Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Section (c)(1)
Mr. William C. Cox was appointed Assistant Treasurer of the Registrant on
April 27, 2009.
Section (c)(2)
Mr. Cox is 42 years of age. Prior to his appointment as Assistant Treasurer,
Mr. Cox had not held any other positions or offices with the Registrant. No
arrangements or understandings exist between Mr. Cox and the Registrant except
the arrangements or understandings related to Mr. Cox as acting solely in his
capacity as Assistant Treasurer. No family relationships exist between Mr. Cox
and any director, officer or any other person nominated or chosen by the
Registrant to become a director or officer.
Mr. Cox's business experience during the past five years is as follows: Vice
President and Senior Director, State Street Bank and Trust Company, since 1997.
None of the corporations or organizations at which Mr. Cox was employed is a
parent, subsidiary or other affiliate of the Registrant.
Mr. Cox has not engaged in any transactions or proposed transactions since
the beginning of the Registrant's last fiscal year in which the Registrant was
or is to be a participant and the amount involved exceeds $120,000, and in which
any related person had or will have a direct or indirect material interest.
Section (c)(3)
There is no material plan, contract or arrangement (whether or not written)
to which Mr. Cox is a party or in which he participates that is entered into or
material amendment in connection with his appointment as Assistant Treasurer or
any grant or award to Mr. Cox or modification thereto, under any such plan,
contract or arrangement in connection with such appointment.
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