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|---|---|---|---|---|---|---|---|
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 21st Century Holding Co | TCHC | 1.25M | $7.50 | 4-Nov-1998 | 5-Nov-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| AFI Europe | -0.0M | 5-Jun-2006 | TBA | Filed | |||
| APS Healthcare Inc | TBA | 3-Oct-2002 | Withdrawn | ||||
| Affirmative Insurance Hldg Inc | AFFM | 8.17M | $14.00 | 9-Jul-2004 | 9-Jul-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Allied World Assur Co Hldgs | AWH | 8.8M | $34.00 | 7-Jul-2006 | 11-Jul-2006 | Priced | News, Profile, Research, Insider |
| AmCOMP Inc | AMCP | 10.5M | $9.00 | 8-Feb-2006 | 9-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| AmComp Inc | -0.0M | 12-Nov-1998 | 13-Oct-2000 | Withdrawn | |||
| AmWINS Group Inc | TBA | 3-Oct-2007 | Withdrawn | ||||
| AmeriChoice Corp | AMCH | TBA | 24-Sep-2002 | Withdrawn | Profile | ||
| American Capital Access Hldgs | ACA | TBA | 23-Jul-2004 | Withdrawn | Profile | ||
| American Equity Investment | AEL | 18.7M | $9.00 | 26-Nov-2003 | 3-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| American National Financial | ANFI | 2.0M | $6.00 | 12-Feb-1999 | 12-Feb-1999 | Priced | Profile |
| American Physicians Capital | ACAP | 9.67M | $13.50 | 24-Oct-2000 | 7-Dec-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| American Safety Insurance | ASI | 2.7M | $11.00 | 27-Jan-1998 | 13-Feb-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Amerigroup Corp | AMGP | 4.4M | $17.00 | 2-Nov-2001 | 5-Nov-2001 | Priced | Profile |
| Amerisafe Inc | AMSF | 8.0M | $9.00 | 31-Oct-2005 | 17-Nov-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Annuity & Life RE Holdings | ALRE | 17.08M | $15.00 | 8-Apr-1998 | 8-Apr-1998 | Priced | Profile |
| Aspen Insurance Holdings Ltd | AHL | 9.52M | $22.50 | 2-Dec-2003 | 3-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research |
| Assurant Inc | AIZ | 80.0M | $22.00 | 3-Feb-2004 | 4-Feb-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Assured Guaranty Ltd | AGO | 49.0M | $18.00 | 2-Apr-2004 | 22-Apr-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Asuransi Bina Dana Arta Tbk PT | ABDA | TBA | 26-Jun-2000 | Withdrawn | Profile | ||
| Axis Capital Holdings Ltd | AXS | 21.5M | $22.00 | 10-Jun-2003 | 1-Jul-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Bristol West Holdings Inc | BRW | 15.0M | $20.00 | 10-Feb-2004 | 11-Feb-2004 | Priced | Profile |
| CNinsure Inc | CISG | 11.76M | $16.00 | 30-Oct-2007 | 30-Oct-2007 | Priced | News, Profile, Research |
| CRM Holdings Ltd | CRMH | 8.85M | $13.00 | 16-Dec-2005 | 20-Dec-2005 | Priced | News, Msgs, Profile, Insider |
| Caisse Nationale de Prevoyance | -0.0M | 6-Jun-1998 | TBA | Filed | |||
| Capital Insurance Holdings plc | 125.0M | $1.00 | 15-Jul-2004 | TBA | Filed | ||
| CastlePoint Holdings Ltd | CPHL | 6.19M | $14.50 | 20-Mar-2007 | 22-Mar-2007 | Priced | News, Profile, Research, Insider |
| Centene Corp | CNTE | 3.5M | $14.00 | 23-Nov-2001 | 12-Dec-2001 | Priced | Profile |
| China Life Insurance Co Ltd | LFC | 153.68M | $18.68 | 9-Dec-2003 | 11-Dec-2003 | Priced | Chart, News, Msgs, Profile, Research |
| China Pacific Life Insurance | -0.0M | 16-Dec-2002 | TBA | Filed | |||
| Clark/Bardes Holdings Inc | CLKB | 4.0M | $9.00 | 19-Aug-1998 | 19-Aug-1998 | Priced | Profile |
| Commerce Casualty Group Inc | 2.0M | $5.19 | 12-Aug-1998 | TBA | Filed | ||
| CompBenefits Corp | TBA | 2-Oct-2007 | Withdrawn | ||||
| Compensa Zycie | -0.0M | 27-Aug-1998 | 23-Oct-1998 | Withdrawn | |||
| Converium Holding AG | CHRN | 70.0M | $24.59 | 19-Nov-2001 | 10-Dec-2001 | Priced | News, Profile, Insider |
| Crum & Forster Hldgs(Talegen) | -0.0M | 9-Feb-1998 | 12-Mar-1998 | Withdrawn | |||
| Crum & Forster Holdings Corp | CAF | $20.50 | TBA | 9-Jul-2002 | Withdrawn | Profile | |
| DSB Group | 7.5M | $17.75 - $22.25 | 1-May-2000 | TBA | Filed | ||
| Darwin Professional | DR | 5.22M | $16.00 | 8-May-2006 | 18-May-2006 | Priced | Profile |
| Direct General Corp | DRCT | 6.93M | $21.00 | 8-Aug-2003 | 11-Aug-2003 | Priced | Profile |
| Employers Holdings Inc | EIG | 26.75M | $17.00 | 29-Jan-2007 | 30-Jan-2007 | Priced | News, Profile, Research, Insider |
| Endurance Specialty Holdings | ENH | 9.6M | $23.00 | 28-Jan-2003 | 27-Feb-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Eureko BV | -0.0M | 1-Feb-2001 | TBA | Filed | |||
| Fin Pacific Ins Group Inc | $9.00 - $11.00 | TBA | 13-Aug-1998 | Withdrawn | |||
| First Mercury Financial Corp | FMR | 9.71M | $17.00 | 17-Oct-2006 | 17-Oct-2006 | Priced | News, Profile, Research, Insider |
| Flagstone Reinsurance Hldg Ltd | FSR | 13.0M | $13.50 | 27-Mar-2007 | 29-Mar-2007 | Priced | News, Profile, Insider |
| Friends Provident PLC | FP | -0.0M | $3.17 | TBA | 6-Jul-2001 | Priced | News, Profile |
| Generali France Holding | -0.0M | 8-Apr-2002 | TBA | Filed | |||
| Genworth Financial Inc | GNW | 145.0M | $19.50 | 24-May-2004 | 24-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| GeoVera Insurance Holdings Ltd | GEOV | $16.00 - $18.00 | TBA | 3-Jul-2008 | Withdrawn | Profile | |
| Gjensidige Forsikring AS | -0.0M | 20-Aug-2007 | TBA | Filed | |||
| Global Markets Access Ltd | GMAL | 12.0M | $15.00 | TBA | TBA | Postponed | Profile |
| Global Preferred Holdings Inc | GPHO | $10.00 - $12.00 | TBA | 25-Oct-2002 | Withdrawn | Profile | |
| Global SA | 1.7M | 1-Jul-2000 | TBA | Filed | |||
| Greenlight Capital Re Ltd | GLRE | 10.25M | $19.00 | 23-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| HealthExtras Inc | HLEX | 5.5M | $11.00 | 9-Dec-1999 | 9-Dec-1999 | Priced | Profile |
| HealthSpring Inc | HS | 17.0M | $19.50 | 20-Jan-2006 | 2-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Hub International Ltd | HBG | 6.0M | $14.00 | 18-Jun-2002 | 17-Jun-2002 | Priced | Profile |
| Infinity Prop & Casualty Corp | IPCC | 12.38M | $16.00 | 10-Feb-2003 | 11-Feb-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Insurance Mgmt Solutions Group | INMG | 3.35M | $11.00 | 22-Jan-1999 | 11-Feb-1999 | Priced | News, Profile, Research |
| Insweb(Softbank Corp) | -0.0M | 29-Jan-2000 | TBA | Filed | |||
| James River Group Inc | JRVR | 4.44M | $18.00 | 4-Aug-2005 | 8-Aug-2005 | Priced | Profile |
| John Hancock Finl Svcs Inc | JHF | 102.0M | $17.00 | 26-Jan-2000 | 26-Jan-2000 | Priced | Profile |
| KMG America Corp | KMA | 18.9M | $9.50 | 23-Nov-2004 | 15-Dec-2004 | Priced | Profile |
| Lincoln Heritage Corp | LHC | 0.65M | $7.50 | 15-Oct-1998 | 27-Oct-1998 | Priced | Profile |
| MIIX Group Inc | MIIX | 3.0M | $13.50 | 29-Jul-1999 | 30-Jul-1999 | Priced | Profile |
| MONY Group Inc | MNY | 11.25M | $23.50 | 9-Nov-1998 | 10-Nov-1998 | Priced | Profile |
| Manulife Financial Corp | MFC | 138.0M | $12.20 | TBA | 24-Sep-1999 | Priced | Chart, News, Msgs, Profile, Research |
| Max Re Capital LTD | MXRE | 14.29M | $16.00 | 13-Aug-2001 | 13-Aug-2001 | Priced | Profile |
| Medibank Private Ltd | -0.0M | 10-Sep-2005 | TBA | Filed | |||
| MetLife Inc | MET | 179.0M | $14.25 | 4-Apr-2000 | 4-Apr-2000 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Molina Healthcare Inc | MOH | 6.0M | $17.50 | 26-Jun-2003 | 1-Jul-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Montpelier Re Holdings Ltd | MRH | 9.52M | $20.00 | 8-Oct-2002 | 9-Oct-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| National Atlantic Hldg Corp | NAHC | 6.65M | $12.00 | 23-Dec-2004 | 20-Apr-2005 | Priced | News, Msgs, Profile, Research, Insider |
| National Interstate Corp | NATL | 3.85M | $13.50 | 3-Dec-2004 | 27-Jan-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| National Med Health Card Sys | NMHC | 2.5M | $7.50 | 19-Jul-1999 | 28-Jul-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| North Pointe Holdings Corp | NPTE | -0.0M | $12.00 | 29-Mar-2005 | 23-Sep-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Odyssey Re Holdings Corp | ORH | 17.14M | $18.00 | 13-Jun-2001 | 13-Jun-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| OneBeacon Insurance Group | OB | 20.0M | $25.00 | 3-Nov-2006 | 8-Nov-2006 | Priced | News, Profile, Research, Insider |
| Optimum Health Services, Inc. | 1.0M | $1.00 | 17-Jun-1998 | 13-Jan-1999 | Withdrawn | ||
| Platinum Underwriters Holdings | PTP | 40.0M | $22.50 | 25-Apr-2002 | 28-Oct-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Powszechny Zaklad Ubezpieczen | -0.0M | 1-Jan-2003 | TBA | Filed | |||
| Principal Financial Group Inc | PFG | 100.0M | $18.50 | 22-Oct-2001 | 22-Oct-2001 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| ProCentury Corp | PROS | 8.9M | $10.50 | 16-Apr-2004 | 20-Apr-2004 | Priced | Chart, News, Msgs, Profile, Research |
| Prudential Financial Inc | PRU | 110.0M | $27.50 | 12-Dec-2001 | 12-Dec-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Prudential Insurance Co | -0.0M | 1-Feb-1998 | TBA | Filed | |||
| R&V Versicherungsgruppe AG | -0.0M | 20-Jul-2002 | TBA | Filed | |||
| RAM Holdings Ltd | RAMR | 13.11M | $13.00 | 26-Apr-2006 | 27-Apr-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Reliance Surety Group Inc | RSF | -0.0M | $14.75 | 25-Oct-1999 | TBA | Filed | Profile |
| Republic Cos Group Inc | RUTX | 6.0M | $14.00 | 3-Aug-2005 | 3-Aug-2005 | Priced | Profile |
| Safe Auto Group Inc | SAIC | -0.0M | 5-Nov-2004 | 9-Jan-2006 | Withdrawn | Profile | |
| Safety Insurance Group Inc | SAFT | 6.0M | $12.00 | 5-Nov-2002 | 21-Nov-2002 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Scottish Annuity & Life Hldgs | SCOT | 16.75M | 24-Oct-1998 | TBA | Filed | Profile | |
| SeaBright Insurance Hldgs Inc | SEAB | 7.5M | $10.50 | 8-Dec-2004 | 20-Jan-2005 | Priced | Profile |
| Security Capital Assurance Ltd | SCA | 22.45M | $20.50 | 28-Jul-2006 | 1-Aug-2006 | Priced | News, Profile, Research, Insider |
| Seguros Comercial America | -0.0M | 7-Feb-1998 | TBA | Filed | |||
| Specialty Underwriters Inc | SUAI | 12.7M | $9.50 | 12-Nov-2004 | 17-Nov-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| StanCorp Financial Group Inc | SFG | 13.92M | $23.75 | 13-Apr-1999 | 15-Apr-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Standard Alliance Insurance Co | 300.0M | $1.10 | 3-Mar-2003 | TBA | Filed | ||
| Standard Life Assurance Co PLC | -0.0M | 1-Jan-2000 | TBA | Filed | |||
| Sun Life Finl Svcs of CA Inc | SLC | -0.0M | $8.50 | TBA | 23-Mar-2000 | Priced | Profile |
| Symetra Financial Corp | SYA | $18.00 - $20.00 | TBA | 10-Oct-2008 | Withdrawn | Profile | |
| The Polish Re | 161.5M | $1.25 - $1.74 | 14-May-2008 | TBA | Filed | ||
| Tong Yang Life Ins Co Ltd | TBA | 17-Sep-2008 | Withdrawn | ||||
| Tower Group Inc | TWGP | 13.0M | $8.50 | 8-Oct-2004 | 20-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Travelers Ppty Casualty Corp | 210.0M | $18.50 | 20-Mar-2002 | 21-Mar-2002 | Priced | ||
| Triple-S Management Corp | GTS | 14.0M | $14.50 | 16-Nov-2007 | 6-Dec-2007 | Priced | News, Profile, Research, Insider |
| USI Holdings Corp | USIH | 9.0M | $10.00 | 30-Apr-2002 | 21-Oct-2002 | Priced | Chart, Msgs, Profile, Insider |
| United National Group Ltd | UNGL | 9.75M | $17.00 | 15-Dec-2003 | 15-Dec-2003 | Priced | Profile |
| Validus Holdings Ltd | VR | 15.66M | $22.00 | 20-Jul-2007 | 24-Jul-2007 | Priced | News, Profile, Insider |
| Vatryggingafelag Islands hf | -0.0M | 1-Apr-2001 | TBA | Filed | |||
| WellChoice Inc | WC | 13.86M | $25.00 | 5-Nov-2002 | 7-Nov-2002 | Priced | Profile |
| Wellcare Group Inc | WCG | 8.43M | $17.00 | 8-Jun-2004 | 30-Jun-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Willis Group Holdings Ltd | WSH | 20.0M | $13.50 | 31-May-2001 | 11-Jun-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Investment Bank | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| ACA Capital Holdings Inc | ACAH | 10.78M | $13.00 | 2-Nov-2006 | 9-Nov-2006 | Priced | Profile |
| Alaron.com Holding Corporation | ACOM | 1.5M | $10.00 | TBA | TBA | Filed | Profile |
| Archipelago Holdings Inc | AX | 11.0M | $11.50 | 11-Aug-2004 | 12-Aug-2004 | Priced | Profile |
| Asset Capital Corp | ACCI | $9.00 - $10.00 | TBA | 7-Aug-2006 | Withdrawn | Profile | |
| BGC Partners Inc | BGCP | -0.0M | 8-Feb-2007 | 6-Jun-2007 | Withdrawn | Profile | |
| Banuestra Financial Corp | BNF | $6.00 - $8.00 | TBA | 1-May-2007 | Withdrawn | Profile | |
| BlackRock Inc | BLK | 9.0M | $14.00 | 24-Sep-1999 | 1-Oct-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Blackstone Group LP | BX | 133.33M | $31.00 | 21-Jun-2007 | 21-Jun-2007 | Priced | News, Profile, Research, Insider |
| CBOT Holdings Inc | BOT | 3.19M | $54.00 | 18-Oct-2005 | 18-Oct-2005 | Priced | Profile |
| CDC | -0.0M | 2-Aug-2002 | TBA | Filed | |||
| CMC Markets | -0.0M | 5-May-2006 | TBA | Filed | |||
| Caboto Holding SpA | -0.0M | 14-Jan-2002 | TBA | Filed | |||
| Calamos Asset Management Inc | CLMS | 18.0M | $18.00 | 2-Aug-2004 | 27-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Chicago Mercantile Exchange | CME | 4.75M | $35.00 | 5-Dec-2002 | 5-Dec-2002 | Priced | News, Msgs, Profile, Research, Insider |
| Cohen & Steers Inc | CNS | 7.5M | $13.00 | 12-Aug-2004 | 12-Aug-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Colonial Direct Finl Group Inc | COLDW | $6.50 - $8.50 | TBA | 1-Dec-2000 | Withdrawn | Profile | |
| Copenhagen Stock Exchange A/S | -0.0M | 1-Jan-2001 | TBA | Filed | |||
| Cowen & Co | COWN | 11.22M | $16.00 | 6-Jul-2006 | 12-Jul-2006 | Priced | News, Profile, Research, Insider |
| Credit Communal de Belgique SA | -0.0M | 1-Jul-1998 | TBA | Filed | |||
| Currencynetwork plc | -0.0M | 1-Jan-2001 | TBA | Filed | |||
| D.E. Frey & Company | $5.00 - $7.00 | TBA | 3-Jan-2000 | Withdrawn | |||
| DLJdirect | DIR | -0.0M | $18.00 - $20.00 | TBA | TBA | Filed | Profile |
| Davenham Group | -0.0M | 1-Oct-2001 | TBA | Filed | |||
| Deutsche Boerse AG | -0.0M | 1-Apr-2000 | TBA | Filed | |||
| Direct Finance | 4.5M | $7.00 - $8.00 | 1-Sep-2000 | TBA | Filed | ||
| Dollar Financial Corp | DLLR | 6.88M | $16.00 | 12-Mar-2004 | 27-Jan-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Duff & Phelps Corp | DUF | 8.3M | $16.00 | 17-Sep-2007 | 27-Sep-2007 | Priced | News, Profile, Research, Insider |
| East Coast Venture Capital | ECVC | $4.10 | TBA | 7-Sep-2000 | Withdrawn | Profile | |
| Empire Financial Holding Co | EFH | 1.0M | $6.00 | 19-Mar-2002 | 9-Apr-2002 | Priced | Chart, News, Msgs, Profile, Insider |
| Eurizon Financial Group | -0.0M | 29-Jul-2006 | TBA | Filed | |||
| Euwax Broker AG | 0.75M | $11.00 - $14.00 | 10-May-2000 | TBA | Filed | ||
| Evercore Partners Inc | EVR | 3.95M | $21.00 | 9-Aug-2006 | 10-Aug-2006 | Priced | News, Profile, Research, Insider |
| Everquest Financial Ltd | -0.0M | 9-May-2007 | 25-Jun-2007 | Withdrawn | |||
| FBR Capital Markets Corp | FBCM | 12.04M | $17.00 | 4-Jun-2007 | 7-Jun-2007 | Priced | News, Profile, Research, Insider |
| FCStone Group Inc | FCSX | 4.63M | $24.00 | 14-Mar-2007 | 16-Mar-2007 | Priced | News, Profile, Research, Insider |
| Federated Investors | FII | 16.29M | $19.00 | 8-May-1998 | 13-May-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| First Holding Investment | 32.6M | 12-Mar-2001 | TBA | Filed | |||
| FleetBoston Robertson Stephens | -0.0M | 11-Sep-2000 | TBA | Filed | |||
| Foreign & Colonial Mgmt Ltd | -0.0M | 22-Apr-2004 | TBA | Filed | |||
| Freedom Securities Corp | FSI | 6.7M | $20.00 | 1-Apr-1998 | 2-Apr-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| GFI Grp Inc | GFIG | 5.67M | $21.00 | 17-Sep-2004 | 25-Jan-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Gabelli Asset Management Inc | 6.0M | $16.00 - $19.00 | 5-May-1998 | TBA | Filed | ||
| Garage.com Inc | GRGE | $12.00 - $14.00 | TBA | 20-Oct-2000 | Withdrawn | Profile | |
| GlobeOp Financial Services | 20.37M | $2.20 - $2.90 | 15-Jun-2007 | TBA | Filed | ||
| Goldman Sachs Group Inc | GS | 60.0M | $53.00 | 30-Apr-1999 | 3-May-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Goldman Sachs Group LP | -0.0M | 24-Aug-1998 | 29-Sep-1998 | Withdrawn | |||
| Greenhill & Co Inc | GHL | 5.0M | $17.50 | 16-Apr-2004 | 5-May-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| HEX Oyj | -0.0M | 1-Jan-2001 | TBA | Filed | |||
| HFF Inc | HF | 14.3M | $18.00 | 17-Jan-2007 | 30-Jan-2007 | Priced | News, Profile, Research, Insider |
| HST Financial PLC | -0.0M | 19-Sep-2001 | TBA | Filed | |||
| Harrington West Finl,Solvang, | HWFG | 1.4M | $12.00 | 1-Nov-2002 | 5-Nov-2002 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Hull Group Inc | HULL | $13.00 - $15.00 | TBA | 2-May-2000 | Withdrawn | Profile | |
| ICF Kursmakler AG | 1.0M | 11-Aug-1999 | TBA | Filed | |||
| IL&FS Investsmart Ltd | -0.0M | 8-May-2004 | TBA | Filed | |||
| IXIS CIB | -0.0M | 1-Apr-2001 | TBA | Filed | |||
| Imperium SA | 2.11M | 13-Apr-2001 | TBA | Filed | |||
| Incam AG | INAGY | 1.8M | $5.00 | 12-Oct-1998 | 30-Nov-1998 | Priced | Profile |
| Instinet Group Inc | INGP | 29.5M | $14.50 | 16-May-2001 | 17-May-2001 | Priced | Profile |
| IntercontinentalExchange Inc | ICE | 16.0M | $26.00 | 15-Nov-2005 | 15-Nov-2005 | Priced | News, Msgs, Profile, Research, Insider |
| International Sec Exchange Inc | ISE | 10.05M | $18.00 | 7-Mar-2005 | 8-Mar-2005 | Priced | Profile |
| Internet Financial Services | IFSX | 2.0M | $7.00 | 16-Apr-1999 | 20-Apr-1999 | Priced | Profile |
| Investec PLC | INVP | -0.0M | $13.09 | TBA | 22-Jul-2002 | Priced | Profile |
| Investors Capital Holdings Ltd | ICH | 1.0M | $8.00 | 6-Feb-2001 | 8-Feb-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| JMP Group Inc | JMP | 8.02M | $11.00 | 8-May-2007 | 10-May-2007 | Priced | News, Profile, Research, Insider |
| Julius Baer Americas Inc | -0.0M | TBA | TBA | Filed | |||
| KBW Inc | $17.00 - $19.00 | TBA | 10-May-1999 | Withdrawn | |||
| Knight Trimark Group | NITE | 10.0M | $14.50 | 7-Jul-1998 | 8-Jul-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| LaBranche & Co Inc | LAB | 11.5M | $14.00 | 18-Aug-1999 | 19-Aug-1999 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Lazard Ltd | LAZ | 30.46M | $25.00 | 2-May-2005 | 4-May-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Liquidnet Holdings Inc | -0.0M | TBA | TBA | Filed | |||
| MCG Capital Corp | MCGC | 13.38M | $17.00 | 28-Nov-2001 | 28-Nov-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| MF Global Ltd | MF | 97.38M | $30.00 | 6-Jul-2007 | 18-Jul-2007 | Priced | Chart, News, Profile, Research, Insider |
| MSCI Barra | MXB | 14.0M | $18.00 | 29-Oct-2007 | 14-Nov-2007 | Priced | News, Msgs, Profile, Research, Insider |
| MarketAxess Holdings Inc | MKTX | 9.0M | $11.00 | 1-Apr-2004 | 4-Nov-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Mida Capital | -0.0M | 30-Sep-2002 | TBA | Filed | |||
| NYMEX Holdings Inc | NMX | 6.5M | $59.00 | 14-Nov-2006 | 16-Nov-2006 | Priced | Profile |
| Nasdaq Stock Market Inc | NDAQ | 17.25M | $9.00 | 8-Feb-2005 | 9-Feb-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| National Finl Partners Corp | NFP | 9.06M | $23.00 | 9-May-2003 | 17-Sep-2003 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Neuberger Berman Inc | -0.0M | 19-Aug-1998 | 8-Oct-1998 | Withdrawn | |||
| New York Stock Exchange | -0.0M | 24-Jul-1999 | TBA | Filed | |||
| Onlinetradinginc.com | LINE | 2.25M | $7.00 | 10-Jun-1999 | 11-Jun-1999 | Priced | News, Msgs, Profile, Research, Insider |
| OptionsXpress Holdings Inc | OXPS | 12.0M | $16.50 | 24-Jan-2005 | 26-Jan-2005 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| P&K Capital | -0.0M | 1-Jan-2001 | TBA | Filed | |||
| Patagon.Com | -0.0M | 11-Sep-1999 | TBA | Filed | |||
| Peak6 Corp | PSX | $18.00 - $20.00 | TBA | 26-Feb-2002 | Withdrawn | Profile | |
| Penson Worldwide Inc | PNSN | 7.47M | $17.00 | 12-May-2006 | 17-May-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Petrie Parkman & Co Inc | -0.0M | 13-Sep-2006 | 24-Oct-2006 | Withdrawn | |||
| Phoenix Cos Inc | PNX | 48.8M | $17.50 | 18-Jun-2001 | 19-Jun-2001 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Power Finance Corp Ltd | -0.0M | 24-Jun-2002 | TBA | Filed | |||
| Pzena Invest Mgmt Inc | PZN | 6.1M | $18.00 | 22-Oct-2007 | 24-Oct-2007 | Priced | News, Profile, Research, Insider |
| Ragen MacKenzie Group Inc | RMG | 2.25M | $14.00 | 22-Jun-1998 | 22-Jun-1998 | Priced | News, Profile, Research, Insider |
| Refco Inc | RFXCQ | 25.0M | $22.00 | 25-Jul-2005 | 10-Aug-2005 | Priced | Profile |
| Renta-4 | -0.0M | 8-Nov-2000 | TBA | Filed | |||
| Ryan Beck Holdings Inc | RBCO | -0.0M | 17-Apr-2006 | 12-Jan-2007 | Withdrawn | Profile | |
| SFIRS SpA | -0.0M | 1-Jun-2001 | TBA | Filed | |||
| Seymour Pierce VCT PLC | 37.5M | 19-Feb-2001 | TBA | Filed | |||
| Shanghai Electric(Group)Corp | -0.0M | 1-Jan-1999 | TBA | Filed | |||
| Shochet Holding Corp | SHOC | 1.0M | $9.00 | 9-Mar-2000 | 15-Mar-2000 | Priced | Profile |
| State Bank of Bikaner & Jaipur | -0.0M | 1-Jul-1998 | TBA | Filed | |||
| State Bank of Mysore | 2000.0M | 24-Jun-2002 | TBA | Filed | |||
| Storm Financial Ltd | -0.0M | $0.92 - $1.08 | TBA | TBA | Filed | ||
| TD Waterhouse Group Inc | TWE | 32.0M | $24.00 | 22-Jun-1999 | 23-Jun-1999 | Priced | Profile |
| Theoilsite.com plc | -0.0M | 20-Nov-2000 | TBA | Filed | |||
| Thomas Weisel Partners Group | TWPG | 5.0M | $15.00 | 17-Jan-2006 | 1-Feb-2006 | Priced | News, Msgs, Profile, Research, Insider |
| Tokyo Comwealth Inc | 0.06M | $3000.00 | 17-Mar-2003 | TBA | Filed | ||
| Turner Investments Inc | TRNR | $17.00 - $19.00 | TBA | 17-Oct-2008 | Withdrawn | Profile | |
| Uniconsult | 1.2M | 1-Jun-2001 | TBA | Filed | |||
| Value Management & Research AG | VMR | 0.45M | 13-Apr-1999 | TBA | Filed | Profile | |
| Venn Watson & Co. Ltd | -0.0M | 1-Jan-2002 | TBA | Filed | |||
| WP Stewart & Co Ltd | WPL | 11.2M | $20.00 | 6-Dec-2000 | 7-Dec-2000 | Priced | Chart, News, Msgs, Profile, Research |
| Waddell & Reed Financial Inc | WDR | 21.7M | $23.00 | 4-Mar-1998 | 4-Mar-1998 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| Web Street Inc | WEBS | 3.5M | $11.00 | 15-Nov-1999 | 17-Nov-1999 | Priced | Profile |
| Wit Capital Group Inc | WITC | -0.0M | 13-Mar-1999 | TBA | Filed | Profile | |
| Wizard Home Loans | -0.0M | 27-Apr-2004 | TBA | Filed | |||
| Investment Fund | |||||||
| Company | Proposed Symbol | Shares | Proposed or Initial Price | File Date | Expected IPO Date | Status | More Info |
| 2020 Chinacap Acquirco Inc | TTY | 7.5M | $8.00 | 7-Nov-2007 | 9-Nov-2007 | Priced | News, Profile |
| AEW Real Estate Income Fund | RIF | 6.0M | $15.00 | 25-Nov-2002 | 25-Nov-2002 | Priced | Profile |
| AIG Global Inv Group Mun Fund | 0.1M | $15.00 | 5-Nov-2002 | TBA | Filed | ||
| AIM Select Real Estate Income | RRE | 4.0M | $15.00 | 24-Apr-2002 | 28-May-2002 | Priced | Profile |
| ASM Acquisition Co Ltd | ARY | 15.0M | $10.00 | TBA | TBA | Filed | Profile |
| Accelerated Global Tech Corp | 30.0M | $10.00 | TBA | TBA | Filed | ||
| Acquicor Technology Inc | AQR | 25.0M | $6.00 | 9-Mar-2006 | 15-Mar-2006 | Priced | Profile |
| Ad.Venture Partners Inc | AVPA | 9.0M | $6.00 | 24-Aug-2005 | 25-Aug-2005 | Priced | Profile |
| Advanced Tech Acquisition Corp | AXC | 18.75M | $8.00 | 14-Jun-2007 | 18-Jun-2007 | Priced | News, SEC, Msgs, Profile, Research |
| Advent Claymore Conv Sec Fund | AVK | 30.0M | $25.00 | 28-Apr-2003 | 29-Apr-2003 | Priced | Chart, News, Profile, Insider |
| Advent/Claymore Enh G&I Fnd | LCM | 15.75M | $20.00 | 20-Dec-2004 | 26-Jan-2005 | Priced | Chart, News, Profile, Research, Insider |
| Advent/Claymore Global Conv | AGC | 37.5M | $20.00 | 23-May-2007 | 24-May-2007 | Priced | News, Profile, Insider |
| Affinity Media Intl Corp | AFMI | 2.75M | $6.00 | 30-May-2006 | 5-Jun-2006 | Priced | Profile |
| Aldabra 2 Acquisition Corp | AII | 30.0M | $10.00 | 13-Jun-2007 | 19-Jun-2007 | Priced | Chart, News, SEC, Msgs, Profile, Insider |
| Aldabra 3 Acquisition Corp | 50.0M | $10.00 | TBA | TBA | Filed | ||
| Aldabra 4 Acquisition Corp | 10.0M | $10.00 | TBA | TBA | Filed | ||
| Aldabra Acquisition Corp | ALBAU | 4.0M | $6.00 | 23-Dec-2004 | 17-Feb-2005 | Priced | Profile |
| Alliance California Municipal | AKP | 14.0M | $15.00 | 25-Jan-2002 | 28-Jan-2002 | Priced | Chart, News, Profile, Research, Insider |
| Alliance NY Municipal Fund Inc | AYN | 10.0M | $15.00 | 25-Jan-2002 | 28-Jan-2002 | Priced | Chart, News, Profile, Research, Insider |
| Alliance National Municipal | AFB | 25.0M | $15.00 | 25-Jan-2002 | 28-Jan-2002 | Priced | Chart, News, Profile, Research, Insider |
| Almancora SCA | -0.0M | 1-Feb-2001 | TBA | Filed | |||
| Alpha Security Group Corp | HDS | 6.0M | $10.00 | 16-Mar-2007 | 23-Mar-2007 | Priced | News, Profile |
| Alpine Global Dynamic | AGD | 22.5M | $20.00 | 25-Jul-2006 | 25-Jul-2006 | Priced | News, Msgs, Profile, Insider |
| Alpine Global Premier Prop | AWP | 0.25M | $20.00 | 23-Mar-2007 | 25-Apr-2007 | Priced | News, Profile, Insider |
| Alpine Ris Dyn Div Fd | AUP | 0.05M | $20.00 | 7-Nov-2007 | TBA | Filed | Profile |
| Alpine Total Dynamic | AOD | 210.0M | $20.00 | 25-Jan-2007 | 25-Jan-2007 | Priced | News, Profile, Insider |
| Alternative Asset Management | AMV | 30.0M | $10.00 | 27-Jul-2007 | 1-Aug-2007 | Priced | Chart, News, SEC, Msgs, Profile, Insider |
| Alyst Acquisition Corp | AYA | 7.0M | $8.00 | 21-Jun-2007 | 29-Jun-2007 | Priced | News, Profile |
| American Diversified Holdings | $14.00 | TBA | 7-Apr-1999 | Withdrawn | |||
| Angelo, Gordon Acq Corp | 30.0M | $10.00 | TBA | TBA | Filed | ||
| Apex Bioventures Acquisition | 7.5M | $8.00 | 23-May-2007 | 7-Jun-2007 | Priced | ||
| Apollo Investment Corp | AINV | 50.0M | $15.00 | 1-Apr-2001 | 5-Apr-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Apple Creek Acquisition Corp | 22.5M | $10.00 | 6-Feb-2008 | TBA | Filed | ||
| Arcade Acquisition Corp | ACDQ | 7.5M | $8.00 | 16-May-2007 | 21-May-2007 | Priced | News, Profile, Insider |
| Ares Capital Corp | ARCC | 17.0M | $15.00 | 17-Sep-2004 | 5-Oct-2004 | Priced | Chart, News, Msgs, Profile, Research, Insider |
| Argyle Security Acq Corp | ARGL | 3.62M | $8.00 | 13-Jan-2006 | 24-Jan-2006 | Priced | News, Profile, Insider |
| Arpeggio Acquisition Corp | APGOU | 6.0M | $6.00 | 28-May-2004 | 24-Jun-2004 | Priced | Profile |
| Ascend Acquisition Corp | ASAQ | 6.0M | $6.00 | 10-May-2006 | 11-May-2006 | Priced | Profile |
| Asia Automotive Acq Corp | AAAC | 4.38M | $8.00 | TBA | TBA | Filed | Profile |
| Asia Special Situation Acq | CIO | 10.0M | $10.00 | 2-Nov-2007 | 16-Jan-2008 | Priced | News, SEC, Msgs, Profile |
| Asset Alliance Corp | 7.7M | $11.00 - $13.00 | TBA | TBA | Postponed | ||
| Atlas Acq Hldg Corp | AXG | 20.0M | $10.00 | 5-Nov-2007 | 24-Jan-2008 | Priced | News, Profile |
| BBV Vietnam SEA Acq Corp | BBVUF | 4.5M | $8.00 | 28-Jan-2008 | 8-Feb-2008 | Priced | Profile |
| BHG Acquisition Corp | 35.0M | $10.00 | TBA | TBA | Filed | ||
| BPW Acquisition Corp | BPW | 37.5M | $10.00 | 19-Feb-2008 | 26-Feb-2008 | Priced | News, Profile, Insider |
| Bank Street Telecom Funding Co | $8.00 | TBA | 18-Apr-2007 | Withdrawn | |||
| Beverage Acquisition Corp | 4.5M | $8.00 | TBA | TBA | Filed | ||
| BlackRock CA Mun Inc Trst | BFZ | 4.0M | $15.00 | 26-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock CA Muni Income II | BCL | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Chart, News, Profile |
| BlackRock California Mun 2022 | 0.1M | $15.00 | TBA | TBA | Filed | ||
| BlackRock Divi Achievers Trst | BDV | 56.0M | $15.00 | 18-Dec-2003 | 18-Dec-2003 | Priced | Chart, News, Profile, Insider |
| BlackRock Fl Mun Inc Trust | BBF | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile |
| BlackRock Florida Mun 2020 | BFO | 3.95M | $15.00 | 22-Aug-2003 | 25-Sep-2003 | Priced | Chart, News, Profile |
| BlackRock Global Energy | BGR | 30.0M | $25.00 | 22-Dec-2004 | 22-Dec-2004 | Priced | Chart, News, Profile, Insider |
| BlackRock Global Opportunities | BOE | 17.0M | $25.00 | 25-May-2005 | 25-May-2005 | Priced | News, Profile, Research, Insider |
| BlackRock Health Scnc Trust | BME | 8.2M | $25.00 | 25-Mar-2005 | 28-Mar-2005 | Priced | Chart, News, Profile, Insider |
| BlackRock High Yield Trust | BHY | 4.6M | $15.00 | 17-Dec-1998 | 17-Dec-1998 | Priced | Chart, News, Profile, Insider |
| BlackRock Kelso Capital Corp | BKCC | 13.2M | $16.00 | 14-Jun-2007 | 26-Jun-2007 | Priced | News, Profile, Research, Insider |
| BlackRock Long-term Muni | BTA | 15.0M | $15.00 | 23-Feb-2006 | 23-Feb-2006 | Priced | News, Profile, Insider |
| BlackRock Mun 2018 Term Trust | BPK | 18.0M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock Muni Income II | BLE | 26.5M | $15.00 | 25-Jul-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock Municipal 2020 Term | BKK | 3.95M | $15.00 | 22-Aug-2003 | 25-Sep-2003 | Priced | Chart, News, Profile, Insider |
| BlackRock Municipal Income | BFK | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock NJ 2020 Term Trust | 0.1M | $15.00 | 16-Jul-2003 | TBA | Filed | ||
| BlackRock NJ Municipal Income | BNJ | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile |
| BlackRock NJ Strategic Muni | BNJ | $15.00 | TBA | 16-Aug-1999 | Withdrawn | Profile | |
| BlackRock NY Muni Income II | BFY | 3.5M | $15.00 | 28-Jun-2002 | 25-Jul-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock New York Mun 2022 | 0.1M | $15.00 | TBA | TBA | Filed | ||
| BlackRock New York Municipal | BNY | 4.0M | $15.00 | 25-Jul-2001 | 26-Jul-2001 | Priced | Chart, News, Profile, Insider |
| BlackRock Real Asset Equity Tr | BCF | 60.0M | $15.00 | 25-Sep-2006 | 26-Sep-2006 | Priced | Chart, News, SEC, Msgs, Profile, Research, Insider |
| BlackRock Strategic Bond Trust | BHD | 9.0M | $15.00 | 26-Feb-2002 | 27-Feb-2002 | Priced | Chart, News, Profile, Insider |
| BlackRock Strategic Municipal | BSD | 4.0M | $15.00 | 24-Aug-1999 | 24-Aug-1999 | Priced | Chart, News, Profile, Insider |
| BlackRock World Investment | BWC | 55.0M | $15.00 | 21-Oct-2005 | 24-Oct-2005 | Priced | News, Msgs, Profile, Research, Insider |
| Blackridge Investment Corp | BLKR | 26.0M | $25.00 | 14-Apr-2004 | 16-Jul-2004 | Withdrawn | Profile |
| Blackrock Ca Mun 2018 Term Tr | BJZ | 7.5M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile |
| Blackrock Cali Insured Muni | BCK | 6.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile |
| Blackrock California Municipal | BZA | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile |
| Blackrock Core Bond Trust | BHK | 30.0M | $25.00 | 27-Nov-2001 | 27-Nov-2001 | Priced | Chart, News, Profile, Insider |
| Blackrock Def Opp Cred Tr | 9.33M | $15.00 | 28-Jan-2008 | 28-Jan-2008 | Priced | ||
| Blackrock Ecosolutions Inv | BQR | 12.5M | $20.00 | 25-Sep-2007 | 25-Sep-2007 | Priced | News, Profile, Insider |
| Blackrock Enhanced Div Ach Trs | BDJ | 76.67M | $15.00 | 24-Aug-2005 | 25-Aug-2005 | Priced | News, Profile, Insider |
| Blackrock Florida Insured Muni | BAF | 10.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile |
| Blackrock Florida Municipal | BIE | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile |
| Blackrock Glbl Flt Rt IT | BGT | 27.0M | $20.00 | 25-Aug-2004 | 25-Aug-2004 | Priced | Chart, News, Profile, Insider |
| Blackrock Global Eq Inc Trust | BFD | 45.0M | $20.00 | 26-Mar-2007 | 27-Mar-2007 | Priced | News, SEC, Msgs, Profile, Insider |
| Blackrock High Yield Opp Trust | 0.1M | $15.00 | 27-Dec-2002 | TBA | Filed | ||
| Blackrock Insured Muni Income | BYM | 27.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Int Growth And Inc | BGY | 115.0M | $20.00 | 23-May-2007 | 24-May-2007 | Priced | News, Msgs, Profile, Insider |
| Blackrock Kelso Capital | BKCC | 50.0M | $14.90 | 16-Apr-2004 | TBA | Filed | Profile |
| Blackrock Ltd Duration Inc Tr | BLW | 45.0M | $20.00 | 28-Jul-2003 | 28-Jul-2003 | Priced | Chart, News, Profile, Insider |
| Blackrock Maryland Municipal | BZM | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock Municipal Bond Trust | BBK | 10.2M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock NY Insured Muni | BSE | 8.0M | $15.00 | 28-Oct-2002 | 28-Oct-2002 | Priced | Chart, News, Profile, Insider |
| Blackrock NY Mun 2018 Term Tr | BLJ | 4.4M | $15.00 | 25-Oct-2001 | 25-Oct-2001 | Priced | Chart, News, Profile |
| Blackrock New Jersey Municipal | BLJ | 4.0M | $15.00 | 25-Apr-2002 | 25-Apr-2002 | Priced | Chart, News, Profile |
| Blackrock PA Strategic Muni Tr | BPS | 4.0M | $15.00 | 24-Aug-1999 | 24-Aug-1999 | Priced | Chart, News, Profile, Insider |
| Blackrock Pref Opp Trust II | 0.1M | $25.00 | 26-Mar-2003 | TBA | Filed | ||
| Blackrock Preferred Opp Trust | BPP | 17.94M | $25.00 | 25-Feb-2003 | 25-Feb-2003 | Priced | Chart, News, SEC, Profile, Insider |
| Blackrock Preferred and Equity | BTZ | 58.0M | $25.00 | 20-Dec-2006 | 21-Dec-2006 | Priced | News, Profile, Insider |
| Blackrock Real Est Inc Trust | 0.1M | $15.00 | 25-Oct-2002 | TBA | Filed | ||
| Blackrock Strategic Div Ach Tr</ | |||||||