | Withdrawn | |||
| First Madison Securities, Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Bookdigital.com Inc | $10.00 - $12.00 | TBA | 9-Dec-1999 | Withdrawn | |||
| First Montauk Securities | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Jeremy's Microbatch Ice Creams | JMIC | 1.2M | $6.00 | 10-Feb-2000 | 15-Feb-2000 | Priced | Profile |
| First Union Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| CompGeeks Inc | CGKS | $9.00 - $11.00 | TBA | 17-Dec-1999 | Withdrawn | Profile | |
| Headhunter.net Inc | HHNT | 3.0M | $10.00 | 16-Aug-1999 | 19-Aug-1999 | Priced | Profile |
| MIIX Group Inc | MIIX | 3.0M | $13.50 | 29-Jul-1999 | 30-Jul-1999 | Priced | Profile |
| First Union National Bancorp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| RDA Corp | RDAC | $12.00 - $14.00 | TBA | 10-Oct-2001 | Withdrawn | Profile | |
| Flagstone Securities Inc | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Bimini Mortgage Management | BMM | 5.0M | $14.50 | 9-Sep-2004 | 16-Sep-2004 | Priced | Profile |
| Fleet Boston Corp | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Acadia Pharmaceuticals | $13.00 - $15.00 | TBA | 31-Aug-2001 | Withdrawn | |||
| Beatnik Inc | BTNK | -0.0M | 17-Mar-2000 | 1-May-2000 | Withdrawn | Profile | |
| Blaze Software Inc | BLZE | 4.0M | $16.00 | 20-Mar-2000 | 22-Mar-2000 | Priced | Profile |
| Caldera Systems Inc | CALD | 5.0M | $14.00 | 20-Mar-2000 | 21-Mar-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| CelebrateExpress.com Inc | -0.0M | 12-Jan-2000 | 31-Jul-2000 | Withdrawn | |||
| Centra Software Inc | CTRA | 5.0M | $14.00 | 28-Jan-2000 | 2-Feb-2000 | Priced | Profile |
| Compugen Ltd | CGEN | 5.0M | $10.00 | 10-Aug-2000 | 11-Aug-2000 | Priced | Chart, News, Msgs, Profile |
| Computer Access Technology | CATZ | 3.5M | $12.00 | 7-Nov-2000 | 10-Nov-2000 | Priced | Profile |
| Convergent Group Corp | CVGP | 5.0M | $7.00 | 31-Jul-2000 | 31-Jul-2000 | Priced | Profile |
| DealTime.com Ltd | TBA | 9-Oct-2001 | Withdrawn | ||||
| Dean & DeLuca Inc | -0.0M | 9-May-2000 | 11-Jan-2001 | Withdrawn | |||
| Delano Technology Corp | DTEC | 5.0M | $18.00 | 8-Feb-2000 | 9-Feb-2000 | Priced | Profile |
| Direct Hit Technologies | -0.0M | 22-Dec-1999 | 17-Apr-2000 | Withdrawn | |||
| Divine Interventures Inc | DVIN | 14.29M | $9.00 | 10-Jul-2000 | 11-Jul-2000 | Priced | Profile |
| Duro Communications | DURO | -0.0M | 14-Apr-2000 | TBA | Filed | Profile | |
| EoExchange Inc | TBA | 7-Aug-2000 | Withdrawn | ||||
| Esperion Therapeutics Inc | ESPR | 6.0M | $9.00 | 9-Aug-2000 | 9-Aug-2000 | Priced | Profile |
| Firepond Inc | FIRE | 5.0M | $22.00 | 3-Feb-2000 | 4-Feb-2000 | Priced | News, Msgs, Profile, Research, Insider |
| HealthStream Inc | HSTM | 5.0M | $9.00 | 6-Apr-2000 | 11-Apr-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| I-Many Inc | IMNY | 7.5M | $9.00 | 11-Jul-2000 | 13-Jul-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| IOwn Holdings Inc | $9.00 - $11.00 | TBA | 14-Jul-2000 | Withdrawn | |||
| ISS | IISX | 4.6M | $15.00 | 23-Feb-2000 | 17-Mar-2000 | Priced | Profile |
| Idea Integration Corp | IDEA | -0.0M | 10-Aug-2000 | 24-Jul-2001 | Withdrawn | Profile | |
| InSilicon Corp | INSN | 3.5M | $12.00 | 20-Mar-2000 | 22-Mar-2000 | Priced | Profile |
| LXN Corp | LXNC | TBA | 2-Mar-2001 | Withdrawn | Profile | ||
| Lipman Electronic Engineering | LPMA | $38.96 | TBA | 6-Sep-2000 | Withdrawn | Profile | |
| Loudeye Technologies Inc | LOUD | 4.5M | $16.00 | 14-Mar-2000 | 15-Mar-2000 | Priced | Profile |
| Nassda Corp | NSDA | 5.0M | $11.00 | 10-Dec-2001 | 12-Dec-2001 | Priced | Profile |
| NetExpress Inc-Certain Assets | TBA | 7-Feb-2001 | Withdrawn | ||||
| Novient Inc | NVNT | -0.0M | 14-Jul-2000 | 5-Jan-2001 | Withdrawn | Profile | |
| O2 Micro International Limited | OIIM | 4.0M | $9.00 | 16-Aug-2000 | 23-Aug-2000 | Priced | News, Msgs, Profile, Research |
| Omnivision Technologies Inc | OVTI | 5.0M | $13.00 | 5-Jul-2000 | 14-Jul-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Oplink Communications Inc | OPLK | 13.7M | $18.00 | 3-Oct-2000 | 4-Oct-2000 | Priced | News, SEC, Msgs, Profile, Research, Insider |
| Opus360 Corp | OPUS | 7.7M | $10.00 | 4-Apr-2000 | 7-Apr-2000 | Priced | Profile |
| OraPharma Inc | OPHM | 4.0M | $18.00 | 8-Mar-2000 | 9-Mar-2000 | Priced | Profile |
| PECO II Inc | PIII | 5.0M | $15.00 | 17-Aug-2000 | 17-Aug-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Participate.com | PRTP | TBA | 31-May-2000 | Withdrawn | Profile | ||
| Personify Inc | -0.0M | 24-May-2000 | 24-May-2000 | Withdrawn | |||
| Phase2Media Inc | PTWO | -0.0M | 11-May-2000 | 26-Mar-2001 | Withdrawn | Profile | |
| Prime Response Inc | PRME | 3.5M | $18.00 | 2-Mar-2000 | 2-Mar-2000 | Priced | Profile |
| Signal Pharmaceuticals Inc | TBA | 29-Jun-2000 | Withdrawn | ||||
| Switchboard Inc | SWBD | 5.5M | $15.00 | 1-Mar-2000 | 2-Mar-2000 | Priced | Profile |
| Synplicity Inc | SYNP | 4.3M | $8.00 | 11-Oct-2000 | 12-Oct-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| T/R Systems Inc | TRSI | 3.0M | $10.00 | 21-Jan-2000 | 26-Jan-2000 | Priced | Profile |
| TTM Technologies Inc | TTMI | 7.5M | $16.00 | 20-Sep-2000 | 21-Sep-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Tallan Inc | TALN | -0.0M | 31-Jan-2000 | 3-May-2000 | Withdrawn | Profile | |
| VarsityBooks.com Inc | VSTY | 4.08M | $10.00 | 14-Feb-2000 | 15-Feb-2000 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Verisity Ltd | VRST | 3.33M | $7.00 | 20-Mar-2001 | 21-Mar-2001 | Priced | Profile |
| Webridge Inc | $8.00 - $10.00 | TBA | 14-Jun-2001 | Withdrawn | |||
| WorldRes Inc | -0.0M | 7-Apr-2000 | 9-Feb-2001 | Withdrawn | |||
| Fleet Boston Corp US Bancorp Piper Jaffray | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| R2 Technology Inc | $10.00 - $12.00 | TBA | 15-Jan-2003 | Withdrawn | |||
| FleetBoston Robertson Stephens | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| FleetBoston Robertson Stephens | -0.0M | 11-Sep-2000 | TBA | Filed | |||
| Fleming Sim | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Sitcom SpA | 1.63M | $22.00 - $28.00 | 1-Nov-2000 | TBA | Filed | ||
| Fortis | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Avantium Technologies | -0.0M | $12.50 - $16.00 | 24-Oct-2007 | TBA | Filed | ||
| VASCO Data Security Intl Inc | VDSI | TBA | 13-Apr-2000 | Withdrawn | Profile | ||
| Fortis (NL) | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Home Invest Belgium NV | HOMI | 0.66M | 1-Jun-1999 | TBA | Filed | Profile | |
| Krefel SA | -0.0M | 1-Aug-1999 | TBA | Filed | |||
| Friedman Billings Ramsey & Co | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Ashford Hospitality Tr Inc | AHT | 35.0M | $9.00 | 20-Aug-2003 | 25-Aug-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| CastlePoint Holdings Ltd | CPHL | 6.19M | $14.50 | 20-Mar-2007 | 22-Mar-2007 | Priced | News, Profile, Research, Insider |
| Franklin Bank Corp,Houston,TX | FBTX | 7.45M | $14.50 | 15-Dec-2003 | 17-Dec-2003 | Priced | Profile |
| Horsehead Holding Corp | ZINC | 5.55M | $18.00 | 27-Jul-2007 | 9-Aug-2007 | Priced | News, Profile, Research, Insider |
| Midlantic Office Trust, Inc. | MDA | $14.00 - $16.00 | TBA | 18-Aug-2005 | Withdrawn | Profile | |
| NorthStar Realty Finance Corp | NRF | 20.0M | $9.00 | 21-Apr-2004 | 25-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Ohio Legacy Corp | OLCB | 1.0M | $8.50 | 22-Nov-2002 | 18-Dec-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Patriot Risk Management Inc | PRMI | 15.0M | $10.00 - $12.00 | TBA | TBA | Filed | Profile |
| Pinnacle Gas Resources Inc | PINN | 3.75M | $9.00 | 27-Apr-2007 | 14-May-2007 | Priced | News, Profile, Research, Insider |
| Placer Sierra Bancshares,CA | PLSB | 5.73M | $20.00 | 20-Jul-2004 | 10-Aug-2004 | Priced | Profile |
| Friedman Billings Ramsey & Co Jefferies & Co Inc Lazard Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Madison Square Capital Inc | 20.0M | $15.00 | TBA | TBA | Filed | ||
| Friedman Billings Ramsey & Co Lehman Brothers | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| FBR Capital Markets Corp | FBCM | 12.04M | $17.00 | 4-Jun-2007 | 7-Jun-2007 | Priced | News, Profile, Research, Insider |
| Friedman Billings Ramsey & Co Ramsey National Bank & Trust Jefferies & Co Inc Lazard Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Madison Square Capital Inc | 19.96M | $15.00 | TBA | TBA | Filed | ||
| Friedman Billings Ramsey & Co UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Meruelo Maddux Properties Inc | MMPI | 40.0M | $10.00 | 3-Jan-2007 | 24-Jan-2007 | Priced | News, Profile, Research, Insider |
| Friedman Billings Ramsey Group | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Aames Investment Corp | AIC | 35.0M | $8.50 | 29-Oct-2004 | 2-Nov-2004 | Priced | Profile |
| Accredited Home Lenders Hldg | 9.65M | $8.00 | 21-Jan-2003 | 14-Feb-2003 | Priced | ||
| AmCOMP Inc | AMCP | 10.5M | $9.00 | 8-Feb-2006 | 9-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| American Home Mtg Hldgs Inc | AHMH | 2.5M | $6.00 | 31-Aug-1999 | 1-Oct-1999 | Priced | Profile |
| American Security Inc | AMSE | 10.0M | $15.00 | 31-Jul-1998 | 1-Jan-1999 | Withdrawn | Profile |
| Amerisafe Inc | AMSF | 8.0M | $9.00 | 31-Oct-2005 | 17-Nov-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Anthracite Capital Inc | AHR | 20.0M | $15.00 | 23-Mar-1998 | 24-Mar-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Asset Capital Corp | ACCI | $9.00 - $10.00 | TBA | 7-Aug-2006 | Withdrawn | Profile | |
| Atlas America Inc | ATLS | 2.3M | $15.50 | 8-Apr-2004 | 10-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Atlas Pipeline Partners LP | APL | 1.5M | $13.00 | 20-Jan-2000 | 26-Jan-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Bancorp Bank,Wilmington,DE | TBBK | -0.0M | $12.50 | TBA | 2-Feb-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Capital Automotive REIT | CARS | 20.0M | $15.00 | 11-Feb-1998 | 13-Feb-1998 | Priced | Profile |
| Capital Lease Funding Inc | LSE | 20.0M | $10.50 | 15-Mar-2004 | 18-Mar-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Cassidy Companies, Inc. | CSDY | -0.0M | 21-Jul-1998 | 20-Mar-2000 | Withdrawn | Profile | |
| Chastain Capital Corp | CHAS | 9.8M | $15.00 | 31-Mar-1998 | 23-Apr-1998 | Priced | News, Profile, Insider |
| Devx Energy Inc | DVXE | 10.0M | $7.00 | 6-Oct-2000 | 26-Oct-2000 | Priced | Profile |
| ECC Capital Corp | ECR | 57.19M | $6.75 | 11-Feb-2005 | 14-Feb-2005 | Priced | Profile |
| Falcon Financial Investment | FLCN | 12.5M | $9.00 | 15-Dec-2003 | 16-Dec-2003 | Priced | Profile |
| Feldman Mall Properties Inc | FMP | 10.67M | $13.00 | 15-Dec-2004 | 15-Dec-2004 | Priced | Profile |
| Giga Information Group Inc | GIGX | 3.0M | $12.50 | 28-Jul-1998 | 29-Jul-1998 | Priced | Profile |
| Government Properties Trust | GPT | 14.0M | $10.00 | 26-Jan-2004 | 26-Jan-2004 | Priced | Profile |
| Highland Hospitality Corp | HIH | 25.0M | $10.00 | 15-Dec-2003 | 16-Dec-2003 | Priced | Profile |
| IT Partners Inc | ITPI | $14.00 - $16.00 | TBA | 8-Oct-1998 | Withdrawn | Profile | |
| Innovative Solns & Support Inc | ISSC | 3.0M | $11.00 | 1-Aug-2000 | 3-Aug-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Integrated Alarm Svcs Grp Inc | IASG | 22.0M | $9.25 | 27-Jun-2003 | 23-Jul-2003 | Priced | Profile |
| JER Asia | $20.00 | TBA | 22-Feb-1999 | Withdrawn | |||
| KMG America Corp | KMA | 18.9M | $9.50 | 23-Nov-2004 | 15-Dec-2004 | Priced | Profile |
| Lexington Strategic Asset Corp | LSAC | TBA | 22-Aug-2007 | Withdrawn | Profile | ||
| Long Beach Holdings Corp | LBHC | TBA | 26-Sep-2002 | Withdrawn | Profile | ||
| Luminent Mortgage Capital Inc | LUM | 9.5M | $13.00 | 3-Dec-2003 | 18-Dec-2003 | Priced | Profile |
| Medical Properties Trust Inc | MPW | -0.0M | $10.50 | 7-Apr-2005 | 7-Jul-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Netcreations Inc | NTCR | 3.3M | $13.00 | 11-Nov-1999 | 12-Nov-1999 | Priced | Profile |
| New York Mortgage Trust | NTR | 15.0M | $9.00 | 23-Jun-2004 | 24-Jun-2004 | Priced | Profile |
| Oak Street Fin Serv Inc | OAKS | TBA | 1-Feb-2005 | Withdrawn | Profile | ||
| Petra Real Estate Oppty Trust | -0.0M | TBA | TBA | Filed | |||
| ProCentury Corp | PROS | 8.9M | $10.50 | 16-Apr-2004 | 20-Apr-2004 | Priced | Chart, News, Msgs, Profile, Research |
| Resource Asset Investment | RAS | 2.83M | $15.00 | 2-Jan-1998 | 9-Jan-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Saxon REIT Inc | SAXN | 18.1M | $22.75 | 20-Sep-2004 | 20-Sep-2004 | Priced | Profile |
| SeaBright Insurance Hldgs Inc | SEAB | 7.5M | $10.50 | 8-Dec-2004 | 20-Jan-2005 | Priced | Profile |
| Signature Bank NA | SBNY | -0.0M | $15.50 | TBA | 22-Mar-2004 | Priced | Chart, News, Msgs, Profile, Research |
| Specialty Underwriters Inc | SUAI | 12.7M | $9.50 | 12-Nov-2004 | 17-Nov-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Taberna Realty Finance Trust | TBR | TBA | 26-Jun-2006 | Withdrawn | Profile | ||
| Tower Group Inc | TWGP | 13.0M | $8.50 | 8-Oct-2004 | 20-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| WCA Waste Corp | WCAA | 9.0M | $9.50 | 21-Jun-2004 | 22-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Website Pros Inc | WSPI | 6.8M | $10.00 | 26-Oct-2005 | 1-Nov-2005 | Priced | Profile |
| Wilshire Real Estate Inv Trust | WREI | 10.0M | $16.00 | 30-Mar-1998 | 31-Mar-1998 | Priced | Profile |
| Friedman Billings Ramsey Group BMO Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Hyco International Inc | HYCO | TBA | 5-Feb-2007 | Withdrawn | Profile | ||
| Friedman Billings Ramsey Group Banc of America Securities LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| JER Investors Trust Inc | JRT | 12.25M | $17.75 | 11-Jul-2005 | 13-Jul-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Friedman Billings Ramsey Group RBC Capital Markets | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Liquidity Services Inc | LQDT | 7.69M | $10.00 | 3-Feb-2006 | 22-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| WebSideStory Inc | WSSI | 4.4M | $8.50 | 17-Sep-2004 | 27-Sep-2004 | Priced | Profile |
| Friedman Billings Ramsey Group UBS Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Thomas Properties Group Inc | TPGI | 14.29M | $12.00 | 24-Sep-2004 | 6-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Friedman Manger | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| MCG Capital Corp | MCGC | 13.38M | $17.00 | 28-Nov-2001 | 28-Nov-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Furman Selz LLC | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| Vysis Inc(BP Amoco PLC) | VYSI | 3.5M | $12.00 | 30-Jan-1998 | 4-Feb-1998 | Priced | Profile |
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