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CA-IB Investmentbank AG
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AI Informatics
-0.0M

29-Apr-2000TBAWithdrawn
CDC Marches
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Caisse Nationale de Prevoyance
-0.0M

6-Jun-19986-Jun-1998Withdrawn
CDM Pekao Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gielda Papierow Wartosciowych



TBA21-Feb-2009Withdrawn
CE Unterberg Towbin
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Advanced Life Sciences HldgsADLS5.0M$5.00
28-Jul-20054-Aug-2005PricedNews, Msgs, Profile, Research, Insider
CyberShop International IncCYSP2.3M$6.50
20-Mar-199823-Mar-1998PricedProfile
Edgar Online IncEDGR3.6M$9.50
26-May-199926-May-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Northwest Biotherapeutics IncNWBT4.0M$5.00
14-Dec-200114-Dec-2001PricedProfile
Optibase LtdOBAS4.35M$7.00
16-Mar-19997-Apr-1999PricedChart, News, Msgs, Profile, Research, Insider
Rosetta Genomics LtdROSG3.75M$7.00
14-Feb-200726-Feb-2007PricedNews, Profile
ServiceWare Technologies IncSVCW4.5M$7.00
22-Aug-200024-Aug-2000PricedProfile
Smith & Wollensky Rntnt GrpSWRG5.05M$8.50
22-May-200122-May-2001PricedProfile
Truetime IncTRUE3.0M$5.00
16-Dec-199916-Dec-1999PricedChart, News, Msgs, Profile, Research, Insider
CIBC (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nickel Asia Corp
-0.0M$12.00 - $14.00
8-Sep-20065-Oct-2006Withdrawn
CIBC Oppenheimer
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AboveNet Communications IncABOV5.0M$13.00
8-Dec-199810-Dec-1998PricedProfile
Altigen Communications IncATGN3.25M$10.00
1-Oct-19994-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
BNC Mortgage IncBNCM3.17M$9.50
10-Mar-199811-Mar-1998PricedProfile
BrightStar InformationBTSR3.75M$13.00
14-Apr-199816-Apr-1998PricedProfile
Cavanaughs Hospitality CorpCVH5.17M$15.00
27-Mar-19983-Apr-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Check Into Cash IncCHEK-0.0M

31-Jul-199827-Sep-1999WithdrawnProfile
Net Grocer IncNTGR-0.0M$17.20
30-Jul-19982-Nov-1998WithdrawnProfile
Phoenix Color CorpPHNX4.0M$8.00 - $10.00
24-Apr-19981-Feb-1999WithdrawnProfile
Urosurge IncURSG


TBA4-Jun-1998WithdrawnProfile
CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accord Networks LtdACCD5.0M$11.00
27-Jun-200028-Jun-2000PricedProfile
American Pharm Partners IncAPPX9.0M$16.00
13-Dec-200113-Dec-2001PricedChart, SEC, Profile, Research
American Seafoods CorpSEA
$23.60
TBA5-Oct-2004WithdrawnProfile
Applied Molecular EvolutionAMEV3.75M$19.00
26-Jul-200026-Jul-2000PricedProfile
Applied Precision LLC



TBA18-Dec-2007Withdrawn
AudioCodes LtdAUDC3.2M$14.00
26-May-199928-May-1999PricedChart, News, Msgs, Profile, Research
BreezeCOM LtdBRZE4.5M$20.00
29-Feb-200022-Mar-2000PricedProfile
CP ACQUISITION CORP

$14.00 - $16.00
TBA9-Jul-1999Withdrawn
CRL Network Services Inc

$9.00 - $10.00
TBA18-Jun-1999Withdrawn
Camtek LtdCAMT5.6M$7.00
28-Jul-200028-Jul-2000PricedChart, News, Msgs, Profile, Research
Citi Trends IncCTRN3.85M$14.00
17-May-200517-May-2005PricedNews, Msgs, Profile, Research, Insider
Color Kinetics IncCLRK4.0M$10.00
14-Jun-200422-Jun-2004PricedProfile
Design Within Reach IncDWRI4.1M$12.00
10-Jun-200429-Jun-2004PricedProfile
Financial Institutions Inc,NYFISI1.33M$14.00
23-Jun-199924-Jun-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
First Premier Financial Corp

$10.00 - $12.00
TBA10-Sep-1999Withdrawn
GRIC Communications IncGRIC4.6M$14.00
13-Dec-199915-Dec-1999PricedProfile
Genomica CorpGNOM5.0M$19.00
27-Sep-200029-Sep-2000PricedProfile
ISTA Pharmaceuticals IncISTA4.5M$10.50
9-Aug-200021-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
ImaRx Therapeutics IncIMRX
$10.00 - $12.00
TBA5-Dec-2006WithdrawnProfile
Infiniti Solutions LTDISLT
$8.00 - $10.00
TBA9-Feb-2005WithdrawnProfile
Intrinsix Corp

$9.00 - $11.00
TBA4-Dec-2000Withdrawn
KinderCare Learning Ctr Inc
-0.0M

TBATBAFiled
MCM Capital Group IncMCMC2.0M$10.00
8-Jul-19999-Jul-1999PricedProfile
N2H2 IncNTWO4.5M$13.00
20-Jul-199929-Jul-1999PricedProfile
NetSilicon IncNSIL5.25M$7.00
15-Sep-199915-Sep-1999PricedProfile
Novistar IncNOVS


TBA30-Jan-2001WithdrawnProfile
Odimo IncODMO3.12M$9.00
14-Feb-200514-Feb-2005PricedNews, Msgs, Profile, Insider
Omp IncOMPI
$11.05
TBA14-Feb-2001WithdrawnProfile
PNV IncPNVN3.75M$17.00
19-Nov-199923-Nov-1999PricedProfile
Petopia.com IncPTOP-0.0M

13-Mar-20001-Feb-2000WithdrawnProfile
RAM Energy IncRAME-0.0M

9-May-20018-Oct-2002WithdrawnProfile
RMS Networks IncRMSN-0.0M

5-Apr-200015-Jun-2001WithdrawnProfile
RRSat Global CommunicationsRRST3.8M$12.50
31-Oct-200631-Oct-2006PricedNews, Profile, Research
Symmetry Holdings IncSHJ18.75M$8.00
27-Feb-20077-Mar-2007PricedProfile
Tanox IncTNOX7.0M$28.50
6-Apr-20006-Apr-2000PricedProfile
V Con TelecommunicationsVCON3.0M$17.74
12-Apr-2000TBAPostponedProfile
ViroLogic IncVLGC5.0M$7.00
1-May-20002-May-2000PricedProfile
Volume Srvcs Am Hldgs IncCVP-0.0M$15.00
13-Feb-20033-Dec-2003PricedChart, News, Msgs, Profile, Research, Insider
Webhelp.com Inc

$10.00 - $12.00
TBA12-Apr-2002Withdrawn
CIBC World Markets Inc AG Edwards & Sons Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Vision Energy IncVNRG
$12.00 - $14.00
TBA28-Aug-2002WithdrawnProfile
CIBC World Markets Inc Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Insight Health Services Corp
-0.0M

23-Jun-200416-Aug-2004Withdrawn
CIBC World Markets Inc CRT Capital Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Shermen WSC Acquisition CorpSACQ20.0M$6.00
17-May-200724-May-2007PricedProfile
CIBC World Markets Inc Cowen
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
012 Smile.Communications LtdSMLC6.67M$12.00
19-Oct-200730-Oct-2007PricedNews, Profile
CIBC World Markets Inc Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alliance Laundry Holdings LLC
-0.0M

13-Apr-20048-Dec-2004Withdrawn
CIBC World Markets Inc Piper Jaffray Cos
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CoTherix IncCTRX5.0M$6.00
TBA15-Oct-2004PricedProfile
JA Solar Holdings Co LtdJASO15.0M$15.00
22-Jan-20076-Feb-2007PricedNews, Profile, Research
SGX Pharmaceuticals IncSGXP4.0M$6.00
25-Jan-200631-Jan-2006PricedMsgs, Profile, Research, Insider
CIBC World Markets Inc Thomas Weisel Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Constant Contact IncCTCT6.7M$16.00
12-Sep-20072-Oct-2007PricedNews, Profile, Research, Insider
CIBC World Markets Inc Wachovia Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Anna's Linen CompanyANNA


TBA23-Dec-2005WithdrawnProfile
CIMB-GK Securities Pte Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fanwo Technologies Ltd
-0.0M

30-Sep-200831-Mar-2009Withdrawn
CLSA ECM First Shanghai Capital Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Goodbaby Child Products
-0.0M

21-Feb-20047-Jun-2004Withdrawn
CLSA Hong Kong
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Catcha.com Pte Ltd
-0.0M

1-Apr-2000TBAWithdrawn
China Liaoning
-0.0M

1-Jul-199816-Oct-2001Withdrawn
Five Star Appliance Co Ltd
-0.0M

13-Aug-200520-May-2006Withdrawn
Shanghai Consolidated
-0.0M$0.25 - $0.30
1-Jan-1998TBAWithdrawn
CRT Capital Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Advanced Tech Acquisition CorpAXC18.75M$8.00
14-Jun-200718-Jun-2007PricedProfile
Federal Svcs Acq CorpFDSA21.0M$6.00
7-Oct-200519-Oct-2005PricedProfile
North American Ins LeadersNAO12.5M$8.00
17-Mar-200622-Mar-2006PricedProfile
Oracle Healthcare Acq CorpOHAQ15.0M$8.00
1-Mar-20062-Mar-2006PricedProfile
CS First Boston Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accelerated Networks IncACCL4.0M$15.00
22-Jun-200022-Jun-2000PricedChart, News, Msgs, Profile, Research, Insider
Acindar Industria Argentina deAIDBF3.55M$24.60
TBATBAPostponedProfile
Airspan Networks IncAIRN5.5M$15.00
18-Jul-200019-Jul-2000PricedProfile
Allaire Corp
-0.0M

14-Aug-199828-Oct-1998Withdrawn
American National Can GroupCAN30.0M$17.00
27-Jul-199928-Jul-1999PricedProfile
AppNet Systems IncAPNT6.0M$12.00
17-Jun-199917-Jun-1999PricedNews, Profile, Research, Insider
Asia Online LtdAONL-0.0M

2-Aug-200026-Sep-2000WithdrawnProfile
Asuransi Bina Dana Arta Tbk PTABDA


TBA26-Jun-2000WithdrawnProfile
At Road IncARDI7.0M$9.00
28-Sep-200028-Sep-2000PricedProfile
Athersys Inc
-0.0M

12-Oct-200017-Apr-2001Withdrawn
Audible IncADBL4.0M$9.00
15-Jul-199915-Jul-1999PricedProfile
Autotrader.com LLC

$10.00
TBA13-Nov-2000Withdrawn
Autoweb.com IncAWEB5.0M$14.00
17-Mar-199922-Mar-1999PricedProfile
AvantGo IncAVGO5.5M$12.00
26-Sep-200027-Sep-2000PricedNews, Msgs, Profile, Insider
BSquare CorpBSQR4.0M$15.00
19-Oct-199919-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Beasley Broadcast Group IncBBGI6.85M$15.50
31-Jan-200011-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Brience Inc
-0.0M

29-Sep-200016-Mar-2001Withdrawn
CMS Oil & Gas Co
-0.0M

22-Nov-200020-Apr-2001Withdrawn
Caliper Technologies CorpCALP4.5M$16.00
14-Dec-199914-Dec-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Capital Environmental ResourceCERI3.75M$11.00
25-May-19992-Jun-1999PricedProfile
Capstar Broadcasting CorpCRB31.0M$19.00
26-May-199826-May-1998PricedProfile
Career Education CorpCECO2.85M$16.00
26-Jan-199828-Jan-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
CareerBuilder IncCBDR4.5M$13.00
11-May-199911-May-1999PricedProfile
Carrier Access CorpCACS3.0M$12.00
29-Jul-199830-Jul-1998PricedProfile
Cayenta IncCYTA
$12.00 - $14.00
TBA13-Feb-2001WithdrawnProfile
Centillium Communications IncCTLM4.0M$19.00
1-May-200023-May-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Cerent Corp
-0.0M

22-Jul-199930-Aug-1999Withdrawn
Chiles Offshore IncCOD6.5M$19.00
6-Sep-200018-Sep-2000PricedProfile
ChipPAC IncCHPC10.0M$12.00
7-Aug-20008-Aug-2000PricedNews, SEC, Msgs, Profile, Insider
Clarent CorpCLRN4.0M$15.00
28-Jun-19991-Jul-1999PricedProfile
Commerce One IncCMRC3.3M$21.00
1-Jul-19991-Jul-1999PricedProfile
Corillian CorpCORI4.0M$8.00
11-Apr-200012-Apr-2000PricedProfile
Corvis CorpCORV27.5M$36.00
27-Jul-200027-Jul-2000PricedProfile
Digital Entertainment Network
-0.0M

17-Sep-199910-Feb-2000Withdrawn
Digital Impact IncDIGI4.5M$15.00
22-Nov-199922-Nov-1999PricedProfile
DigitalThink IncDTHK4.4M$14.00
24-Feb-200024-Feb-2000PricedProfile
DoveBid Inc



TBA26-Apr-2000Withdrawn
EMachines IncEEEE20.0M$9.00
22-Mar-200024-Mar-2000PricedProfile
Efficient Networks IncEFNT4.0M$15.00
9-Jul-199914-Jul-1999PricedProfile
Egreetings Network IncEGRT6.0M$10.00
15-Dec-199916-Dec-1999PricedProfile
El Sitio International CorpLCTO8.2M$16.00
3-Dec-19999-Dec-1999PricedProfile
Embark.com Inc.EMBK


TBA21-Apr-2000WithdrawnProfile
Entercom Communications CorpETM11.85M$22.50
27-Jan-199928-Jan-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Epiphany IncEPNY4.15M$16.00
21-Sep-199921-Sep-1999PricedProfile
Equity One IncEQY5.36M$11.00
6-May-199813-May-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Eschelon Telecom Inc



TBA9-Nov-2000Withdrawn
Evolve Software IncEVLV5.0M$9.00
8-Aug-20009-Aug-2000PricedProfile
Farm Journal CorpFJCO-0.0M

TBATBAFiledProfile
Fogdog Sports IncFOGD6.0M$11.00
8-Dec-19998-Dec-1999PricedProfile
Fort Point Partners IncFTPT-0.0M

3-May-200018-Aug-2000WithdrawnProfile
Gadzoox Networks IncZOOX3.5M$21.00
19-Jul-199919-Jul-1999PricedProfile
Gemplus Intl SAGEM35.84M$10.67
8-Dec-20008-Dec-2000PricedProfile
GoDigital Networks Corp

$10.00 - $12.00
TBA5-Dec-2000Withdrawn
Graftech IncGT5.25M$15.00 - $18.00
30-Jun-20006-Jul-2000WithdrawnProfile
Greenfield Online Inc



TBA12-Dec-2000Withdrawn
Greenwich Tech Partners Inc
-0.0M

23-Aug-20002-Mar-2001Withdrawn
Handspring IncHAND10.0M$20.00
20-Jun-200020-Jun-2000PricedProfile
Horizon Medical Products IncHMP3.47M$14.50
14-Apr-199814-Apr-1998PricedProfile
Hosokawa Micron InternationalHOS3.42M$13.30
TBATBAPostponedProfile
INFICON Holding AGIFCN15.0M$12.66
23-Oct-20008-Nov-2000PricedProfile
Icon CMT CorpICMT3.85M$10.00
11-Feb-199812-Feb-1998PricedProfile
ImproveNet IncIMPV2.3M$16.00
10-Mar-200015-Mar-2000PricedProfile
Informatica CorpINFA2.75M$16.00
28-Apr-199928-Apr-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Integrated Circuit Systems IncICST12.5M$13.00
22-May-200022-May-2000PricedProfile
InterTrust Technologies CorpITRU6.5M$18.00
26-Oct-199926-Oct-1999PricedProfile
InterWorld Corp
-0.0M

22-Jul-19986-Nov-1998Withdrawn
Interwoven IncIWOV3.0M$17.00
7-Oct-19997-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Intraware IncITRA4.0M$16.00
25-Feb-199925-Feb-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Iprint.com IncIPRT4.5M$10.00
7-Mar-20007-Mar-2000PricedProfile
Jones International NetworksJNET
$14.00 - $17.00
TBA2-Oct-2000WithdrawnProfile
Keebler Foods CoKBL11.46M$24.00
23-Jan-199828-Jan-1998PricedProfile
King Pharmaceuticals IncKG6.25M$14.00
25-Jun-199825-Jun-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Korn/Ferry InternationalKFY12.06M$14.00
10-Feb-199910-Feb-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Ladish Co IncLDSH6.39M$13.50
5-Mar-19989-Mar-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
Lante CorpLNTE4.0M$20.00
10-Feb-200010-Feb-2000PricedProfile
Latitude Communications IncLATD3.0M$12.00
6-May-19996-May-1999PricedProfile
Liberate TechnologiesLBRT6.25M$16.00
27-Jul-199927-Jul-1999PricedNews, Msgs, Profile
Lightspan Partnership IncLSPN7.5M$12.00
8-Feb-200010-Feb-2000PricedProfile
LinkShare Corp

$10.00 - $12.00
TBA9-Feb-2001Withdrawn
Linuxcare IncLXCR
$13.00 - $15.00
TBA1-May-2000WithdrawnProfile
Luminent Inc
12.0M$12.00
9-Nov-20009-Nov-2000Priced
MP3.COM IncMPPP9.0M$28.00
16-Jul-199920-Jul-1999PricedProfile
MS Acquisition Corp
-0.0M

13-Aug-1998TBAFiled
McData CorpMCDT12.5M$28.00
8-Aug-20009-Aug-2000PricedProfile
Medsite Inc



TBA14-Jun-2000Withdrawn
Miami Cruiseline ServicesCRUZ


TBA20-Jan-2000WithdrawnProfile
Mortgage.com IncMDCM7.06M$8.00
11-Aug-199911-Aug-1999PricedProfile
NetIQ CorpNTIQ3.0M$13.00
29-Jul-199929-Jul-1999PricedProfile
NetLibrary Inc
-0.0M

17-Aug-200015-Dec-2000Withdrawn
Netcentives IncNCNT6.0M$12.00
13-Oct-199913-Oct-1999PricedProfile
New Focus IncNUFO5.0M$20.00
17-May-200017-May-2000PricedProfile
Nexgenix IncNXGN-0.0M

24-Mar-200017-May-2000WithdrawnProfile
Next Generation Network Inc
-0.0M

1-Mar-200022-Nov-2000Withdrawn
Northeast Optic Network IncNOPT5.5M$12.00
30-Jul-199830-Jul-1998PricedProfile
Novatel Wireless IncNVTL7.0M$8.00
14-Nov-200015-Nov-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Nucentrix Broadband NetworksNCNX2.0M$28.75
4-Aug-199922-Feb-2000WithdrawnProfile
OTG Software IncOTGS5.0M$19.00
9-Mar-200010-Mar-2000PricedProfile
Onvia.com IncONVI8.0M$21.00
29-Feb-200029-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Onyx Software CorpONXS3.1M$13.00
8-Feb-199911-Feb-1999PricedProfile
Partminer IncPTMR
$8.00 - $10.00
TBA1-Mar-2001WithdrawnProfile
Phone.com IncPHCM4.0M$16.00
10-Jun-199910-Jun-1999PricedProfile
Pilot Network ServicesPILT3.25M$14.00
10-Aug-199810-Aug-1998PricedProfile
Playboy.com IncPBOY


TBA14-Nov-2000WithdrawnProfile
Pointshare Corp



TBA14-Jun-2000Withdrawn
Protocol Communications Inc
-0.0M

17-Apr-200020-Oct-2000Withdrawn
Radio One IncROIAK6.5M$24.00
5-May-19995-May-1999PricedChart, News, Msgs, Profile, Research, Insider
Razorfish IncRAZF3.0M$16.00
26-Apr-199926-Apr-1999PricedProfile
Real Media IncTFSM
$9.00 - $11.00
TBA22-Feb-2001WithdrawnProfile
Retek IncRETK5.0M$15.00
17-Nov-199917-Nov-1999PricedProfile
Rightnow Technologies Inc

$10.00 - $12.00
TBA21-Nov-2000Withdrawn
Saturn Electn & Engineering

$8.00 - $10.00
TBA10-Aug-2000Withdrawn
Sauer IncSHS9.0M$18.00
23-Apr-199811-May-1998PricedChart, News, SEC, Msgs, Profile, Research, Insider
ScreamingMedia IncSCRM5.0M$12.00
2-Aug-20002-Aug-2000PricedProfile
Selectica IncSLTC4.0M$30.00
10-Dec-19999-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Silicon Image IncSIMG3.9M$12.00
5-Oct-19995-Oct-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Silknet Software IncSILK3.0M$15.00
4-May-19995-May-1999PricedProfile
Sitesmith IncSTSM-0.0M

11-Aug-20008-Dec-2000WithdrawnProfile
SkillSoft CorpSKIL3.1M$14.00
31-Jan-200031-Jan-2000PricedChart, News, Msgs, Profile, Research, Insider
Software.com IncSWCM6.0M$15.00
23-Jun-199923-Jun-1999PricedProfile
Spinnaker Exploration CoSPNX8.0M$14.50
28-Sep-199928-Sep-1999PricedProfile
SupplierMarket.comSMKT
$9.00 - $11.00
TBA12-Sep-2000WithdrawnProfile
Support.com IncSPRT4.25M$14.00
18-Jul-200018-Jul-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Symyx Technologies IncSMMX4.62M$14.00
17-Nov-199918-Nov-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
TD Waterhouse Group IncTWE32.0M$24.00
22-Jun-199923-Jun-1999PricedProfile
Tanning Technology CorpTANN4.0M$15.00
22-Jul-199922-Jul-1999PricedProfile
Telaxis Communications CorpTLXS4.0M$17.00
31-Jan-20001-Feb-2000PricedProfile
The Knot IncKNOT3.5M$10.00
26-Nov-19991-Dec-1999PricedChart, News, Msgs, Profile, Research, Insider
TiVo IncTIVO5.5M$16.00
28-Sep-199929-Sep-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Triton Network Systems IncTNSI5.5M$15.00
12-Jul-200012-Jul-2000PricedProfile
Tumbleweed Communications CorpTMWD4.0M$12.00
5-Aug-19995-Aug-1999PricedChart, SEC, Msgs, Profile, Research, Insider
USInternetworking IncUSIX6.0M$21.00
8-Apr-19998-Apr-1999PricedProfile
University of Phoenix OnlineUOPX5.0M$14.00
1-Sep-200027-Sep-2000PricedProfile
VA Linux Systems IncLNUX4.4M$30.00
9-Dec-19999-Dec-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Variagenics IncVGNX5.0M$14.00
20-Jul-200021-Jul-2000PricedProfile
Virata CorpVRTA5.0M$14.00
16-Nov-199916-Nov-1999PricedNews, Msgs, Profile, Research, Insider
Vitria Technology IncVITR3.0M$16.00
16-Sep-199916-Sep-1999PricedProfile
Wastequip Inc
-0.0M

23-Jul-199824-Jan-2000Withdrawn
Wireless Facilities IncWFII4.0M$15.00
4-Nov-19994-Nov-1999PricedProfile
XACCT Technologies Inc

$9.00 - $11.00
TBA29-Jan-2001Withdrawn
Zhone Technologies Inc
-0.0M

19-Oct-20008-May-2001Withdrawn
CS First Boston Corp Donaldson Lufkin & Jenrette
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Paradigm4 Inc
-0.0M

19-Apr-200027-Jul-2000Withdrawn
TNPC IncNPW21.0M$21.00
4-Oct-20004-Oct-2000PricedProfile
CS First Boston Corp Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
MetLife IncMET179.0M$14.25
4-Apr-20004-Apr-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
CS First Boston Corp Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Daum Communications Corp3572010.0M$89.40
TBATBAPostponedProfile
Manulife Financial CorpMFC138.0M$12.20
TBA24-Sep-1999PricedChart, News, Msgs, Profile, Research
Next Level Communications IncNXTV8.5M$20.00
9-Nov-19999-Nov-1999PricedProfile
CS First Boston Corp Morgan Stanley Dean Witter
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
W-H Energy Services IncWHQ10.0M$16.50
18-Sep-200010-Oct-2000PricedProfile
CS First Boston Corp Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fairchild Semiconductor IntlFCS20.0M$18.50
3-Aug-19993-Aug-1999PricedChart, News, SEC, Msgs, Profile, Research, Insider
Intersil Holding CorpISIL20.0M$25.00
23-Feb-200024-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Mediacom Communications CorpMCCC20.0M$19.00
2-Feb-20003-Feb-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Telephone & Data Systems IncTDS
$12.50 - $14.50
TBA11-Jun-1998WithdrawnProfile
CS First Boston Corp Thomas Weisel Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Z-Tel Technologies IncZTEL5.5M$17.00
14-Dec-199915-Dec-1999PricedProfile
CSFB (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ARA Asset Management Ltd



TBA24-Apr-2006Withdrawn
Kunming Iron & Steel Group Co
-0.0M

16-Oct-200424-Feb-2005Withdrawn
CSFB Finance BV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Carter Holt Harvey LtdCAH-0.0M

14-Feb-200410-May-2004WithdrawnProfile
CSFB Hong Kong
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sohu.com IncSOHU-0.0M$13.00
TBA12-Jul-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Caboto SpA Medinvest International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Lastminute Tour Spa
-0.0M

1-Feb-2000TBAWithdrawn
Cambridge Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Omnicorder Technologies Inc

$8.00 - $10.00
TBA4-Mar-1999Withdrawn
Cameron Stockbrokers Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ausminerals Ltd
-0.0M

30-Oct-200714-Jan-2008Withdrawn
Canaccord Adams CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Local Matters Inc

$5.40 - $6.60
TBA14-Nov-2008Withdrawn
Canaccord Capital Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BE Resources Inc



TBA26-Jan-2009Withdrawn
Canaccord Capital Corp Deutsche Bank AG
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nufcor Uranium LtdNU-0.0M

21-Jul-20087-Oct-2008WithdrawnProfile
Canaccord Capital Corp GMP Securities Ltd.
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GLG Life Tech CorpGLG3.62M$7.60
6-Nov-200919-Nov-2009PricedChart, News, Msgs, Profile, Research, Insider
Cantor Fitzgerald Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DryShips IncDRYS7.1M$18.00
13-Jan-20053-Feb-2005PricedChart, News, Msgs, Profile, Research
StealthGas IncGASS7.7M$14.50
5-Oct-20056-Oct-2005PricedNews, Msgs, Profile, Research
Top Tankers IncTOPT13.33M$11.00
15-Jul-200423-Jul-2004PricedProfile
Cantor Fitzgerald Inc Casimir Capital LP
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Platinum Energy Resources IncPGRI14.4M$8.00
24-Oct-200524-Oct-2005PricedNews, Profile, Insider
Cantor Fitzgerald Inc Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BGC Partners IncBGCP-0.0M

8-Feb-20076-Jun-2007WithdrawnProfile
Capital Growth Financial LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
HyperSpace Communications IncHCO2.2M$5.50
6-Aug-200430-Sep-2004PricedProfile
Lumax Acquisition Corp
3.12M$8.00
TBATBAFiled
NGTV

$5.75 - $6.25
TBA15-Feb-2007Withdrawn
Restaurant Acq Partners IncRAQP3.33M$6.00
21-Nov-200615-Dec-2006PricedProfile
Wilson Holdings IncWSHD5.0M$3.25
10-May-200714-May-2007PricedProfile
Capital Growth Financial LLC Bathgate McColley Capital Grou
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tri-S Security CorpTRIS1.8M$6.00
4-Feb-20058-Feb-2005PricedProfile
Capital Strategy Management Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Investor Champions Plc
-0.0M

23-Jan-2001TBAWithdrawn
Capital West Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alliance Group Inc

$10.00 - $12.00
TBA17-Aug-1999Withdrawn
Holloman Corp
1.0M$10.00
TBATBAPostponed
MGi2 IncMGE1.9M$7.00 - $9.00
TBATBAPostponedProfile
Woodhaven Homes IncWHO
$9.00 - $11.00
TBA23-Jan-1999WithdrawnProfile
Cardinal Capital Management
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
US Laboratories IncUSLB1.0M$6.00
19-Feb-199923-Feb-1999PricedProfile
Carnegie Handelsbanken Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hilding Anders AB
-0.0M

24-Nov-200324-Nov-2003Withdrawn
Carnegie Wylie & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Medibank Private Ltd
-0.0M

10-Sep-200521-Apr-2006Withdrawn
Cazenove & Co Dresdner Kleinwort Wasserstein
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Autobahn Tank & Rast GmbH
-0.0M

15-Nov-200417-Nov-2004Withdrawn
Cazenove & Co SBC Warburg Dillon Read {OLD}
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tetley
-0.0M

15-Apr-1998TBAWithdrawn
Centex Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Retrac Medical Inc

$8.00 - $12.00
TBA24-Oct-2001Withdrawn
Chapman Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Echapman IncECMN1.7M$13.00
22-May-200015-Jun-2000PricedProfile
Chardan Capital Markets LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
IndAS Green Acquisition CorpIGAC5.25M$8.00
TBATBAFiledProfile
InterAmerican Acq Grp IncIAQGU5.0M$8.00
31-Aug-20074-Sep-2007PricedProfile
Chardan Capital Markets LLC Maxim Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Fundamental Acq CorpCFQUF8.83M$5.00
13-May-200815-May-2008PricedProfile
Chase H&Q
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Adaytum Software Inc
5.0M$9.00 - $11.00
TBATBAFiled
AeroGen IncAEGN3.6M$12.00
9-Nov-200010-Nov-2000PricedProfile
Apropos Tech IncAPRS3.7M$22.00
16-Feb-200017-Feb-2000PricedProfile
AtheroGenics IncAGIX6.9M$8.00
8-Aug-20009-Aug-2000PricedProfile
Avistar Communications CorpAVSR3.6M$12.00
15-Aug-200017-Aug-2000PricedProfile
Coolsavings.com incCSAV3.3M$7.00
19-May-200019-May-2000PricedProfile
CrossWorlds Software IncCWLD4.0M$10.00
23-May-20001-Jun-2000PricedProfile
Discovery PartnersDPII5.0M$18.00
27-Jul-200027-Jul-2000PricedProfile
ETINUUM INCETIN4.5M$12.00
23-Mar-200024-Mar-2000PricedProfile
Elastic Networks IncELAS7.8M$13.00
26-Sep-200028-Sep-2000PricedProfile
Elitra PharmaceuticalsELIT-0.0M

5-Sep-200020-Nov-2000WithdrawnProfile
First Horizon PharmaceuticalFHRX3.8M$8.00
31-May-200031-May-2000PricedProfile
ILX Lightwave CorpILXL
$15.00 - $17.00
TBA29-Mar-2001WithdrawnProfile
InterPacket Networks Inc

$10.00 - $12.00
TBA9-Aug-2000Withdrawn
Kinzan.com IncKNZN
$15.00
TBA23-Jan-2001WithdrawnProfile
Landacorp IncLCOR3.5M$10.00
8-Feb-20008-Feb-2000PricedProfile
Lexar Media IncLEXR6.5M$8.00
14-Aug-200015-Aug-2000PricedProfile
LivePerson IncLPSN4.0M$8.00
6-Apr-20006-Apr-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Lynx Therapeutics IncLYNX1.5M$66.00
14-Mar-200030-Mar-2000WithdrawnProfile
NetGenics IncNTGC
$11.00 - $13.00
TBA19-Sep-2001WithdrawnProfile
Nova Measuring InstrumentsNVMI3.0M$18.00
14-Mar-200010-Apr-2000PricedChart, News, Msgs, Profile, Insider
O2Wireless Solutions IncOTWO6.1M$12.00
9-Aug-200016-Aug-2000PricedProfile
PSi Technologies IncPSIT3.5M$16.00
15-Mar-200015-Mar-2000PricedProfile
Paradigm Genetics IncPDGM6.0M$7.00
5-May-20005-May-2000PricedProfile
PeoplePC IncPEOP8.5M$10.00
11-Aug-200016-Aug-2000PricedProfile
SpeechWorks International IncSPWX4.75M$20.00
31-Jul-20001-Aug-2000PricedProfile
Sunrise Telecom IncSRTI4.0M$15.00
10-Jul-200012-Jul-2000PricedProfile
TeleCommunication Systems Inc
-0.0M

1-Aug-2000TBAWithdrawn
Tessera IncTSRA
$17.70
TBA21-Aug-2001WithdrawnProfile
Transgenomic IncTBIO4.0M$15.00
6-Jul-200018-Jul-2000PricedNews, SEC, Msgs, Profile, Research, Insider
Viewlocity Inc

$12.00 - $14.00
TBA9-Jan-2001Withdrawn
ViryaNet LtdVRYA4.0M$8.00
19-Sep-200019-Sep-2000PricedProfile
WJ Communications IncWJCI5.4M$16.00
16-Aug-200018-Aug-2000PricedChart, SEC, Msgs, Profile, Research, Insider
Websense IncWBSN4.0M$18.00
27-Mar-200027-Mar-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Witness Systems IncWITS3.8M$20.00
4-Feb-20009-Feb-2000PricedProfile
Xpeed Networks IncXPED-0.0M

21-Jul-200022-Nov-2000WithdrawnProfile
YellowBrix IncYBRX
$7.00
TBA20-Feb-2001WithdrawnProfile
Chase H&Q Deutsche Banc Alex Brown
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Isky Inc

$9.00 - $10.00
TBA14-Apr-2000Withdrawn
TeleCommunication Systems IncTSYS4.7M$17.00
28-Jul-20008-Aug-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Chase H&Q Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Adexa Inc

$12.00 - $14.00
TBA5-Apr-2001Withdrawn
China International Capital Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Pacific Life Ins Co Ltd
-0.0M

16-Dec-20021-Dec-2003Withdrawn
PetroChina Co LtdPTR-0.0M$21.50
7-Apr-20013-Dec-2003WithdrawnProfile
China International Capital Co Citigroup Global Markets Inc Credit Suisse First Boston Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Life Insurance Co LtdLFC153.68M$18.68
9-Dec-200311-Dec-2003PricedChart, News, Msgs, Profile, Research
China International Capital Co Citigroup Goldman Sachs (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Netcom Grp(HK)Corp LtdCN47.07M$21.82
8-Nov-200410-Nov-2004PricedProfile
China International Capital Co Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CNPC(Hong Kong)Ltd0135-0.0M

1-Jun-1999TBAWithdrawnProfile
China International Capital Co Morgan Stanley (Singapore) Merrill Lynch Hong Kong Ltd Deutsche Bank (Hong Kong)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Guangdong Power Investment Ltd
-0.0M

1-Aug-1998TBAWithdrawn
China International Capital Co Morgan Stanley Dean Witter
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
China Unicom LtdCHU-0.0M$20.00
TBA16-Jun-2000PricedChart, News, Msgs, Profile, Research
China Jianyin Investment Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Yahgee Modular House
73.64M

16-Nov-2009TBAFiled
China Merchant Securities Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Beijing Shengtong Printing
22.0M

22-Jul-200828-Jul-2008Withdrawn
Christiania Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Associated Bulk Carriers Ltd
-0.0M$45.00 - $60.00
1-Jun-2000TBAWithdrawn
Cie Financiere de Paribas SA CARIPLO
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DE-TA SpA
-0.0M

1-Apr-1998TBAWithdrawn
Cinda Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Wuhan Kingold Jewelry Co Ltd
33.3M

31-Jul-20085-Aug-2008Withdrawn
Ciptadana Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PT Prime Petroservices
-0.0M

1-Jul-20088-Jan-2009Withdrawn
Sumitplast Interbenua
-0.0M

1-Apr-2000TBAWithdrawn
Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accelerated Global Tech Corp
30.0M$10.00
TBATBAFiled
Accuro Healthcare Solutions



TBA3-Jun-2008Withdrawn
Aldabra 3 Acquisition Corp
50.0M

TBATBAFiled
Aldabra 4 Acquisition Corp
10.0M

TBATBAFiled
Alternative Asset ManagementAMV30.0M$10.00
27-Jul-20071-Aug-2007PricedProfile
BPW Acquisition CorpBPW37.5M$10.00
19-Feb-200826-Feb-2008PricedNews, Profile, Insider
Capitol Acquisition CorpCLA25.0M$10.00
2-Nov-20078-Nov-2007PricedProfile
CardioNet IncBEAT-0.0M$18.00
9-Nov-200718-Mar-2008PricedNews, Profile, Research, Insider
China Hldngs Acqstn CorpHOL10.0M$10.00
6-Nov-200716-Nov-2007PricedNews, Profile
Dellacorte Acquisition CorpDQQ15.0M$10.00
TBATBAFiledProfile
EPocrates IncEPOC


TBA12-Dec-2008WithdrawnProfile
Eaton Vance Risk-Managed DivETJ75.0M$20.00
20-Jul-200726-Jul-2007PricedNews, Profile, Insider
GSC Acquisition CoGGA15.0M$10.00
7-Jun-200725-Jun-2007PricedProfile
Gabelli Acq Corp
12.5M$10.00
TBATBAFiled
Global Brands Acquisition CorpGQN25.0M$10.00
31-Oct-20076-Dec-2007PricedNews, Profile
Grand Slam Acquisition Corp
75.0M$10.00
TBATBAFiled
HCM Acquisition Co
25.0M$10.00
TBATBAFiled
Hicks Acquisition Co I IncTOH40.0M$10.00
27-Sep-200728-Sep-2007PricedProfile
Highlands Acquisition CorpHIA10.0M$10.00
28-Sep-20073-Oct-2007PricedNews, Profile, Research, Insider
KBL Acquisition Corp IVKBA15.0M$10.00
TBATBAFiledProfile
KBL Healthcare Acq Corp IIIKHA12.5M$8.00
11-Jul-200719-Jul-2007PricedProfile
Kanders Acquisition Co Inc

$10.00
TBA14-Nov-2008Withdrawn
Lank Acquisition Corp
12.5M$10.00
TBATBAFiled
Liberty Acq Hldgs CorpLIA75.0M$10.00
9-Nov-20076-Dec-2007PricedNews, Profile
MAFS Acquisition Corp

$10.00
TBA12-Dec-2008Withdrawn
MEMSIC IncMEMS6.0M$10.00
30-Nov-200713-Dec-2007PricedNews, Profile, Research, Insider
North Asia Investment CorpNHR6.0M$10.00
3-Jul-200823-Jul-2008PricedChart, News, SEC, Msgs, Profile, Insider
Performance Acquisition Corp
50.0M$10.00
TBATBAFiled
Primerica Inc
-0.0M

5-Nov-2009TBAFiled
Prospect Acquisition CorpPAX25.0M$10.00
26-Oct-200714-Nov-2007PricedProfile
SAPPHIRE INDUSTRIALS CORPFYR50.0M$10.00
11-Oct-200717-Jan-2008PricedNews, Profile, Insider
Stone Harbor Local Mkts IncELM0.04M$25.00
TBATBAFiledProfile
Triplecrown Acquisition CorpTCW40.0M$10.00
19-Oct-200722-Oct-2007PricedProfile
United Svcs Mgt Corp
16.0M$10.00
28-Feb-200825-Sep-2008Withdrawn
Vanguard Natural Resources LLCVNR5.25M$19.00
11-Oct-200723-Oct-2007PricedNews, Profile, Research, Insider
Citi AG Edwards & Sons Inc Nuveen Investments LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen Tax-Advantaged DivJTD18.75M$20.00
TBATBAFiledProfile
Citi Barclays Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Linkage Tech Intl Hldg LtdBOSS-0.0M

TBATBAFiledProfile
Citi Bear Stearns & Co Inc Deutsche Bank Securities Corp Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Seacastle IncSC
$15.00 - $17.00
TBA1-May-2009WithdrawnProfile
Citi Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Energy Recovery IncERII14.0M$8.50
27-Jun-20081-Jul-2008PricedNews, Profile, Research, Insider
Medidata Solutions IncMDSO6.3M$14.00
25-Jun-200924-Jun-2009PricedNews, Profile, Research, Insider
Nitol Solar Ltd

$1.00 - $1.30
TBA14-Feb-2008Withdrawn
Citi Deutsche Bank Securities Corp UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Pioneer Southwest Energy PtnrsPSE8.25M$19.00
21-Apr-200830-Apr-2008PricedNews, Profile, Research, Insider
Citi Goldman Sachs & Co Kohlberg Kravis Roberts & Co Merrill Lynch JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dollar General CorpDG34.1M$21.00
9-Nov-200912-Nov-2009PricedChart, News, SEC, Msgs, Profile, Research, Insider
Citi JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Solar Capital LtdSLRC-0.0M

TBATBAFiledProfile
Citi JP Morgan Lehman Brothers Credit Suisse Merrill Lynch Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
VMware IncVMW33.0M$29.00
9-Aug-200713-Aug-2007PricedNews, Profile, Research, Insider
Citi JP Morgan Lehman Brothers Merrill Lynch UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
MF Global LtdMF97.38M$30.00
6-Jul-200718-Jul-2007PricedChart, News, Profile, Research, Insider
Citi Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Plains GP Holdings LP



TBA11-Feb-2008Withdrawn
Spectra Energy Partners LPSEP10.0M$22.00
13-Jun-200726-Jun-2007PricedNews, Profile, Research, Insider
Citi Lehman Brothers UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Big West Oil Partners LPBWO


TBA6-Feb-2009WithdrawnProfile
Citi Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Capital Agency CorpAGNC12.5M$20.00
9-May-200814-May-2008PricedNews, Profile, Research, Insider
China Distance Educ Hldgs LtdDL8.75M$7.00
29-Jul-200829-Jul-2008PricedNews, Msgs, Profile, Research
SemGroup Energy Partners LPSGLP12.5M$22.00
29-Jun-200717-Jul-2007PricedProfile
VanceInfo Technologies IncVIT7.65M$8.50
28-Nov-200711-Dec-2007PricedNews, Profile, Research
Citi Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Teekay Tankers LtdTNK10.0M$19.50
3-Dec-200712-Dec-2007PricedNews, Profile, Research
Citi Morgan Stanley & Co Credit Suisse JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mead Johnson Nutrition CoMJN
$26.00
TBA18-Dec-2008WithdrawnProfile
Citi Morgan Stanley Banc of America Securities LLC Credit Suisse JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mead Johnson Nutrition CoMJN25.0M$24.00
9-Feb-200910-Feb-2009PricedChart, News, Profile, Research, Insider
Citi Morgan Stanley Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Western Asset Global CreditGDO-0.0M$20.00
TBATBAFiledProfile
Citi Nuveen Investments LLC H&R Block Financial Advisors BB&T Capital Markets Deutsche Bank Securities Corp JJB Hilliard WL Lyons Inc HSBC Securities Inc Janney Montgomery Scott LLC Ladenburg Thalmann & Co Maxim Group LLC Oppenheimer & Co Inc RBC Capital Markets Southwest Securities Inc Stifel Nicolaus & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen Municipal Value Fund 2NUW-0.0M$15.00
24-Feb-200924-Feb-2009PricedNews, Profile, Insider
Citi Piper Jaffray Cos
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Zonare Medical Systems IncZONE


TBA17-Dec-2008WithdrawnProfile
Citi UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alma Lasers LtdALMA-0.0M

31-Dec-20079-Sep-2008WithdrawnProfile
Intcomex IncICMX-0.0M

TBATBAFiledProfile
OSG America LPOSP7.5M$19.00
5-Nov-20078-Nov-2007PricedNews, Profile, Research, Insider
PNA Group Holding CorpPNA-0.0M

TBATBAFiledProfile
TherOx Inc
-0.0M

4-Sep-20083-Feb-2009Withdrawn
Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alpine Global DynamicAGD22.5M$20.00
25-Jul-200625-Jul-2006PricedNews, Msgs, Profile, Insider
Bank Street Telecom Funding Co

$8.00
TBA18-Apr-2007Withdrawn
Belvedere Trust Mortgage CorpBVT-0.0M

TBATBAFiledProfile
BlackRock Global EnergyBGR30.0M$25.00
22-Dec-200422-Dec-2004PricedChart, News, Profile, Insider
Blackrock Ecosolutions InvBQR12.5M$20.00
25-Sep-200725-Sep-2007PricedNews, Profile, Insider
Boulder Specialty Brands IncBDSB14.0M$8.00
15-Dec-200516-Dec-2005PricedProfile
Calamos Strategic Ttl Rtrn FndCSQ170.0M$15.00
25-Mar-200425-Mar-2004PricedChart, News, Profile, Insider
Comverge IncCOMV4.69M$18.00
5-Apr-200712-Apr-2007PricedNews, Profile, Research, Insider
Conor Medsystems IncCONR5.0M$13.00
22-Sep-200414-Dec-2004PricedProfile
Cynosure IncCYNO5.0M$15.00
14-Nov-20058-Dec-2005PricedNews, Msgs, Profile, Research, Insider
Eaton Vance BuyWrite FundETB0.05M$20.00
23-Mar-200526-Apr-2005PricedNews, Profile, Research, Insider
Evergreen Utilities & HighERH12.5M$20.00
19-Apr-200427-Apr-2004PricedChart, News, Profile, Insider
Frank Temp Lim Dur Inc TrustFTF25.0M$15.00
26-Aug-200326-Aug-2003PricedChart, News, Profile, Insider
Franklin Templeton HY Trust
5.0M$15.00
TBATBAFiled
Freedom Acquisition HoldingsFRH40.0M$10.00
21-Dec-200621-Dec-2006PricedProfile
Gabelli Global Gold NaturalGGN3.0M$20.00
28-Mar-200529-Mar-2005PricedChart, News, Profile, Research, Insider
Great Wolf Resorts IncWOLF14.0M$17.00
26-Nov-200414-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Grupo Aeroportuario del CentroOMAB83.51M$18.00
22-Nov-200628-Nov-2006PricedNews, Profile, Research
Heartland Payment Systems IncHPY-0.0M$18.00
29-Mar-200510-Aug-2005PricedNews, Msgs, Profile, Research, Insider
Hurray! Holding Co LtdHRAY6.88M$10.25
2-Feb-20053-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
Hyland Software Inc
-0.0M

18-May-200424-Nov-2004Withdrawn
ING Asia Pacific High DividendIAE17.0M$25.00
27-Mar-200727-Mar-2007PricedNews, Profile, Insider
ING Clarion Global RE IncomeIGR100.0M$15.00
24-Feb-200424-Feb-2004PricedNews, Profile, Insider
ING Global Div&Inc FundIGD100.0M$20.00
25-Mar-200528-Mar-2005PricedChart, News, Profile, Insider
ING Risk Managed Natural
21.25M$20.00
TBATBAFiled
Kayne Anderson Energy TotalKYE30.0M$25.00
22-Jun-200527-Jun-2005PricedNews, Profile, Research, Insider
Lazard Global Tot. Ret. Inc FnLGI3.0M$20.00
26-Apr-200427-Apr-2004PricedChart, News, Profile, Insider
Macquarie Global InfrastructurMGU3.0M$25.00
25-Aug-200525-Aug-2005PricedNews, Profile, Insider
Madison Strategic SectorMSP5.5M$20.00
25-Apr-200526-Apr-2005PricedChart, News, Profile, Insider
Marathon Acquisition CorpMAQ37.5M$8.00
23-Aug-200624-Aug-2006PricedProfile
NFJ Div Int Prem Strat FndNFJ
$25.00
2-Apr-200423-Feb-2005PricedChart, News, Profile, Insider
NPTest Holding CorpNPTT14.6M$12.00
4-Dec-200311-Dec-2003PricedProfile
NTR Acquisition CoNTQ25.0M$10.00
11-Jan-200730-Jan-2007PricedNews, Profile, Insider
National Atlantic Hldg CorpNAHC6.65M$12.00
23-Dec-200420-Apr-2005PricedMsgs, Profile, Research, Insider
Neuberger Berman Inc Opp Fund
18.98M$15.00
TBATBAFiled
Northernstar Natural Gas IncNSNG-0.0M

15-Dec-2006TBAFiledProfile
Nuveen Diversified DividendJDD27.0M$15.00
24-Sep-200325-Sep-2003PricedChart, News, Profile, Insider
Nuveen Equity Prem Advnt FndJLA26.25M$20.00
25-May-200525-May-2005PricedNews, Profile, Insider
Nuveen Floating Rate IncomeJFR48.0M$15.00
24-Mar-200425-Mar-2004PricedChart, News, Profile, Insider
Nuveen Floating Rt Inc Opp FndJRO37.0M$15.00
27-Jul-200427-Jul-2004PricedChart, News, Profile, Insider
Nuveen Pref & Con Inc Fd IIJQC4.0M$15.08
21-May-2003TBAFiledProfile
Nuveen Premium Income FundJPZ4.0M$20.00
24-Sep-200426-Oct-2004PricedChart, News, Profile, Insider
Nuveen Premium OpportunityJSN65.0M$20.00
22-Dec-200426-Jan-2005PricedChart, News, Profile, Insider
Nuveen Tax Advantage TotalJTA17.0M$20.00
26-Jan-200427-Jan-2004PricedChart, News, Profile, Insider
OccuLogix IncRHE8.4M$12.00
8-Dec-20048-Dec-2004PricedProfile
Oceanaut IncOKN18.75M$8.00
28-Feb-20071-Mar-2007PricedProfile
PowerDsine LtdPDSN6.0M$11.50
24-May-20049-Jun-2004PricedProfile
Rhino Resource Partners LPRNO


TBA9-Nov-2006WithdrawnProfile
S&P Quality Rnk Glbl Eq Man TrBQY8.4M$15.00
25-May-200425-May-2004PricedChart, News, Profile, Insider
Sal Bros Var Rate Stg Fnd IncGFY3.0M$20.00
25-Oct-200426-Oct-2004PricedChart, News, Profile, Insider
Salomon Bros Global High YieldEHI4.0M$15.00
25-Jul-200328-Jul-2003PricedChart, News, Profile, Insider
Salomon Brothers Cap and IncSCD3.0M$20.00
23-Feb-200424-Feb-2004PricedChart, News, Profile, Insider
Salomon Brothers Emerging MktsESD3.0M$20.00
1-Dec-20031-Dec-2003PricedChart, News, Profile, Insider
Salomon Brothers Inflation MgmIMF10.0M$20.00
24-May-200425-May-2004PricedChart, News, Profile
Santa Monica Media CorpMEJ12.5M$8.00
12-Mar-200727-Mar-2007PricedNews, Profile
Scudder Calif. Muni. Bd FundESD3.0M$20.01
19-Nov-2003TBAFiledProfile
Seligman LaSalle Int RealSLS10.4M$25.00
24-May-200724-May-2007PricedNews, SEC, Msgs, Profile, Insider
Senomyx IncSNMX6.0M$6.00
18-Jun-200421-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Stanley IncSXE6.3M$13.00
4-Oct-200617-Oct-2006PricedNews, Profile, Research, Insider
Syneron Medical LtdELOS5.5M$12.00
5-Aug-20045-Aug-2004PricedChart, News, Msgs, Profile, Research
Taleo CorpTLEO6.7M$14.00
26-Sep-200528-Sep-2005PricedNews, Msgs, Profile, Research, Insider
Teekay LNG Partners LPTGP5.5M$22.00
21-Apr-20054-May-2005PricedNews, Msgs, Profile, Research
Victory Acquisition CorpVRY25.0M$10.00
13-Apr-200724-Apr-2007PricedProfile
Citigroup ABN AMRO Rothschild
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Oger Telecom

$1.15 - $1.42
TBA21-Nov-2006Withdrawn
Citigroup AG Edwards & Sons Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nicholas-Applegate Eq & Cvt FdNIE24.0M$25.00
21-Feb-200722-Feb-2007PricedNews, Profile, Research, Insider
Citigroup Bear Stearns & Co Inc Credit Suisse First Boston Lehman Brothers JP Morgan Friedman Billings Ramsey Group
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
KKR Financial CorpKFN29.17M$24.00
23-Jun-200523-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Citigroup Cowen
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Northstar Neuroscience IncNSTR6.0M$15.00
2-May-20064-May-2006PricedProfile
Citigroup Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CB Richard Ellis Group IncCBG24.0M$19.00
7-Jun-20049-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
PortalPlayer IncPLAY6.25M$17.00
17-Nov-200418-Nov-2004PricedProfile
Spansion IncSPSN39.22M$12.00
15-Dec-200515-Dec-2005PricedProfile
Citigroup Credit Suisse First Boston Merrill Lynch Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Huntsman CorpHUN55.68M$23.00
24-Nov-200410-Feb-2005PricedChart, News, Msgs, Profile, Research, Insider
Citigroup Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Campus Comm IncACC12.1M$17.50
TBA11-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
Citigroup Deutsche Bank Securities Corp UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Accuride CorpACW13.9M$9.00
1-Apr-200525-Apr-2005PricedProfile
Vonage Holdings CorpVG31.25M$17.00
23-May-200623-May-2006PricedNews, SEC, Msgs, Profile, Research, Insider
Citigroup Friedman Billings Ramsey Group
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DiamondRock Hospitality CoDRH26.09M$10.50
25-May-200525-May-2005PricedNews, Msgs, Profile, Research, Insider
Citigroup Global Markets Aust UBS Australia Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Affinity Health Ltd
-0.0M

5-Feb-200518-Apr-2005Withdrawn
Citigroup Global Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CSMC Technologies Corp
-0.0M

15-May-200421-Jun-2004Withdrawn
Callidus Software IncCALD5.0M$14.00
14-Nov-200319-Nov-2003PricedChart, News, SEC, Msgs, Profile, Research, Insider
Citigroup Global Markets Inc UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
YuHua Teltech(Shanghai)Co Ltd
-0.0M

7-May-2005TBAFiled
Citigroup Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ExlService Holdings IncEXLS5.0M$13.50
17-Oct-200619-Oct-2006PricedNews, Profile, Research, Insider
Citigroup Goldman Sachs & Co UBS Investment Bank Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Targa Resources Partners LPNGLS16.8M$21.00
7-Feb-20078-Feb-2007PricedNews, Profile, Research, Insider
Citigroup Goldman Sachs International
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hapag-Lloyd AG
-0.0M

27-May-20047-Sep-2004Withdrawn
Citigroup ING
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sigma Capital Holding Co. SA
-0.0M$8.20 - $11.20
15-May-200626-May-2006Withdrawn
Citigroup JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
EdenorEDN15.16M$17.00
20-Apr-200725-Apr-2007PricedNews, Profile, Research
Genesis Lease LtdGLS27.86M$23.00
27-Nov-200613-Dec-2006PricedNews, Profile, Research
Highland Financial Partners LPHFP


TBA7-Sep-2007WithdrawnProfile
Pike Electric CorpPEC13.5M$14.00
22-Jul-200526-Jul-2005PricedProfile
St Francis Med Tech IncSFMT


TBA19-Jan-2007WithdrawnProfile
Citigroup JP Morgan Banc of America Securities LLC Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sealy CorpZZ23.33M$16.00
24-Mar-20066-Apr-2006PricedNews, Msgs, Profile, Research, Insider
Citigroup JP Morgan Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Smart Modular Technologies IncSMOD20.45M$9.00
30-Jan-20062-Feb-2006PricedNews, Msgs, Profile, Research, Insider
Citigroup JP Morgan Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GSC Investment CorpGNV7.25M$15.00
23-Mar-200723-Mar-2007PricedNews, Profile, Research, Insider
Citigroup Lazard Societe Generale
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Medica France SA
26.9M$19.00 - $22.00
5-Jun-200621-Jun-2006Withdrawn
Citigroup Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Boardwalk Pipeline Partners LPBWP15.0M$19.50
4-Nov-20058-Nov-2005PricedNews, Msgs, Profile, Research, Insider
BrightStar Corp
-0.0M

9-Aug-20046-Oct-2004Withdrawn
CHG Healthcare Services Inc

$15.00 - $17.00
TBA25-Jul-2006Withdrawn
Constellation Energy PartnersCEP4.5M$21.00
2-Nov-200615-Nov-2006PricedNews, Msgs, Profile, Research
Enterprise GP Holdings LPEPE12.0M$28.00
15-Aug-200523-Aug-2005PricedNews, Msgs, Profile, Research, Insider
Ikanos Communications IncIKAN6.4M$12.00
1-Sep-200521-Sep-2005PricedNews, Msgs, Profile, Research, Insider
Citigroup Lehman Brothers CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Williams Scotsman Int IncWLSC15.33M$16.00
12-Sep-200519-Sep-2005PricedProfile
Citigroup Lehman Brothers Goldman Sachs & Co Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Magellan Midstream Hldg LPMGG17.0M$24.50
1-Feb-20069-Feb-2006PricedProfile
Citigroup Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Calamos Asset Management IncCLMS18.0M$18.00
2-Aug-200427-Oct-2004PricedChart, News, Msgs, Profile, Research, Insider
Digital Realty Trust IncDLR20.0M$12.00
15-Oct-200428-Oct-2004PricedChart, News, Msgs, Profile, Research, Insider
GFI Grp IncGFIG5.67M$21.00
17-Sep-200425-Jan-2005PricedChart, News, Msgs, Profile, Research, Insider
Seaspan CorpSSW28.57M$21.00
4-Aug-20058-Aug-2005PricedNews, Msgs, Profile, Research
Teekay Offshore Partners LPTOO7.0M$21.00
8-Dec-200613-Dec-2006PricedChart, News, SEC, Msgs, Profile, Research, Insider
Xerium Technologies IncXRM-0.0M$12.00
23-Mar-200516-May-2005PricedNews, Msgs, Profile, Research, Insider
Citigroup Merrill Lynch Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cheniere Energy Partners LPCQP12.5M$21.00
7-Mar-200720-Mar-2007PricedNews, Profile, Research, Insider
Citigroup Merrill Lynch Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Sunstone Hotel Investors IncSHO21.29M$17.00
20-Oct-200420-Oct-2004PricedChart, News, Msgs, Profile, Research, Insider
Citigroup Merrill Lynch Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Highland Distressed OpportuntiHCD11.7M$15.00
21-Feb-200721-Feb-2007PricedProfile
Citigroup Merrill Lynch, Pierce, Fenner
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Desarrolladora HomexHXM10.1M$15.80
8-Jun-200428-Jun-2004PricedChart, News, Msgs, Profile, Research
Citigroup Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Quintana Maritime LtdQMAR16.7M$11.50
14-Jul-200514-Jul-2005PricedMsgs, Profile, Research, Insider
TOM Online IncTOMO12.5M$15.55
TBA5-Mar-2004PricedChart, News, Msgs, Profile, Research, Insider
Citigroup Morgan Stanley Danske Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DONG Energy A/S
-0.0M

3-Nov-200622-Jan-2008Withdrawn
Citigroup UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Calamos Glbl Ttl Rtn FndCGO4.0M$15.00
26-Oct-200526-Oct-2005PricedNews, SEC, Msgs, Profile, Research, Insider
DigitalNet Holdings IncDNET5.0M$17.00
9-Oct-20039-Oct-2003PricedProfile
Kayne Anderson Energy Dvlp CoKED12.0M$25.00
6-Sep-200620-Sep-2006PricedNews, Profile, Research, Insider
Kayne Anderson MLP Inv CoKYN
$25.00
1-Sep-200427-Sep-2004PricedChart, News, Profile, Research, Insider
NY Credit Trust
-0.0M

TBATBAFiled
Citigroup Union Bank of Switzerland
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
TXU Australia Ltd
-0.0M

24-Nov-200327-Apr-2004Withdrawn
Citigroup/Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AIM Select Real Estate IncomeRRE4.0M$15.00
24-Apr-200228-May-2002PricedProfile
AU Optronics CorpAUO50.0M$11.57
1-May-200223-May-2002PricedChart, News, Msgs, Profile, Research
Alliance California MunicipalAKP14.0M$15.00
25-Jan-200228-Jan-2002PricedChart, News, Profile, Research, Insider
Alliance NY Municipal Fund IncAYN10.0M$15.00
25-Jan-200228-Jan-2002PricedChart, News, Profile, Research, Insider
Alliance National MunicipalAFB25.0M$15.00
25-Jan-200228-Jan-2002PricedChart, News, Profile, Research, Insider
BlackRock New York MunicipalBQH4.0M$15.00
25-Apr-200225-Apr-2002PricedChart, News, Profile, Insider
Blackrock California MunicipalBZA4.0M$15.00
25-Apr-200225-Apr-2002PricedChart, News, Profile, Insider
Blackrock Florida MunicipalBIE4.0M$15.00
25-Apr-200225-Apr-2002PricedChart, News, Profile
Blackrock Maryland MunicipalBZM4.0M$15.00
25-Apr-200225-Apr-2002PricedChart, News, Profile, Insider
Blackrock Municipal Bond TrustBBK10.2M$15.00
25-Apr-200225-Apr-2002PricedChart, News, Profile, Insider
Blackrock New Jersey MunicipalBLJ4.0M$15.00
25-Apr-200225-Apr-2002PricedChart, News, Profile, Insider
Blackrock Virginia MunicipalBHV4.0M$15.00
25-Apr-200225-Apr-2002PricedChart, News, Profile, Insider
Calamos Cvt and High Inc FundCHY4.0M$15.00
28-Apr-200327-May-2003PricedChart, News, SEC, Profile, Research, Insider
Eaton Vance Ins CA Mun Bnd FndEVM20.0M$15.00
27-Aug-200227-Aug-2002PricedChart, News, Profile
Eaton Vance Insured Muni FundEIM72.0M$15.00
27-Aug-200227-Aug-2002PricedChart, News, Profile, Insider
Eaton Vance Insured New YorkENX19.8M$15.00
27-Aug-200227-Aug-2002PricedChart, News, Profile
ExpressJet Holdings IncXJT26.0M$16.00
17-Apr-200217-Apr-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
GameStop CorpGME18.06M$18.00
5-Feb-200212-Feb-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Investec PLCINVP-0.0M$13.09
TBA22-Jul-2002PricedNews, Profile
JL French Automotive Castings
-0.0M

23-May-2002TBAFiled
Natural Resource Partners LPNRP4.58M$20.00
10-Oct-200210-Oct-2002PricedChart, News, Msgs, Profile, Research, Insider
Nuveen AZ Div Adv Mun Fund 2NKR2.5M$15.00
25-Mar-200225-Mar-2002PricedChart, News, Profile, Insider
Nuveen Arizona DividendNXE3.7M$15.00
24-Sep-200225-Sep-2002PricedChart, News, Profile, Insider
Nuveen Ca Div Adv Mun Fund 3NZH
$15.00
24-Oct-200125-Sep-2001PricedChart, News, Profile, Insider
Nuveen Conn Div Adv Mun Fund 2NGK
$15.00
5-Feb-200225-Mar-2002PricedChart, News, Profile, Insider
Nuveen Conn Div Adv Mun Fund 3NGO5.7M$15.00
24-Sep-200225-Sep-2002PricedChart, News, Profile, Insider
Nuveen Div Adv Mun Fund 3NZF37.5M$15.00
24-Sep-200125-Sep-2001PricedChart, News, Profile, Insider
Nuveen GA Div Adv Mun FundNZX2.3M$15.00
25-Sep-200125-Sep-2001PricedChart, News, Profile, Insider
Nuveen GA Div Adv Mun Fund 2NKG5.7M$15.00
24-Sep-200225-Sep-2002PricedChart, News, Profile, Insider
Nuveen Insured CA Div Adv MunNKL
$15.00
14-Oct-200125-Mar-2002PricedChart, News, Profile, Insider
Nuveen Insured California TaxNKX5.45M$15.00
22-Nov-200221-Nov-2002PricedChart, News, Profile
Nuveen Insured Florida TaxNWF3.5M$15.00
22-Nov-200221-Nov-2002PricedChart, News, Profile, Insider
Nuveen Insured MassachusettsNGX2.45M$15.00
22-Nov-200221-Nov-2002PricedChart, News, Profile, Insider
Nuveen Insured NY Div Mun FundNKO9.5M$15.00
25-Mar-200225-Mar-2002PricedChart, News, Profile
Nuveen Insured New York TaxNRK3.25M$15.00
22-Nov-200221-Nov-2002PricedChart, News, Profile, Insider
Nuveen Insured Tax Free FundNEA17.0M$15.00
22-Nov-200221-Nov-2002PricedChart, News, Profile
Nuveen MD Div Adv Mun Fund 2NZR4.0M$15.00
24-Sep-200125-Sep-2001PricedChart, News, Profile, Insider
Nuveen Maryland DividendNWI5.7M$15.00
24-Sep-200225-Sep-2002PricedChart, News, Profile, Insider
Nuveen Michigan DividendNZW2.3M$15.00
25-Sep-200125-Sep-2001PricedChart, News, Profile, Insider
Nuveen NC Div Adv Mun Fund 2NNO3.75M$15.00
14-Nov-200115-Nov-2001PricedChart, News, Profile, Insider
Nuveen NJ Div Adv Mun Fund 2NUJ
$15.00
19-Oct-200125-Mar-2002PricedChart, News, Profile, Insider
Nuveen North Carolina Fund 3NII3.7M$15.00
24-Sep-200225-Sep-2002PricedChart, News, Profile, Insider
Nuveen Ohio Div Adv Mun Fund 3NVJ
$15.00
18-Jan-200225-Mar-2002PricedChart, News, Profile, Insider
Nuveen Ohio Div Adv Muni FundNXI3.3M$15.00
25-Sep-200125-Sep-2001PricedChart, News, Profile, Insider
Nuveen Pennsylvania DividendNVY
$15.00
19-Oct-200125-Mar-2002PricedChart, News, Profile, Insider
Nuveen Pref and Conv FundJPC4.0M$15.00
25-Mar-200326-Mar-2003PricedChart, News, Profile, Insider
Nuveen Quality Pref Inc Fund 2JPS124.89M$15.00
24-Sep-200223-Sep-2002PricedChart, News, Profile, Insider
Nuveen Real Estate Income FundJRS27.5M$15.00
14-Nov-200115-Nov-2001PricedChart, News, Profile, Insider
Nuveen VA Div Adv Mun Fund 2NNB5.75M$15.00
14-Nov-200116-Nov-2001PricedChart, News, Profile, Insider
Pacific Energy Partners LPPPX9.1M$19.50
19-Jul-200222-Jul-2002PricedProfile
Paypal IncPYPL5.4M$13.00
14-Feb-200214-Feb-2002PricedProfile
Pimco Corporate Income FundPCN
$15.00
21-Nov-200118-Dec-2001PricedChart, News, Profile, Research, Insider
Power Measurement Inc
-0.0M

28-Aug-20013-Oct-2002Withdrawn
Real Estate Income Fund IncRIT15.0M$15.00
25-Jul-200225-Jul-2002PricedChart, News, Profile, Insider
SRA International IncSRX4.4M$18.00
21-May-200223-May-2002PricedChart, News, Msgs, Profile, Research, Insider
Travelers Ppty Casualty Corp
210.0M$18.50
20-Mar-200221-Mar-2002Priced
Xcel Pharmaceuticals Inc



TBA31-Jan-2003Withdrawn
Citigroup/Salomon Smith Barney Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
DigitalNet Holdings Inc

$14.00 - $16.00
TBA28-May-2003Withdrawn
Citigroup/Salomon Smith Barney Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cia de Saneamento do ParanaNA10.08M$1.55
TBATBAPostponedProfile
Citigroup/Salomon Smith Barney Deutsche Banc Alex Brown
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alliance Imaging IncAIQ9.38M$13.00
20-Jul-200126-Jul-2001PricedChart, News, Msgs, Profile, Research, Insider
Citigroup/Salomon Smith Barney Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Constar International IncCNST10.5M$12.00
14-Nov-200214-Nov-2002PricedChart, News, Msgs, Profile, Research
Citigroup/Salomon Smith Barney John Nuveen Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Nuveen Insured DividendNVG
$15.00
24-Oct-200125-Mar-2002PricedChart, News, Profile, Research, Insider
Nuveen Quality Pref Inc FundJTP
$15.00
26-Apr-200225-Jun-2002PricedChart, News, Profile, Insider
Nuveen Quality Pref Inc Fund 3JHP23.33M$15.00
17-Dec-200218-Dec-2002PricedChart, News, Profile, Insider
Citigroup/Salomon Smith Barney Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BlackRock CA Mun Inc TrstBFZ4.0M$15.00
26-Jul-200126-Jul-2001PricedChart, News, Profile, Insider
BlackRock Fl Mun Inc TrustBBF4.0M$15.00
25-Jul-200126-Jul-2001PricedChart, News, Profile, Insider
BlackRock Municipal IncomeBFK4.0M$15.00
25-Jul-200126-Jul-2001PricedChart, News, Profile, Insider
BlackRock NJ Municipal IncomeBNJ4.0M$15.00
25-Jul-200126-Jul-2001PricedChart, News, Profile, Insider
BlackRock New York MunicipalBNY4.0M$15.00
25-Jul-200126-Jul-2001PricedChart, News, Profile, Insider
Blackrock Cali Insured MuniBCK6.0M$15.00
28-Oct-200228-Oct-2002PricedChart, News, Profile, Insider
Blackrock Florida Insured MuniBAF10.0M$15.00
28-Oct-200228-Oct-2002PricedChart, News, Profile, Insider
Blackrock Insured Muni IncomeBYM27.0M$15.00
28-Oct-200228-Oct-2002PricedChart, News, Profile, Insider
Blackrock NY Insured MuniBSE8.0M$15.00
28-Oct-200228-Oct-2002PricedChart, News, Profile, Insider
LeapFrog Enterprises IncLF9.0M$13.00
24-Apr-200224-Jul-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Citigroup/Salomon Smith Barney Merrill Lynch UBS Warburg
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PIMCO High Income FundPHK
$15.00
4-Apr-200324-Apr-2003PricedChart, News, Profile, Research, Insider
Citigroup/Salomon Smith Barney UBS Warburg
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Homebase Group Ltd
-0.0M

21-Nov-200221-Nov-2002Withdrawn
Claymore Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fiduciary/Claymore Energy
0.05M$20.00
26-Sep-2005TBAFiled
Post/Claymore High Yield Fund
0.07M$15.00
4-Jan-2005TBAFiled
Cofiri
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aeroviaggi
-0.0M

1-Nov-2000TBAWithdrawn
Cohen & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GSME Acquisition Partners I
3.6M$10.00
13-Nov-200919-Nov-2009Priced
Cohig & Associates
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ontro IncONTR3.4M$5.50
13-Apr-199811-May-1998PricedProfile
Coleman & Company
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
PMCC Financial CorpPFC1.25M$9.00
13-Feb-199818-Feb-1998PricedProfile
Collins Stewart Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Bow Lane Capital PLCBLC-0.0M

17-Jul-200619-Jul-2006WithdrawnProfile
Cablevision of Brookline Inc
-0.0M

2-Aug-20021-Jan-2002Withdrawn
Capital Insurance Holdings plc
125.0M$1.00
15-Jul-200430-Jul-2004Withdrawn
Concept Group Holdings
-0.0M

27-Jun-20051-Jan-2005Withdrawn
Inditherm plcIDM-0.0M

30-Nov-20011-Jan-2002WithdrawnProfile
Powerfuel Ltd
-0.0M

21-Feb-200617-Mar-2006Withdrawn
Sino Grandness Food Ind Grp
-0.0M

30-Dec-200819-Aug-2009Withdrawn
Collins Stewart Ltd Altium Capital Limited
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gaucho Group Limited

$0.95 - $1.05
TBA13-Nov-2007Withdrawn
Commercial Bank of Greece
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Club Hotel Loutraki SA
-0.0M

1-Jan-2001TBAWithdrawn
Commerzbank AG
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Deutsche Nickel GmbH
-0.0M

22-Jul-1998TBAWithdrawn
Private Media Group IncPRVT-0.0M

7-Jul-20014-Feb-2002WithdrawnProfile
Scitex Vision Ltd
-0.0M

1-Oct-2000TBAWithdrawn
Commerzbank AG Banca Commerciale Italiana SpA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Eagle Pictures
-0.0M

1-Oct-2000TBAWithdrawn
Commerzbank AG Deutsche Bank AG JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SCHOTT Solar GmbH

$14.50 - $19.50
TBA8-Oct-2008Withdrawn
Commonwealth Associates
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Keshet Routes Tourism Ent LtdKSHTF
$7.00 - $9.00
TBA23-Jun-1998WithdrawnProfile
Registry Magic IncRMAG1.6M$7.25
28-May-199828-May-1998PricedProfile
Commonwealth Securities
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Lucknow Gold Limited
37.5M$0.20
31-Jul-20088-Dec-2008Withdrawn
Concord Effekten
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Electronics Line Ltd
-0.0M$16.50 - $19.50
5-Apr-2000TBAWithdrawn
Cormark Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Ram Power Inc
-0.0M

24-Jul-2009TBAFiled
Cowen
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BG Medicine Inc

$8.00 - $10.00
TBA23-Jan-2008Withdrawn
Command Systems IncCMND2.4M$12.00
6-Mar-199813-Mar-1998PricedProfile
Lifewatch CorpLIFE


TBA21-Mar-2008WithdrawnProfile
MonoSol Rx IncMSRX
$16.00 - $18.00
TBA27-Mar-2008WithdrawnProfile
Phytera IncPHYT-0.0M$12.00 - $14.00
21-Jan-1999TBAWithdrawnProfile
Schein Pharmaceutical IncSHP3.0M$17.00
8-Apr-19988-Apr-1998PricedNews, Profile
Sucampo Pharmaceuticals IncSCMP3.75M$11.50
30-Jul-20072-Aug-2007PricedNews, Profile, Research, Insider
Symphonix Devices IncSMPX2.3M$12.00
11-Feb-199813-Feb-1998PricedProfile
VI Technologies IncVITX3.0M$12.00
5-Jun-199810-Jun-1998PricedProfile
Cowen & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Defense Tech & Sys IncGTEC4.6M$13.00
19-Nov-200919-Nov-2009PricedNews, Profile, Insider
MEDecision IncMEDE4.7M$10.00
13-Dec-200613-Dec-2006PricedProfile, Research, Insider
Cowen & Co Lazard Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Artes Medical IncARTE4.6M$6.00
13-Dec-200619-Dec-2006PricedProfile
Cowen & Co Thomas Weisel Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Double-Take Software IncDBTK7.5M$11.00
28-Nov-200615-Dec-2006PricedNews, Profile, Research, Insider
Cowen CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Zars Pharma Inc

$14.00 - $16.00
TBA5-Oct-2007Withdrawn
Cowen Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Source Photonics IncSRSE


TBA15-Apr-2009WithdrawnProfile
Cowen Credit Suisse Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cowen Group IncCOWN11.22M$16.00
6-Jul-200612-Jul-2006PricedNews, Profile, Research, Insider
Cowen Maxim Group LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Transtech Services PartnersTTSPU4.5M$8.00
16-May-200723-May-2007PricedProfile, Insider
Cowen Needham & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Jazz Semiconductor Inc



TBA27-Sep-2006Withdrawn
Cowen Thomas Weisel Partners
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SoundBite Communications IncSDBT5.2M$8.00
1-Nov-20071-Nov-2007PricedNews, Profile, Research, Insider
Cowen Wachovia Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aldagen IncALDH


TBA7-Oct-2008WithdrawnProfile
Cowen Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Light Sciences Oncology IncLSON
$14.00 - $16.00
TBA8-Feb-2008WithdrawnProfile
Cowen Wells Fargo Bank NA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aldagen IncALDH-0.0M

28-Oct-2009TBAFiledProfile
Coyne Holdings Pty Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Napier Minerals Ltd
-0.0M

22-Apr-200313-Jun-2003Withdrawn
Craig-Hallum, Inc. Robert W Baird & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Titan Machinery IncTITN5.3M$8.50
30-Aug-20076-Dec-2007PricedNews, Profile, Research, Insider
Credit Agricole Indosuez
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Groupe Air France SAAKH-0.0M$15.97
TBA9-Feb-1999PricedProfile
Credit Lyonnais (Hong Kong)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Asia Printers Group Ltd
-0.0M

16-Oct-200430-Jul-2005Withdrawn
Goodbaby Child Products
-0.0M

17-Feb-200312-Nov-2003Withdrawn
Credit Lyonnais Cap Indonesia
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Astra International Tbk PTASII-0.0M

23-Oct-1999TBAWithdrawnProfile
Credit Lyonnais SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Harbin Hafei Motors
-0.0M

21-Mar-1998TBAWithdrawn
Credit Lyonnais SA ABN AMRO Rothschild
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Shanghai Electric(Group)Corp
-0.0M

1-Jan-1999TBAWithdrawn
Credit Suisse
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Agria CorpGRO17.15M$16.50
2-Nov-20076-Nov-2007PricedNews, SEC, Msgs, Profile, Research
Akrion IncAKRI


TBA29-Oct-2007WithdrawnProfile
Babcock & Brown GPT Fund Ltd.
24.72M$15.20 - $17.00
21-Nov-20066-Dec-2006Withdrawn
Capella Education CoCPLA4.0M$20.00
27-Oct-20069-Nov-2006PricedNews, Profile, Research, Insider
ChemoCentryx IncCCXI


TBA14-Nov-2008WithdrawnProfile
Cloud Peak Energy Inc



TBA12-Aug-2009Withdrawn
ComScore IncSCOR5.0M$16.50
22-Jun-200726-Jun-2007PricedNews, Msgs, Profile, Research, Insider
Deltek IncPROJ9.0M$18.00
29-Oct-20071-Nov-2007PricedNews, Profile, Research, Insider
Elixir Pharmaceuticals Inc

$14.00 - $16.00
TBA9-May-2008Withdrawn
GV Gold

$8.55 - $10.30
TBA5-Feb-2007Withdrawn
Greenstreet Acquisition Corp

$8.00
TBA8-Jan-2009Withdrawn
Grupo Aeroportuario PacificoPAC41.47M$21.00
21-Feb-200623-Feb-2006PricedNews, Msgs, Profile, Research
HireRight IncHIRE4.38M$15.00
20-Jul-20077-Aug-2007PricedMsgs, Profile, Research, Insider
JWL Partners Acquisition Corp

$10.00
TBA18-Dec-2008Withdrawn
K Road Acquisition Corp
30.0M$10.00
TBATBAFiled
Liberman Broadcasting Inc



TBA13-Mar-2007Withdrawn
LoopNet IncLOOP6.0M$12.00
6-Jun-20066-Jun-2006PricedNews, Msgs, Profile, Research, Insider
NameMedia IncNAME


TBA24-Dec-2008WithdrawnProfile
Nanosphere IncNSPH7.0M$14.00
29-Oct-20071-Nov-2007PricedNews, Profile, Research, Insider
Neff Corp



TBA30-May-2007Withdrawn
NetSuite IncN6.2M$26.00
29-Nov-200719-Dec-2007PricedChart, News, Msgs, Profile, Research, Insider
Renewable Energy Group IncRWE-0.0M

16-Jul-200717-Mar-2008WithdrawnProfile
Targanta Therapeutics CorpTARG5.75M$10.00
5-Oct-20079-Oct-2007PricedNews, Profile, Research, Insider
Trius Therapeutics IncTSRX-0.0M

TBATBAFiledProfile
US Power Generating CoUPR-0.0M

12-Aug-200825-Nov-2008WithdrawnProfile
Vix Logsitica
-0.0M

28-Aug-200728-Feb-2008Withdrawn
Credit Suisse Barclays Capital
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Geophysical ServicesGGS-0.0M

TBATBAFiledProfile
Credit Suisse Bear Stearns & Co Inc UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Innophos Holdings IncIPHS8.7M$12.00
2-Nov-20062-Nov-2006PricedNews, Profile, Research, Insider
Maxum Petroleum Holdings IncMXP
$14.00 - $16.00
TBA29-Apr-2009WithdrawnProfile
Credit Suisse Citi
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alimera Sciences IncALIM


TBA8-Apr-2009WithdrawnProfile
ChemSpec International LtdCPC8.09M$9.00
24-Jun-200923-Jun-2009PricedNews, SEC, Msgs, Profile, Research
CreditCards.com IncCCRD


TBA2-Jun-2008WithdrawnProfile
OpenLink Financial Inc



TBA31-Aug-2009Withdrawn
Verso Paper CorpVRS14.0M$12.00
14-May-200814-May-2008PricedNews, Profile, Research, Insider
Credit Suisse Citigroup JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Qimonda AGQMNDQ63.0M$13.00
7-Aug-20068-Aug-2006PricedProfile
Credit Suisse Citigroup UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Melco PBL Ent (Macau) LtdMPEL53.0M$19.00
11-Dec-200618-Dec-2006PricedNews, Profile, Research
Credit Suisse Deutsche Bank AG
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cunico Resources NV

$1.80 - $2.40
TBA3-Aug-2007Withdrawn
Credit Suisse Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BHG Acquisition Corp
35.0M$10.00
TBATBAFiled
Ellington Financial LLCEFC-0.0M

TBATBAFiledProfile
Gomez Inc



TBA9-Nov-2009Withdrawn
ReneSola Ltd
10.0M$13.00
28-Jan-200828-Jan-2008Priced
Town Sports Int Holdings IncCLUB8.95M$13.00
1-Jun-20061-Jun-2006PricedNews, Msgs, Profile, Research, Insider
Credit Suisse Deutsche Bank Securities Corp Citigroup Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CBRE Realty Finance IncCBF10.0M$14.50
26-Sep-200627-Sep-2006PricedProfile
Credit Suisse FB (Europe)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
GTC Poland SA
3.48M

15-May-200015-Jun-2000Withdrawn
Credit Suisse First Boston
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
724 Solutions IncSVNX-0.0M$26.00
12-Nov-199927-Jan-2000PricedProfile
Actions Semiconductor Co LtdACTS10.0M$8.00
18-Nov-200529-Nov-2005PricedNews, Msgs, Profile, Research
Alladvantage.com Inc



TBA30-Jun-2000Withdrawn
Altiris IncATRS5.0M$10.00
17-May-200222-May-2002PricedProfile
American Medical LaboratoriesAMJ


TBA21-Jan-2003WithdrawnProfile
Arbinet Holdings
-0.0M

10-Mar-20009-Jun-2000Withdrawn
Big 5 Sporting GoodsBGFV8.05M$13.00
25-Jun-200225-Jun-2002PricedChart, News, Msgs, Profile, Research, Insider
Blackboard IncBBBB5.5M$14.00
16-Jun-200417-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
Bluestar Communications Group

$11.50 - $13.50
TBA16-Jun-2000Withdrawn
BuildNet Inc
-0.0M

20-Mar-200024-Oct-2000Withdrawn
CTI Molecular Imaging IncCTMI10.72M$17.00
TBA20-Jun-2002PricedProfile
CardCorp Canada Ventures



TBA1-Mar-2005Withdrawn
Chaparral Network Storage Inc



TBA16-Feb-2001Withdrawn
Cherokee International CorpCHRK6.6M$14.50
18-Feb-200419-Feb-2004PricedChart, News, Msgs, Profile, Research, Insider
Chorum Technologies IncCHOR
$16.00 - $18.00
TBA15-Mar-2001WithdrawnProfile
Cidera Inc

$9.00 - $11.00
TBA5-Dec-2000Withdrawn
Clearcommerce Corp

$11.00 - $13.00
TBA7-Nov-2000Withdrawn
Coffeyville Resources Inc
-0.0M

11-Feb-20056-Jul-2005Withdrawn
Commercial Vehicle Group IncCVGI10.28M$13.00
18-Aug-20044-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
Conexant Spinco Inc
-0.0M

13-Nov-200026-Mar-2001Withdrawn
Convergent Networks Inc

$15.00 - $17.00
TBA30-Mar-2001Withdrawn
DDi Corp
12.0M$14.00
11-Apr-200011-Apr-2000Priced
DoveBid Inc

$8.00 - $10.00
TBA1-May-2001Withdrawn
Element K CorpLMNK
$10.00 - $12.00
TBA29-Dec-2000WithdrawnProfile
Eon Labs IncELAB9.8M$15.00
1-Mar-200223-May-2002PricedProfile
Global Knowledge Inc

$11.00 - $13.00
TBA17-Sep-2001Withdrawn
Graftech IncGT5.25M$15.00 - $18.00
3-Jul-20005-Jun-2001WithdrawnProfile
Gravity Co LtdGRVY9.3M$13.50
20-Jan-20057-Feb-2005PricedChart, News, Msgs, Profile, Research
Greenwich Tech Partners Inc
-0.0M

13-Apr-200020-Jun-2000Withdrawn
INTARCIA THERAPEUTICS INCITCA
$12.00 - $14.00
TBA22-Sep-2005WithdrawnProfile
Infinity Prop & Casualty CorpIPCC12.38M$16.00
10-Feb-200311-Feb-2003PricedChart, News, Msgs, Profile, Research, Insider
Instinet Group IncINGP29.5M$14.50
16-May-200117-May-2001PricedProfile
Integrated Defense TechIDE7.0M$22.00
22-Feb-200226-Feb-2002PricedProfile
Kintana IncKNTA-0.0M

12-Jul-20019-Oct-2001WithdrawnProfile
Kozmo.Com IncKZMO


TBA18-Aug-2000WithdrawnProfile
Lexent IncLXNT5.8M$15.00
24-Jul-200027-Jul-2000PricedProfile
Lineo Inc



TBA12-Jan-2001Withdrawn
Linktone LtdLTON6.14M$14.00
1-Mar-20043-Mar-2004PricedChart, News, Msgs, Profile, Research
Magma Design Automation IncLAVA4.85M$13.00
19-Nov-200119-Nov-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Mariner Energy Inc



TBA5-Nov-2002Withdrawn
Meridian Automotive Sys Inc



TBA25-Feb-2003Withdrawn
Multilink Technology CorpMLTC8.0M$9.00
19-Jun-200120-Jun-2001PricedNews, Msgs, Profile, Insider
NEN Life Sciences IncNENL


TBA2-Aug-2000WithdrawnProfile
Numerical Technologies IncNMTC5.53M$14.00
6-Apr-20007-Apr-2000PricedProfile
Omm Inc

$10.00 - $12.00
TBA9-Mar-2001Withdrawn
OmniSky CorpOMNY9.1M$12.00
20-Sep-200020-Sep-2000PricedProfile
Orchid BioSciences IncORCH6.0M$8.00
4-May-20004-May-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Orius Corp



TBA14-Mar-2001Withdrawn
PDF Solutions IncPDFS4.5M$12.00
24-Jul-200126-Jul-2001PricedChart, News, Msgs, Profile, Research, Insider
PacketVideo Corp
-0.0M

14-Mar-200025-Apr-2000Withdrawn
Peninsula Pharmaceuticals IncPPRX
$12.00 - $14.00
TBA23-Jun-2005WithdrawnProfile
PlaceWare IncPLCW
$12.00 - $14.00
TBA20-Apr-2001WithdrawnProfile
Raytheon Aerospace Co

$19.00 - $21.00
TBA2-Jul-2003Withdrawn
Safety Insurance Group IncSAFT6.0M$12.00
5-Nov-200221-Nov-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Silicon Energy Corp

$8.00 - $10.00
TBA12-Apr-2002Withdrawn
Simplex Solutions IncSPLX4.0M$12.00
1-May-20012-May-2001PricedProfile
Symbion IncSMBI7.2M$15.00
22-Jan-20045-Feb-2004PricedProfile
TRX IncTRXI6.8M$9.00
23-Sep-200527-Sep-2005PricedNews, Msgs, Profile, Research, Insider
Talentpoint Inc
-0.0M

23-Jun-200021-Mar-2001Withdrawn
Techies Inc

$10.00 - $12.00
TBA2-May-2000Withdrawn
Top Tier Software IncTOPT
$10.00 - $12.00
TBA1-May-2001WithdrawnProfile
Ultra Clean Holdings IncUCTT6.0M$7.00
24-Mar-200424-Mar-2004PricedChart, News, Msgs, Profile, Research, Insider
Unisphere Solutions IncUNSP
$11.00 - $13.00
TBA20-May-2002WithdrawnProfile
United Surgical Partners IntlUSPI9.0M$14.00
7-Jun-20017-Jun-2001PricedProfile
Universal Technical InstituteUTI7.5M$20.50
15-Dec-200316-Dec-2003PricedChart, News, Msgs, Profile, Research, Insider
Uti Corp

$15.00 - $17.00
TBA16-Mar-2001Withdrawn
VCA Antech IncWOOF14.0M$10.00
16-Nov-200120-Nov-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Veridian CorpVNX12.5M$16.00
6-Mar-20024-Jun-2002PricedProfile
Virage IncVRGE3.5M$11.00
8-Jun-200028-Jun-2000PricedProfile
Weight Watchers Intl IncWTW17.4M$24.00
14-Nov-200114-Nov-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
WellChoice IncWC13.86M$25.00
5-Nov-20027-Nov-2002PricedProfile
Xyratex LtdXRTX6.96M$14.00
22-Jun-200423-Jun-2004PricedChart, News, Msgs, Profile, Research
Yupi Internet IncYUPI
$13.00 - $15.00
TBA12-Feb-2001WithdrawnProfile
ZEFER Corp

$11.00 - $13.00
TBA2-May-2000Withdrawn
Zland.com Inc
-0.0M

29-Mar-200013-Jul-2000Withdrawn
Credit Suisse First Boston AG Dresdner Kleinwort Benson (UK)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Celanese GmbH
-0.0M$16.00 - $23.00
15-Jul-1999TBAWithdrawn
Credit Suisse First Boston Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Fresh Enterprises IncBAJA-0.0M

25-Apr-200216-Jul-2002WithdrawnProfile
Credit Suisse First Boston Banc of America Securities LLC CIBC World Markets Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Buffets Holdings Inc
-0.0M

27-Aug-200412-Nov-2004Withdrawn
Credit Suisse First Boston Bear Stearns & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Bristol West Holdings IncBRW15.0M$20.00
10-Feb-200411-Feb-2004PricedProfile
Liberty Group Publishing IncLBTY-0.0M

TBATBAFiledProfile
PRA InternationalPRAI6.0M$19.00
16-Nov-200417-Nov-2004PricedProfile
Pacer International IncPACR14.0M$15.00
11-Jun-200212-Jun-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
Quality Distribution IncQLTY7.0M$17.00
24-Oct-20036-Nov-2003PricedChart, News, Msgs, Profile, Research, Insider
Credit Suisse First Boston Citigroup
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AlgoRx Pharmaceuticals IncAGRX
$7.00 - $8.00
TBA15-Dec-2005WithdrawnProfile
Build-A-Bear Workshop IncBBW6.8M$20.00
26-Oct-200427-Oct-2004PricedChart, News, Msgs, Profile, Research, Insider
Consolidated Communications
15.67M$13.00
1-Jul-200521-Jul-2005Priced
Fastclick IncFSTC6.5M$12.00
30-Mar-200531-Mar-2005PricedNews, Msgs, Profile
Hercules Offshore IncHERO9.2M$20.00
12-Oct-200526-Oct-2005PricedNews, Msgs, Profile, Research, Insider
Credit Suisse First Boston Citigroup Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Capitalsource IncCSE21.3M$14.50
4-Aug-20036-Aug-2003PricedChart, News, Msgs, Profile, Research, Insider
Credit Suisse First Boston Citigroup/Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Maguire Properties IncMPG36.51M$19.00
23-Jun-200324-Jun-2003PricedChart, News, Msgs, Profile, Research, Insider
Credit Suisse First Boston Deutsche Banc Alex Brown
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Resources Connection IncRECN6.5M$12.00
12-Dec-200014-Dec-2000PricedChart, News, SEC, Msgs, Profile, Research, Insider
Credit Suisse First Boston Deutsche Bank AG HSBC Holdings PLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
OAO RosbankROSB-0.0M

17-Dec-20059-Jun-2006WithdrawnProfile
Credit Suisse First Boston Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Semiconductor Mnfg Intl CorpSMI97.88M$17.50
11-Mar-200411-Mar-2004PricedChart, News, Msgs, Profile, Research
Credit Suisse First Boston Deutsche Bank Securities Corp Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
TAL International Group IncTAL11.5M$18.00
5-Oct-200511-Oct-2005PricedNews, Msgs, Profile, Research, Insider
Credit Suisse First Boston Deutsche Bank Securities Corp Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alon USA Energy IncALJ8.5M$16.00
14-Jul-200528-Jul-2005PricedNews, Msgs, Profile, Research, Insider
Credit Suisse First Boston Deutsche Bank Securities Corp Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Noveon International IncNOV


TBA23-May-2003WithdrawnProfile
Credit Suisse First Boston Deutsche Bank Securities Corp UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Noveon International IncNOV


TBA2-Jun-2004WithdrawnProfile
Credit Suisse First Boston Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AMIS Holdings IncAMIS25.0M$20.00
22-Sep-200323-Sep-2003PricedProfile
Aspen Insurance Holdings LtdAHL9.52M$22.50
2-Dec-20033-Dec-2003PricedChart, News, Msgs, Profile, Research
Earle M Jorgensen CoJOR20.0M$10.00
14-Apr-200514-Apr-2005PricedProfile
Egenera Inc



TBA29-Apr-2005Withdrawn
Memec IncMEC


TBA27-Apr-2005WithdrawnProfile
SIRVA IncSIR21.05M$18.50
24-Nov-200324-Nov-2003PricedProfile
Credit Suisse First Boston Goldman Sachs & Co Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Refco IncRFXCQ25.0M$22.00
25-Jul-200510-Aug-2005PricedProfile
Credit Suisse First Boston Goldman Sachs & Co JP Morgan Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hexion Specialty Chemicals Inc

$25.00 - $28.00
TBA12-Oct-2006Withdrawn
Credit Suisse First Boston Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Acindar Industria Argentina deAIDBF-0.0M

4-Apr-1998TBAWithdrawnProfile
Adval Tech Holding AGADVN-0.0M$420.00 - $470.00
26-May-1998TBAWithdrawnProfile
Asia Online LtdAONL-0.0M

2-Aug-2000TBAWithdrawnProfile
Dipasena
-0.0M

23-Oct-1999TBAWithdrawn
Givaudan-Roure (Intl) SA
-0.0M$510.00 - $539.00
22-Apr-2000TBAWithdrawn
HMT AG
-0.0M

10-Mar-2001TBAWithdrawn
Mexx Group BV
-0.0M

19-Oct-1999TBAWithdrawn
OAO Khimiko-farmatsevticheskiyAKPHP-0.0M$18.00 - $21.00
1-May-1998TBAWithdrawnProfile
Sterlite Optical Tech Ltd532374-0.0M

9-Jun-200129-Oct-2003WithdrawnProfile
Yupi Internet IncYUPI-0.0M$13.00 - $15.00
11-Sep-1999TBAWithdrawnProfile
Credit Suisse First Boston Int
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
American Medical LaboratoriesAMJ-0.0M

29-Sep-200024-Apr-2001WithdrawnProfile
Westport Resources CorpWRC8.0M$15.00
27-Sep-200019-Oct-2000PricedNews, Msgs, Profile, Research, Insider
Credit Suisse First Boston JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CBOT Holdings IncBOT3.19M$54.00
18-Oct-200518-Oct-2005PricedProfile
Cabelas IncCAB7.81M$20.00
24-Jun-200424-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
HouseValues IncSOLD6.25M$15.00
8-Oct-20049-Dec-2004PricedProfile
MarketAxess Holdings IncMKTX9.0M$11.00
1-Apr-20044-Nov-2004PricedChart, News, Msgs, Profile, Research, Insider
Myogen IncMYOG5.0M$14.00
28-Oct-200329-Oct-2003PricedProfile
Credit Suisse First Boston JP Morgan Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Westlake Chemical CorpWLK11.76M$14.50
9-Aug-200410-Aug-2004PricedChart, News, Msgs, Profile, Research, Insider
Credit Suisse First Boston Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Golden Energy Marine CorpSHIP7.5M$19.00 - $21.00
TBATBAPostponedProfile
Credit Suisse First Boston Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Corgentech IncCGTK5.0M$16.00
27-Jan-200412-Feb-2004PricedProfile
Interline Brands IncIBI12.5M$15.00
3-Dec-200415-Dec-2004PricedChart, News, Msgs, Profile, Research, Insider
Jazz Semiconductor Inc



TBA15-Jun-2005Withdrawn
Regal Entertainment GroupRGC18.0M$19.00
22-Apr-20028-May-2002PricedChart, News, SEC, Msgs, Profile, Research, Insider
SunPower CorpSPWR7.7M$18.00
15-Nov-200516-Nov-2005PricedProfile
Symbion IncSMBI


TBA28-Apr-2003WithdrawnProfile
Credit Suisse First Boston Ltd
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Coca-Cola Hellenic Bottling CoCCH11.77M$15.07
18-Sep-200225-Sep-2002WithdrawnProfile
Regenesys Holdings Ltd
-0.0M

1-Jan-20011-Jan-2001Withdrawn
Credit Suisse First Boston Ltd BBVA Bolsa SV Invercaixa Valores SV
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Antena 3 de Television SA
-0.0M

13-Jun-200318-Sep-2003Withdrawn
Credit Suisse First Boston Ltd Cazenove & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Wincanton PLC(Unigate)
-0.0M

1-Jan-20011-Jan-2001Withdrawn
Credit Suisse First Boston Ltd Credit Lyonnais SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
SUNDAY Investment Ltd
-0.0M

1-Feb-2000TBAWithdrawn
Credit Suisse First Boston Ltd Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BPL Cellular Holdings Ltd
-0.0M

1-Jan-2000TBAWithdrawn
Credit Suisse First Boston Ltd UBS Warburg
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
YukosneftegazYUKO-0.0M

1-Jan-20031-Jan-2003WithdrawnProfile
Credit Suisse First Boston Ltd UBS Warburg (UK)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Superdrug Stores PLC
-0.0M

1-Jul-20011-Jan-2001Withdrawn
Credit Suisse First Boston Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Anchor Glass Container CorpAGCC7.5M$16.00
9-Sep-200324-Sep-2003PricedProfile
Life Time Fitness IncLTM9.9M$18.50
8-Jun-200430-Jun-2004PricedChart, News, Msgs, Profile, Research, Insider
NAVTEQ CorpNVT39.17M$22.00
5-Aug-20046-Aug-2004PricedProfile
Credit Suisse First Boston Merrill Lynch UBS Investment Bank Deutsche Bank Securities Corp
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Deerfield Triarc Capital CorpDFR25.0M$16.00
27-Jun-200528-Jun-2005PricedNews, Msgs, Profile, Research, Insider
Credit Suisse First Boston Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Borden Chemical Inc



TBA20-Jun-2004Withdrawn
Overnite CorpOVNT25.0M$19.00
30-Oct-200330-Oct-2003PricedProfile
Suntech Power Holdings Co LtdSTP26.38M$15.00
12-Dec-200513-Dec-2005PricedNews, Msgs, Profile, Research
Credit Suisse First Boston RBC Capital Markets Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Merisant Worldwide IncMERI-0.0M

30-Apr-20041-Nov-2004WithdrawnProfile
Credit Suisse First Boston Salomon Smith Barney
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Global Power Equipment GroupGEG7.35M$20.00
16-May-200117-May-2001PricedChart, News, SEC, Msgs, Profile
Kraft Foods IncKFT280.0M$31.00
8-Jun-200112-Jun-2001PricedChart, News, SEC, Msgs, Profile, Research, Insider
Unilab CorpULAB6.7M$16.00
5-Jun-20015-Jun-2001PricedProfile
Credit Suisse First Boston Scotia Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
CAE IncCGT27.0M$7.75
3-Jul-20028-Aug-2002WithdrawnProfile
Credit Suisse First Boston UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Kenan Advantage Group
-0.0M

29-Jul-20041-Feb-2006Withdrawn
ViaCell IncVIAC7.5M$7.00
15-Dec-200420-Jan-2005PricedProfile
Credit Suisse First Boston(AU) JB Were & Son
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Comvergent Technolgies Ltd
-0.0M

8-Apr-200027-May-2000Withdrawn
Credit Suisse Friedman Billings Ramsey Group Citigroup JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Resource Capital CorpRSO4.0M$15.00
2-Feb-20066-Feb-2006PricedNews, Msgs, Profile, Research, Insider
Credit Suisse Goldman Sachs & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
BJB Career Education Co LtdBJB-0.0M

TBATBAFiledProfile
Codexis Inc



TBA3-Sep-2008Withdrawn
CommVault Systems IncCVLT11.11M$14.50
15-Sep-200621-Sep-2006PricedNews, Profile, Research, Insider
DynCorp International IncDCP25.0M$15.00
3-May-20063-May-2006PricedNews, Msgs, Profile, Research, Insider
New Oriental Educ & Tech GrpEDU7.5M$15.00
31-Aug-20066-Sep-2006PricedNews, Profile, Research
STR Holdings IncSTRI12.3M$10.00
5-Nov-20096-Nov-2009PricedNews, Profile, Insider
Credit Suisse Goldman Sachs & Co Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
RiskMetrics Group IncRMG-0.0M$17.50
2-Nov-200724-Jan-2008PricedNews, Profile, Research, Insider
Credit Suisse Goldman Sachs & Co JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cobalt Intl Energy IncCIE-0.0M

TBATBAFiledProfile
First Wind Holdings IncWNDY-0.0M

TBATBAFiledProfile
Credit Suisse Goldman Sachs & Co Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Spirit AeroSystems HoldingsSPR52.08M$26.00
17-Nov-200620-Nov-2006PricedNews, Msgs, Profile, Research, Insider
Credit Suisse Goldman Sachs & Co UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
KBR IncKBR27.84M$17.00
14-Nov-200615-Nov-2006PricedNews, Profile, Research, Insider
Credit Suisse Goldman Sachs (Asia)
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
New Oriental School
-0.0M

4-Mar-2006TBAFiled
Credit Suisse Group
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Bakoma sp zoo
-0.0M

23-May-1998TBAWithdrawn
NTV Independent Television
-0.0M

1-Mar-19981-Jan-2001Withdrawn
Souer Sund Strand
-0.0M

1-Feb-1998TBAWithdrawn
Turk Hava Yollari AOTHYAO-0.0M

5-May-1998TBAWithdrawnProfile
Credit Suisse JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
AMC Ent Hldg IncAC


TBA31-Oct-2008WithdrawnProfile
BlueArc Corp



TBA17-Nov-2008Withdrawn
Bridgepoint Education IncBPI13.5M$10.50
13-Apr-200914-Apr-2009PricedNews, Profile, Research, Insider
Forum Oilfield TechnologiesFOT-0.0M

17-Oct-200711-Feb-2008WithdrawnProfile
Marathon RE Mtg Trust
-0.0M

28-Aug-2009TBAFiled
Mellanox Technologies LtdMLNX6.0M$17.00
6-Feb-20077-Feb-2007PricedNews, Profile, Research, Insider
WuXi PharmaTech(Cayman)IncWX13.19M$14.00
6-Aug-20078-Aug-2007PricedNews, Profile, Research
Credit Suisse JP Morgan Bear Stearns & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ACA Capital Holdings IncACAH10.78M$13.00
2-Nov-20069-Nov-2006PricedProfile
Credit Suisse JP Morgan Lehman Brothers Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
National CineMedia IncNCMI38.0M$21.00
6-Feb-20077-Feb-2007PricedNews, Profile, Research, Insider
Credit Suisse JP Morgan Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Brand Energy & InfrastructureBEI10.75M$19.00 - $21.00
TBATBAPostponedProfile
EnergySolutions IncES30.0M$23.00
31-Oct-200714-Nov-2007PricedNews, Profile, Research, Insider
Credit Suisse Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
IPC The Hospitalist Co IncIPCM-0.0M$16.00
12-Oct-200725-Jan-2008PricedNews, Profile, Research, Insider
Credit Suisse Jefferies & Co Inc JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Globe Specialty Metals IncGLBM-0.0M$7.00
28-Jul-200929-Jul-2009PricedProfile
Credit Suisse Lehman Brothers
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Entropic Communications IncENTR10.0M$6.00
9-Nov-20076-Dec-2007PricedNews, Profile, Research, Insider
Hhgregg IncHGG9.38M$13.00
9-Jul-200719-Jul-2007PricedNews, Profile, Research, Insider
Marathon Real Estate FinMRR-0.0M

TBATBAFiledProfile
SOI Holdings IncSOH


TBA10-Oct-2008WithdrawnProfile
TransDigm Group IncTDG10.95M$21.00
13-Mar-200614-Mar-2006PricedNews, Msgs, Profile, Research, Insider
Veraz Networks IncVRAZ9.0M$8.00
30-Mar-20074-Apr-2007PricedNews, Profile, Research, Insider
Credit Suisse Lehman Brothers JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Venoco IncVQ12.5M$17.00
14-Nov-200616-Nov-2006PricedNews, Profile, Research, Insider
Credit Suisse Merrill Lynch
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Alon Brands IncABO-0.0M

TBATBAFiledProfile
Care Investment Trust IncCRE15.0M$15.00
21-Jun-200722-Jun-2007PricedChart, News, SEC, Msgs, Profile, Research, Insider
Changyou.com LtdCYOU7.5M$16.00
30-Mar-20091-Apr-2009PricedNews, Profile, Research
E-House(China)Holdings LtdEJ14.6M$13.80
6-Aug-20077-Aug-2007PricedNews, Profile, Research
Grand Canyon Education IncLOPE10.5M$12.00
19-Nov-200819-Nov-2008PricedNews, Profile, Research, Insider
VisionChina Media IncVISN13.5M$8.00
9-Nov-20076-Dec-2007PricedNews, Profile, Research
Credit Suisse Merrill Lynch JP Morgan
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Mirion Technologies IncMION-0.0M

TBATBAFiledProfile
QuinStreet IncQNST-0.0M

19-Nov-2009TBAFiledProfile
Credit Suisse Merrill Lynch Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Kraton Performance Polymers
-0.0M

TBATBAFiled
Credit Suisse Merrill Lynch Morgan Stanley & Co
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Shurgard Europe

$12.50 - $15.00
TBA22-Jun-2007Withdrawn
Credit Suisse Morgan Stanley
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Dice Holdings IncDHX16.7M$13.00
11-Jul-200717-Jul-2007PricedNews, Profile, Research, Insider
EnerNOC IncENOC3.75M$26.00
16-May-200717-May-2007PricedNews, Profile, Research, Insider
First Solar IncFSLR17.5M$20.00
15-Nov-200616-Nov-2006PricedNews, Profile, Research, Insider
Invesco Mortgage Capital IncIVR8.5M$20.00
25-Jun-200925-Jun-2009PricedNews, Profile, Research, Insider
Netezza CorpNZ9.0M$12.00
3-Jul-200718-Jul-2007PricedNews, Profile, Research, Insider
Credit Suisse Morgan Stanley & Co Banco Bradesco BBI SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Tivit TerceirizacaoTVIT3-0.0M

20-Oct-200712-Aug-2009WithdrawnProfile
Credit Suisse Morgan Stanley Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Hawkeye Holdings IncHWY
$21.00 - $23.00
TBA22-Nov-2006WithdrawnProfile
Credit Suisse Morgan Stanley RBC Capital Markets
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Cloud Peak Energy IncCLD30.6M$15.00
9-Nov-200919-Nov-2009PricedChart, News, Profile, Insider
Credit Suisse Morgan Stanley TD Securities (USA) Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Trident Resources CorpTZ-0.0M

24-Jul-20065-Feb-2007WithdrawnProfile
Credit Suisse Roth Capital Partners Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Heckmann CorpHEK62.5M$8.00
26-Jun-200712-Nov-2007PricedNews, Profile, Research, Insider
Credit Suisse UBS Investment Bank
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Complete Production Svcs IncCPX21.7M$24.00
17-Apr-200620-Apr-2006PricedNews, Msgs, Profile, Research, Insider
GT Solar International IncSOLR30.3M$16.50
23-Jul-200823-Jul-2008PricedNews, Profile, Research, Insider
H&E Equipment Services IncHEES10.94M$18.00
17-Jan-200630-Jan-2006PricedNews, Msgs, Profile, Research, Insider
InfrastruX Group IncIFR-0.0M

TBATBAFiledProfile
Koppers Holdings IncKOP10.0M$14.00
18-Jan-200631-Jan-2006PricedNews, Msgs, Profile, Research, Insider
Triple-S Management CorpGTS14.0M$14.50
16-Nov-20076-Dec-2007PricedNews, Profile, Research, Insider
Tube City IMS Corp



TBA2-Feb-2007Withdrawn
Credit Suisse UBS Investment Bank Banc of America Securities LLC
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Skilled Healthcare Group IncSKH16.67M$15.50
10-May-200715-May-2007PricedNews, Profile, Research, Insider
Credit Suisse UBS Investment Bank Jefferies & Co Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
North American Energy PartnersNOA12.5M$16.00
17-Nov-200621-Nov-2006PricedNews, Profile, Research
Credit Suisse UBS Investment Bank Uniao de Bancos Brasileiros SA
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Aliansce Shopping Centers
36.0M$15.00 - $20.00
14-Jul-20071-Oct-2009Withdrawn
Credit Suisse Wachovia Securities Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Quadra Realty Trust IncQRR16.67M$15.00
1-Feb-200714-Feb-2007PricedProfile
Textainer Grp Hldg LtdTGH9.0M$16.50
26-Sep-20079-Oct-2007PricedNews, Profile, Research
Cruttenden Roth Inc
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
ACLN LtdACLN1.5M$10.00
11-Jun-199826-Jun-1998PricedProfile
American Aircarriers SupportAIRS2.0M$6.00
28-May-199828-May-1998PricedProfile
American National FinancialANFI2.0M$6.00
12-Feb-199912-Feb-1999PricedProfile
AremisSoft CorpAREM3.8M$5.00
22-Apr-199922-Apr-1999PricedProfile
CPS Systems IncSYS1.9M$4.00
23-Mar-199825-Mar-1998PricedChart, News, Msgs, Profile, Insider
Claimsnet.com IncCLAI2.5M$8.00
6-Apr-19996-Apr-1999PricedChart, News, Profile, Research, Insider
Cost-U-Less IncCULS1.38M$7.00
23-Jul-199823-Jul-1998PricedProfile
GI Joe's Inc

$6.00
TBA21-Apr-1999Withdrawn
Integrated Sensor Solutions InISNR2.25M$8.00
27-Feb-199813-Mar-1998PricedProfile
Metalogics IncML2.3M$11.00 - $13.00
30-Jul-199828-Sep-1998WithdrawnProfile
Orthopaedic Biosystems LtdOBL
$6.75 - $7.75
TBA9-Oct-1998WithdrawnProfile
Perfumania.com IncPF3.5M$7.00
3-Sep-199929-Sep-1999PricedProfile
Plastic Surgery CoPSU2.4M$8.00
27-Oct-199910-Dec-1999PricedProfile
Quepasa.com IncPASA4.0M$12.00
24-Jun-199924-Jun-1999PricedProfile
Tag-It Pacific IncTAG1.7M$4.00
22-Jan-199823-Jan-1998PricedProfile
Troy Group IncTROY2.5M$7.00
21-Jul-199922-Jul-1999PricedProfile
Cyril Finance
CompanyProposed
Symbol
SharesProposed or
Initial Price
File DateExpected
IPO Date
StatusMore Info
Gespac
-0.0M$20.70 - $23.15
1-Nov-2000TBAWithdrawn
Optims SAOPT-0.0M$13.00 - $15.00
25-Jun-2000TBAWithdrawnProfile

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